19-1390-cr United States v. Moore
In the United States Court of Appeals for the Second Circuit
August Term, 2019 No. 19-1390-cr
UNITED STATES OF AMERICA, Appellee,
v.
JONATHAN T. MOORE, Defendant-Appellant.
Appeal from the United States District Court for the Southern District of New York. No. 1:08-cr-134 — Loretta A. Preska, Judge.
ARGUED: MARCH 9, 2020 DECIDED: SEPTEMBER 15, 2020
Before: CHIN, SULLIVAN, and NARDINI, Circuit Judges.
Defendant-Appellant Jonathan T. Moore appeals from a final order of the United States District Court for the Southern District of New York (Loretta A. Preska, J.) denying his motion for a reduction in sentence pursuant to the First Step Act of 2018 (“First Step Act”). Moore argues that the district court erred by failing to recalculate his advisory range under the United States Sentencing Guidelines in light of case law that was decided subsequent to his sentencing. Moore also argues that the district court’s decision relied on a factual error regarding his prison disciplinary record. We conclude that, when determining whether or to what extent to exercise discretion under the First Step Act to grant a sentence reduction to an eligible defendant, a district court is not obligated to re-calculate the defendant’s Guidelines range except to reflect changes that flow from the Fair Sentencing Act of 2010. We also conclude that the district court’s minor factual misstatement regarding Moore’s disciplinary record did not affect his substantial rights. We therefore AFFIRM the decision of the district court.
YUANCHUNG LEE, Federal Defenders of New York, Inc., New York, New York, for Defendant-Appellant. ANNA M. SKOTKO (Sarah K. Eddy, on the brief), Assistant United States Attorneys, for Audrey Strauss, Acting United States Attorney for the Southern District of New York, New York, New York, for Appellee.
WILLIAM J. NARDINI, Circuit Judge:
Defendant-Appellant Jonathan T. Moore appeals from a final order
entered on May 7, 2019, in the United States District Court for the Southern
District of New York (Loretta A. Preska, J.), denying his motion for a
2 sentence reduction pursuant to the First Step Act of 2018 (“First Step Act”),
Pub. L. No. 115-391, 132 Stat. 5194. Moore argues that the district court erred
by failing to recalculate his advisory range under the United States
Sentencing Guidelines in light of case law that was decided subsequent to
his sentencing. Moore also argues that the district court erred by relying on
a factual error regarding his prison disciplinary record.
As we explain below, in determining whether and to what extent to
exercise its discretion under the First Step Act to reduce an eligible
defendant’s sentence, a district court is not obligated to re-calculate the
defendant’s Guidelines range except to reflect changes that flow from the
Fair Sentencing Act of 2010 (“Fair Sentencing Act”), Pub. L. 111-220, 124 Stat.
2372. Moreover, the record provides no basis to conclude that the district
court’s minor factual misstatement regarding Moore’s disciplinary record
affected his substantial rights. We therefore AFFIRM the decision of the
district court.
3 I. Background
A. Moore’s conviction and sentence
On September 28, 2007, a police officer stopped Moore’s car after
observing the rear license plate swinging loosely. As the officer walked up
to the car, he saw Moore push something down in the space between the
driver’s seat and the door. The officer opened the driver’s side door and
saw a loaded gun with an obliterated serial number. After arresting Moore,
the officer searched the car and found 5.8 grams of crack cocaine. Moore
admitted that both the gun and the drugs were his.
On January 7, 2009, Moore pled guilty to (1) possessing a firearm
following a felony conviction, in violation of 18 U.S.C. § 922(g); and (2)
possessing with intent to distribute more than 5 grams of crack cocaine, in
violation of 21 U.S.C. §§ 841(a)(1) and 841(b)(1)(B).
Moore had a long criminal history, including at least five drug
felonies, as well as convictions for trespass, possession of stolen property,
larceny, resisting arrest, and misdemeanor assault. In the Presentence
Report (“PSR”) prepared in advance of Moore’s sentencing, the U.S.
