United States v. Wind

28 M.J. 381, 1989 CMA LEXIS 3480, 1989 WL 90589
CourtUnited States Court of Military Appeals
DecidedAugust 29, 1989
DocketNo. 57,229; NMCM 85 3823
StatusPublished
Cited by11 cases

This text of 28 M.J. 381 (United States v. Wind) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Wind, 28 M.J. 381, 1989 CMA LEXIS 3480, 1989 WL 90589 (cma 1989).

Opinions

Opinion of the Court

EVERETT, Chief Judge:

The military judge, sitting alone as a special court-martial, tried Wind on two specifications of distributing methamphetamines aboard the USS KITTY HAWK, in violation of Article 112a, Uniform Code of Military Justice, 10 USC § 912a. Contrary to his pleas, appellant was found guilty and [382]*382sentenced to a bad-conduct discharge, confinement for 3 months, forfeiture of $413.00 pay per month for 6 months, and reduction to pay grade E-l. After approval by the convening authority and affirmance by the Court of Military Review in an unpublished opinion, we granted Wind’s petition for review to consider:

WHETHER THE MILITARY JUDGE ERRED WHEN HE FOUND THAT THE DECLARANT OF AN OUT-OF-COURT STATEMENT WAS UNAVAILABLE FOR PURPOSES OF INTRODUCTION OF THE STATEMENT UNDER MILITARY RULE OF EVIDENCE 804(a)(5) SOLELY ON THE BASIS THAT THE DECLARANT WAS A “FUGITIVE FROM JUSTICE.”

I

According to the government evidence, appellant had twice sold methamphetamines to an informant, Airman Mark Haywood, in February 1985. Defending on grounds of entrapment, Wind testified that Haywood had approached him many times with a view to buying drugs but that appellant had rejected those overtures. After Haywood kept pressing, appellant finally relented and obtained methamphetamines for him, because “he kept asking me and I felt very pressured into doing so and I was tired of the guy continuing to harass me to get him drugs and do drugs with him. I felt maybe if I would go get them for him, that he would forget about it and leave me alone.” Wind also said that he was intimidated by the size of Haywood, who was six feet tall and weighed 235 pounds.

To rebut the entrapment defense, the Government attempted to show that Wind had a predisposition to sell drugs. In this connection, trial counsel offered as rebuttal a sworn statement made by Airman Apprentice Shawn Campbell to the Naval Investigative Service (NIS) subsequent to the alleged drug sales. According to this statement, Wind was one of “at least five” sailors on the USS KITTY HAWK to whom Campbell had sold methamphetamines.

Seeking to establish the statement’s admissibility, the Government sought to show that Campbell was unavailable as a witness; and, to this end, trial counsel called Legalman First Class Gary Steighner, who was stationed aboard the USS KITTY HAWK. He testified that Campbell was “an unauthorized absentee,” who had been tried in absentia and found guilty of distributing methamphetamines. Steighner also explained that Campbell had himself been facing charges and that, soon after his own trial had begun, he had absented himself. Thereupon, in order to prove that Campbell’s absence was voluntary and that the trial could continue, Steighner and the Command Staff Judge Advocate, Lieutenant Commander D. B. Weber, had called local hospitals, shore patrol headquarters, the city jail, and the coroner’s office. Despite their efforts, Campbell had not been located.

Apprised of these facts, the military judge ruled that Campbell was unavailable; and, in response to a defense argument, he commented:

Your point is — your argument is that they haven’t even checked with a home of record or the family at that home of record. The point is well taken, however, Shawn Campbell is still a fugitive from justice. So on that basis alone, I feel justified in ruling that he is an unavailable declarant.

Further defense evidence and argument did not dissuade the judge from admitting the statement in evidence.

II

Trial counsel offered Campbell’s statement both as evidence of predisposition and to impeach Wind.' Use of this evidence to show predisposition is questionable. Many people who possess or use drugs never sell them; and so some courts have held that, if an accused is tried for selling drugs and asserts an entrapment defense, evidence of his prior use or possession is inadmissible to establish his predisposition. See, e.g., United States v. Watson, 489 F.2d 504 (3d Cir.1973); United States v. Ewbank, 483 [383]*383F.2d 1149 (9th Cir.1973); United States v. Venus, 15 MJ 1095 (ACMR 1983).

The relevance of Campbell’s statement to impeach Wind is clearer. In his testimony, Wind professed that during his Naval career he had never used drugs and that he had had no contact with any drug transaction, except for the two distributions to Haywood. These he claimed to be aberrations, which resulted from intense pressure and “intimidation.” On cross-examination, appellant denied ever purchasing drugs from Campbell or from anyone else other than someone named Rhymer— the sailor who supplied the methamphetamines that were delivered to Haywood. Campbell’s statement tends to demonstrate that Wind’s denial of familiarity with drugs was false and thereby discredited his credibility.

Usually, extrinsic evidence of a specific incident of misconduct by a witness is inadmissible to impeach his credibility. Mil.R. Evid. 608(b), Manual for Courts-Martial, United States, 1984. This limitation, however, does not apply if the extrinsic evidence also relates directly to matters in issue at trial. Here, by reason of his own claim that he had no contact with drug users or dealers, Wind gave to Campbell’s statement a significance that it otherwise would have lacked. Accordingly, the statement was material enough to be received in evidence, unless it ran afoul of the hearsay and confrontation objections lodged by defense counsel.

In response to the hearsay objections, trial counsel claimed that Campbell’s statement was admissible as a declaration against penal interest. For the statement to be admissible on this basis, the prosecution bore the burden of showing that Campbell was “unavailable as a witness.” Mil. R.Evid. 804(b)(3). Moreover, it seems clear that, unless Campbell was unavailable, admission of his statement in evidence violated Wind’s right of confrontation, his other objection.

As we have just reaffirmed in United States v. Hubbard, 28 MJ 27 (CMA 1989), unavailability of a witness requires a “good-faith effort” by the prosecution to obtain his presence at trial. Cf. Ohio v. Roberts, 448 U.S. 56, 100 S.Ct. 2531, 65 L.Ed.2d 597 (1980); Mancusi v. Stubbs, 408 U.S. 204, 92 S.Ct. 2308, 33 L.Ed.2d 293 (1972); Barber v. Page, 390 U.S. 719, 724-25, 88 S.Ct. 1318, 1322, 20 L.Ed.2d 255, 260 (1968). Heretofore, we have stated that a servicemember who is absent without authority may be found unavailable to testify. United States v. Douglas, 1 MJ 354 (CMA 1976). Similarly, a court of appeals has recently ruled that a fugitive is unavailable as a witness. See United States v. Lisotto, 722 F.2d 85 (4th Cir.1983), cert. denied, 466 U.S. 905, 104 S.Ct. 1682, 80 L.Ed.2d 157 (1984). Here it appears from the military judge’s comments that he, too, may have been applying a per se rule that an unauthorized absentee or a fugitive from justice may be deemed “unavailable,” without any showing of an effort to locate him.

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Bluebook (online)
28 M.J. 381, 1989 CMA LEXIS 3480, 1989 WL 90589, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-wind-cma-1989.