4 Probation Office placed him in criminal history category VI pursuant to the
2008 Guidelines, which were in effect at time of his sentencing.
As to the applicable offense level, the PSR stated that, pursuant to
U.S.S.G. § 3D1.2(d) and § 3D1.3(a), 1 the firearm and narcotics counts could
be grouped. The PSR went on to determine that Moore was a career
offender, based in part on his prior conviction under New York Penal Law
§ 220.31 for fifth-degree criminal sale of a controlled substance. And as a
career offender convicted of a controlled substance offense carrying a
statutory maximum term of 40 years’ imprisonment, 21 U.S.C.
§ 841(b)(1)(B), Moore’s offense level was calculated at 34 pursuant to
U.S.S.G. § 4B1.1(b)(B). 2 Reductions for acceptance of responsibility finally
1 In fact, the grouping should have occurred under U.S.S.G. § 3D1.2(c), not § 3D1.2(d).
2Had Moore not been a career offender, his offense level would have been 32 pursuant to U.S.S.G. § 2K2.1. See PSR 6.
5 yielded a total offense level of 31. Because of his status as a career offender,
Moore was also automatically deemed to be in criminal history category VI. 3
The combination of offense level 31 and criminal history category VI
resulted in a Guidelines range of 188-235 months in prison.
On June 16, 2009, the district court (Stephen C. Robinson, J.) adopted
the PSR’s Guidelines calculation and sentenced Moore to the bottom of the
range: a total of 188 months in prison, to be followed by four years of
supervised release. Moore is presently serving his prison sentence, with a
projected release date of May 22, 2021.
B. The Fair Sentencing Act and First Step Act
About a year after Moore’s sentencing, on August 3, 2010, the Fair
Sentencing Act took effect, which increased the drug amounts needed to
trigger mandatory minimum sentences for crack cocaine trafficking
3Even if Moore had not been a career offender, his 22 prior convictions and 23 criminal history points would have put him comfortably in criminal history category VI. See PSR 7- 15.
6 offenses. 4 Before the Fair Sentencing Act, an offense charged as involving 5
grams or more of crack cocaine carried a minimum of 5 years and a
maximum of 40 years in prison under 21 U.S.C. § 841(b)(1)(B)(iii). Section 2
of the Fair Sentencing Act raised the threshold quantity for that penalty
range to 28 grams. 5 Section 3 eliminated the 5-year mandatory minimum
sentence for simple possession of crack cocaine under 21 U.S.C. § 844(a). 6
The Fair Sentencing Act did not apply retroactively; it applied only to
defendants sentenced on or after August 3, 2010. 7
4Pub. L. No. 111-220, 124 Stat. 2372 (2010); see Dorsey v. United States, 567 U.S. 260, 269 (2012).
5Section 2 also raised the threshold quantity of crack cocaine from 50 grams to 280 grams for a prison range of ten years to life for offenses charged under 21 U.S.C. 841(b)(1)(A)(iii). See 124 Stat. 2372.
6 See Dorsey, 567 U.S. at 269.
7Id. at 282; United States v. Martin, No. 19-1701, 2020 WL 5240648, at *3 (2d Cir. Sept. 3, 2020).
7 On December 21, 2018, the First Step Act became law. 8 Section 404(b)
of the First Step Act states that a court that imposed a sentence for a
“covered offense,” as defined in § 404(a), 9 may “impose a reduced sentence
as if sections 2 and 3 of the Fair Sentencing Act . . . were in effect at the time
the covered offense was committed.” 10 Such a reduction “is discretionary
. . . and a district judge may exercise that discretion to deny relief where
appropriate.” 11
C. Moore’s motion for a reduced sentence
On April 15, 2019, Moore moved for a sentence reduction under
§ 404(b). His motion explained that, had the Fair Sentencing Act been in
8 Pub. L. No. 115-391, 132 Stat. 5194 (2018).
9Section 404(a) defines “covered offense” to include “a violation of a Federal criminal statute, the statutory penalties for which were modified by section 2 or 3 of the Fair Sentencing Act of 2010 . . . that was committed before August 3, 2010.” Id. § 404(a), 132 Stat. at 5222.
10 Id. § 404(b), 132 Stat. at 5222.
11United States v. Johnson, 961 F.3d 181, 191 (2d Cir. 2020); see also United States v. Holloway, 956 F.3d 660, 666 (2d Cir. 2020) (“The First Step Act is clear that it does not ‘require a court to reduce any sentence.’” (quoting First Step Act § 404(c), 132 Stat. at 5222)).
8 effect at the time of his sentencing, he would not have been subject to any
statutory minimum sentence, and his statutory maximum would have been
20 years instead of 40. Consequently, his base offense level under the career
offender Guideline – which is keyed to a defendant’s statutory maximum
prison term – would have been 32 instead of 34. After a reduction for
acceptance of responsibility, his total offense level would have been 29.
Combining this offense level with criminal history category VI (which
applied regardless of his career offender status) would have yielded a
revised range of 151-188 months.
Stressing that the district court had originally sentenced him at the
bottom of the then-applicable Guidelines range (188 months), Moore asked
that the court “reduce the sentence to the bottom of the now-applicable
guidelines range to a sentence of 151 months.” 12 He also asked that the
district court reduce his term of supervised release to 3 years. In seeking
12 App’x at 24.
9 this reduction, Moore asserted that, during his incarceration, he had held
multiple jobs, received positive work evaluations, gained valuable skills,
obtained his GED, and completed additional vocational programs. He said
that, if released, he planned to live with his wife and seek work in
construction, before eventually becoming a social worker.
The Government opposed Moore’s motion. While agreeing that
Moore was eligible for a sentence reduction under the First Step Act, the
Government asked the district court to exercise its discretion to deny the
motion in light of Moore’s criminal history and prison disciplinary record.
The Government provided the court with a list of Moore’s infractions while
incarcerated, which included: (a) possessing drugs/alcohol in 2018; (b)
fighting with another person in 2016; (c) possessing an unauthorized item
in 2015; (d) possessing a dangerous weapon in 2012; and (e) failing to follow
safety regulations in 2009.
10 D. The district court’s decision
On May 7, 2019, the district court denied Moore’s motion. 13 Of the
applicable revised Guidelines range, the district court said only that “[t]he
Government agrees that . . . the new sentencing guideline range is between
151 and 188 months.” 14 The district court then explained that it was
declining to exercise its discretion to reduce Moore’s sentence because the
more positive aspects of his background were “simply outweighed” by his
“conduct while in prison and lengthy criminal history.” 15 Moore had
engaged in a “relatively unbroken string of criminal activity other than
periods of incarceration from the time [he] was 22 or so years old.” 16
13 In 2011, the case had been re-assigned to Judge Loretta J. Preska.
14 App’x at 66.
15 Id. at 67.
16 Id. (internal quotation marks omitted).
11 Moore’s many serious infractions after his 2009 sentencing left it “clear that
string continues unbroken.” 17
In describing Moore’s infractions, the district court stated that he had
“possessed a dangerous weapon, possessed narcotics, and fought with
another inmate, all in the last 4 years.” 18 That explanation contained one
factual misstatement: As reflected properly in the Government’s opposition
to Moore’s motion, Moore’s narcotics and fighting infractions occurred
within the last four years, but his dangerous weapon infraction occurred
seven years prior.
This appeal followed.
II. Discussion
“We typically review the denial of a motion for a discretionary
sentence reduction for abuse of discretion.” 19 But when “[t]he
17 Id. at 68.
18 Id. at 67.
19 Holloway, 956 F.3d at 664.
12 underpinning of the district court’s ruling [is] statutory interpretation, we
review it de novo.” 20 We review the district court’s factual findings for clear
error. 21
A district court considering a motion for a sentence reduction under
the First Step Act must conduct a two-part inquiry. First, the court must
determine whether the defendant is eligible for a reduction. Second, if the
defendant is eligible, the court must determine whether, and to what extent,
to exercise its discretion to reduce the sentence. 22
This Court has addressed the eligibility stage of the inquiry in three
recent decisions. In United States v. Holloway, we held that First Step Act
motions are governed by 18 U.S.C. § 3582(c)(1)(B), “which provides that a
‘court may modify an imposed term of imprisonment to the extent
20 United States v. Williams, 551 F.3d 182, 185 (2d Cir. 2009).
21 See United States v. McCrimon, 788 F.3d 75, 78 (2d Cir. 2015).
22 See Holloway, 956 F.3d at 666.
13 otherwise expressly permitted by statute.’” 23 The First Step Act permits a
reduction only for a sentence imposed for a “covered offense,” and defines
the term “covered offense” to encompass “‘a violation of a Federal criminal
statute, the statutory penalties for which were modified by section 2 or 3 of
the Fair Sentencing Act.’” 24 In United States v. Johnson, we clarified that “it
is the statute under which a defendant was convicted, not the defendant’s
actual conduct, that determines whether a defendant was sentenced for a
‘covered offense’ within the meaning of Section 404(a).” 25 Most recently, in
United States v. Martin, we confirmed that the First Step Act authorizes only
“the imposition of a reduced sentence for specific offenses, and where an
23 Id. (quoting 18 U.S.C. § 3582(c)(1)(B)).
24 Johnson, 961 F.3d at 185 (quoting First Step Act § 404(a), 132 Stat. at 5222).
25 Id. at 187.
14 inmate has already served his sentence for that specific offense, the Act does
not authorize any relief.” 26
Here, the parties do not dispute that the district court properly
determined Moore’s eligibility for a reduction under the First Step Act. At
issue is only the second, discretionary stage of the inquiry. Moore argues
that the district court abused its discretion by (1) failing to recalculate the
Guidelines range to be considered under the First Step Act, in light of case
law that post-dated his sentencing; and (2) relying on a factual error
regarding his prison disciplinary record. For the reasons that follow, neither
contention has merit.
A. The district court did not err in calculating the applicable Guidelines range.
Moore first argues that, in calculating the Guidelines range in
connection with his First Step Act motion, the district court erroneously
26Martin, 2020 WL 5240648, at *2; see id. at *8 (“The First Step Act . . . provides no text authorizing a court to alter sentences other than those imposed for violations of a ‘covered offense.’”).
15 failed to consider the impact of this Court’s 2018 decision in United States v.
Townsend that a drug conviction under New York Penal Law § 220.31 cannot
serve as a “controlled substance offense” triggering application of the career
offender Guideline. 27 Applying Townsend, Moore argues that he no longer
has the predicate offenses necessary to support a career offender
enhancement and thus his applicable range should have been 110-137
months rather than 151-188 months.
This appeal marks the first time that Moore has argued that the First
Step Act obligated the district court to consider Townsend in calculating his
Guidelines range. We therefore review only for plain error. 28 To meet the
plain error standard, Moore must establish four elements:
(1) there is an error; (2) the error is clear or obvious, rather than subject to reasonable dispute; (3) the error affected the
27 United States v. Townsend, 897 F.3d 66, 75 (2d Cir. 2018).
28See United States v. Villafuerte, 502 F.3d 204, 211 (2d Cir. 2007) (applying plain error analysis to unpreserved sentencing challenge); see also Fed. R. Crim. P. 52(b) (“A plain error that affects substantial rights may be considered even though it was not brought to the court’s attention.”).
16 appellant’s substantial rights; and (4) the error seriously affects the fairness, integrity or public reputation of judicial proceedings. 29
We begin (and end) with the first of these requirements: whether the district
court committed an error at all.
Moore’s Townsend argument raises a question of first impression in
our Circuit. We have not previously addressed whether the First Step Act
requires a district court to recalculate a defendant’s Guidelines range to
account for anything other than what flows from Sections 2 and 3 of the Fair
Sentencing Act, such as new Guidelines provisions or new judicial
interpretations of existing Guidelines. 30
29 United States v. Balde, 943 F.3d 73, 96 (2d Cir. 2019) (internal quotation marks omitted); see Villafuerte, 502 F.3d at 209. 30 We recognize that other Circuits have split on this issue. Compare United States v. Denson,
963 F.3d 1080, 1089 (11th Cir. 2020) (“[I]n ruling on a defendant’s First Step Act motion, the district court . . . is not free to . . . reduce the defendant’s sentence on the covered offense based on changes in the law beyond those mandated by sections 2 and 3 [of the Fair Sentencing Act] . . . .”), United States v. Kelley, 962 F.3d 470, 475 (9th Cir. 2020) (“[T]he First Step Act authorizes the district court to consider the state of the law at the time the defendant committed the offense, and change only one variable: the addition of sections 2 and 3 of the Fair Sentencing Act as part of the legal landscape.”), and United States v. Hegwood, 934 F.3d 414, 418 (5th Cir.) (“The district court decides on a new sentence by placing itself in the time frame of the original sentencing, altering the relevant legal
17 The text of the First Step Act runs contrary to Moore’s argument. 31 By
its express terms, the statute does not require plenary resentencing or
operate as a surrogate for collateral review, obliging a court to reconsider all
aspects of an original sentencing. 32 What the First Step Act does say is
simply this: A district court may “impose a reduced sentence as if sections 2
and 3 of the Fair Sentencing Act . . . were in effect at the time the covered offense
landscape only by the changes mandated by the 2010 Fair Sentencing Act.”), cert. denied, 140 S. Ct. 285 (2019), with United States v. Boulding, 960 F.3d 774, 784 (6th Cir. 2020) (holding that review of a First Step Act motion requires “an accurate calculation of the amended guidelines range at the time of resentencing”), and United States v. Chambers, 956 F.3d 667, 668, 673-74 (4th Cir. 2020) (in considering a First Step Act motion, a district court “must” correct “[r]etroactive Guidelines errors based on intervening case law”); see also United States v. Stewart, 964 F.3d 433, 435-36, 438 (5th Cir. 2020) (in reviewing a First Step Act motion, a district court errs in failing to consider a Guidelines amendment promulgated in direct response to congressional instruction in the Fair Sentencing Act; however, the court should not allow a defendant to “take advantage of changes in the law that have nothing to do with” the Fair Sentencing Act).
31Cf. Martin, 2020 WL 5240648, at *5 (“[I]t seems logical to start with [the First Step Act’s] plain language.”).
32 See Hegwood, 934 F.3d at 415 (“[T]he First Step Act does not allow plenary resentencing . . . .”); see also Martin, 2020 WL 5240648, at *8 (“[S]ection 404(b)’s text, along with its narrow scope, shows that Congress intended to authorize only a limited adjustment to an otherwise final sentence.”) (internal quotation marks and alteration omitted).
18 was committed.” 33 Through its “as if” clause, all that § 404(b) instructs a
district court to do is to determine the impact of Sections 2 and 3 of the Fair
Sentencing Act – two provisions of law that modified the drug quantity
thresholds for defendants who were prosecuted for crack cocaine trafficking
under 21 U.S.C. § 841(b)(1)(A)(iii) or (B)(iii), or 21 U.S.C. § 960(b)(1)(C) or
(2)(C) (with respect to Section 2) or crack cocaine possession under 21 U.S.C.
§ 844(a) (with respect to Section 3). To be sure, in order to consider a
defendant’s sentence “as if” Sections 2 and 3 had been in effect at the time
of the offense, a district court must take into account Guidelines range
changes that result directly from the retroactive application of Sections 2 and
3. Thus, in Moore’s case, it was certainly correct for the district court to
lower his offense level from 34 to 32 under § 4B1.1 under the 2008 Guidelines
pursuant to which he was sentenced, to account for the lower statutory
maximum that would have applied under Section 2. But § 404(b) issues no
33 First Step Act § 404(b), 132 Stat. at 5222 (emphasis added).
19 directive to allow re-litigation of other Guidelines issues—whether factual
or legal—which are unrelated to the retroactive application of the Fair
Sentencing Act.
Moore argues that a contrary conclusion is required by two phrases
in the First Step Act, but we find his contentions unpersuasive. First, he
points out that § 404(b) of the First Step Act authorizes a district court to
“impose a reduced sentence.” He argues that Congress’s use of the word
“impose” mirrors its use in statutes governing a defendant’s original
sentencing – namely, 18 U.S.C. §§ 3553 and 3661 – such that the district
court’s obligations with respect to the Guidelines are therefore the same in
both situations: they must be calculated de novo. But Moore’s argument fails
because it considers the word “impose” in isolation. As we have already
noted, the First Step Act does not simply authorize a district court to
“impose a sentence,” period. Instead, it authorizes the court to do so subject
to the “as if” clause – that is, to determine the impact of sections 2 and 3 of
the Fair Sentencing Act. It would contravene the statutory text to interpret
20 the First Step Act to require a district court to give retroactive effect to
additional legal provisions not driven by the Fair Sentencing Act, or to
require a district court to engage in collateral review of other unrelated
issues that were previously adjudicated.
Second, Moore points out that § 404(c) of the First Step Act bars
defendants from filing successive sentence reduction motions if their first
motion was “denied after a complete review of the motion on the merits.”
Again, Moore reads too much into this language. Section 404(c) charges a
district court only with “review” of a defendant’s motion. It does not
require that any particular procedures be followed during that review,
much less that the review entail a full-blown opportunity to relitigate
Guidelines issues, whether legal or factual. Moreover, it would be strange
for Congress to have obliquely slipped a standard for adjudicating First Step
21 Act motions into a provision that bars repetitive litigation. That would be,
indeed, an elephant in a mousehole. 34
The scope of Moore’s proposed rule would effectively turn every First
Step Act motion into a de facto plenary resentencing. If a district court must
engage in de novo Guidelines calculations, then the court would have to
consider not only intervening case law but also novel legal arguments about
why a previous Guidelines calculation was incorrect, or even novel factual
arguments to that effect (such as, for example, a dispute over a narcotics
quantity attributed to a defendant). We do not read the limited procedural
vehicle provided by the First Step Act as requiring a district court to broadly
revisit every aspect of a criminal sentence. 35
34 See Whitman v. Am. Trucking Ass’ns, 531 U.S. 457, 468 (2001) (“Congress . . . does not alter the fundamental details of a regulatory scheme in . . . ancillary provisions—it does not, one might say, hide elephants in mouseholes.”). 35 For this reason, we do not find persuasive Moore’s suggestion that the district court was
required to apply Townsend because that decision simply interpreted “what controlled substance offense under [U.S.S.G.] § 4B1.2 had always meant,” and so was not a “change [in] the law.” Moore Reply at 9-10 (internal quotation marks and alterations omitted); see also Moore Br. at 25-26 n.9 (“[A] Guidelines calculation that takes account of Townsend is the correct calculation, not merely the ‘current’ calculation. The previous Guidelines calculation, which counted Mr. Moore as a Career Offender, was simply wrong. And
22 We therefore hold that the First Step Act does not entail a plenary
resentencing, and that it does not obligate a district court to recalculate an
eligible defendant’s Guidelines range, except for those changes that flow
from Sections 2 and 3 of the Fair Sentencing Act of 2010, when considering
as a discretionary matter whether (or by how much) to grant a sentence
reduction. Because we hold that the First Step Act did not obligate the
district court to consider the impact of Townsend on Moore’s Guidelines
calculation, there was no legal error here. 36
there is no reason to privilege the incorrect range over the correct one.”). As the Ninth Circuit has already explained, not only would such an exception contravene the express terms of the First Step Act, but it would “put defendants convicted of crack cocaine offenses in a far better position than defendants convicted of other drug offenses . . . . There is no indication in the statute that Congress intended this limited class of crack cocaine offenders to enjoy such a windfall.” Kelley, 962 F.3d at 478. 36 We hold only that the First Step Act does not obligate a district court to consider post-
sentencing developments. We note, however, that a district court retains discretion to decide what factors are relevant as it determines whether and to what extent to reduce a sentence. Moore does not argue that the district court erred by considering his post- sentencing prison disciplinary record, and he in fact asked the court to consider evidence of his post-sentencing rehabilitation. The Fifth Circuit has held that courts are not required to consider post-sentencing changes in factual circumstances but has suggested courts may do so as a matter of discretion. See United States v. Jackson, 945 F.3d 315, 322 n.7 (5th Cir. 2019) (“We do not hold that the court cannot consider post-sentencing conduct— only that it isn’t required to.”), cert. denied, 206 L. Ed. 2d 839 (Apr. 20, 2020), reh’g denied, No. 19-8036, 2020 WL 3146860 (June 15, 2020)); cf. United States v. Praddy, 725 F.3d 147, 161
23 B. The district court’s minor factual misstatement does not require remand.
Moore next argues that the district court erred in describing three of
his prison disciplinary infractions as occurring within the last four years
when one in fact occurred seven years prior. The Government does not
dispute that the district court made a factual misstatement but argues that
the error could not have impacted the district court’s analysis in any
material way.
Because Moore failed to raise this objection below, plain error review
once again applies. 37 As noted above, to demonstrate plain error, Moore
(2d Cir. 2013) (“The sentencing judge has broad discretion to consider all relevant information in determining an appropriate sentence . . . .”). Moreover, we note that we have previously held that First Step Act motions are not governed by 18 U.S.C. § 3582(c)(2). See Holloway, 956 F.3d at 665-66. Accordingly, it is clear that a district court’s discretion under the First Step Act as to whether to reduce a defendant’s sentence (and if so, to what extent) is not limited by the applicable Guidelines range. When considering whether to impose a reduced sentence under the First Step Act, the district court retains the same discretion under United States v. Booker, 543 U.S. 220 (2005), to vary from the advisory Guidelines that it would have had at the time of the defendant’s sentencing. 37 Plain error review differs from simple harmless error review in that, when plain error
review applies, “[i]t is the defendant rather than the Government who bears the burden of persuasion with respect to prejudice.” United States v. Olano, 507 U.S. 725, 734 (1993). In United States v. Viola, our Court held that the burden of persuasion shifts back to the
24 must establish, among other things, that the district court’s error affected his
substantial rights. “An error affects substantial rights if it is prejudicial and
it affected the outcome of the district court proceedings.” 38
The district court declined to resentence Moore in light of his
“relatively unbroken string of criminal activity other than periods of
incarceration from the time [he] was 22 or so years old,” as well as his
continued prison infractions “consistent” with that history. 39 To be sure, the
district court misplaced one of those infractions along the timeline of
Moore’s “string” of misbehavior. But the thrust of the court’s observation
remains valid: the misplaced infraction did occur; it was just as serious as
Government where the relevant error resulted from a supervening decision that altered settled law. 35 F.3d 37, 41-42 (2d Cir. 1994), abrogated on other grounds by Salinas v. United States, 522 U.S. 52 (1997). As before, we express “doubt” that the Viola gloss on the plain- error standard has survived the Supreme Court’s decision in Johnson v. United States, 520 U.S. 461 (1997). United States v. Grote, 961 F.3d 105, 116 n.3 (2d Cir. 2020). We need not confront that issue here, however, because our decision would be the same regardless of which party bears the burden of persuasion. 38 United States v. McLean, 287 F.3d 127, 135 (2d Cir. 2002) (internal quotation marks
omitted).
39 App’x at 67 (internal quotation marks omitted).
25 the judge regarded it; and Moore had indeed continued to commit serious
infractions consistent with his prior criminal conduct as recently as 2016 and
2018. On this record, we have no basis to believe that the difference between
four years and seven years, as to the third-to-last infraction, could have been
material to the court’s otherwise careful analysis. We therefore find no error
warranting remand.
III. CONCLUSION
In sum, we hold as follows:
1. The First Step Act does not require that an eligible defendant
receive a plenary resentencing, and it does not obligate a district court to
recalculate an eligible defendant’s Guidelines range, except to account for
those changes that flow from Sections 2 and 3 of the Fair Sentencing Act of
2010, when considering as a discretionary matter whether (or by how much)
to grant a sentence reduction.
2. The district court’s minor factual misstatement regarding the
timing of one of Moore’s prison disciplinary infractions does not require
remand because the error did not affect his substantial rights.
26 We therefore AFFIRM the decision of the district court.