United States v. Clive Ulet McLean Jr.

287 F.3d 127, 2002 U.S. App. LEXIS 5147
CourtCourt of Appeals for the Second Circuit
DecidedMarch 28, 2002
Docket19-2537
StatusPublished
Cited by78 cases

This text of 287 F.3d 127 (United States v. Clive Ulet McLean Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Clive Ulet McLean Jr., 287 F.3d 127, 2002 U.S. App. LEXIS 5147 (2d Cir. 2002).

Opinion

JOSÉ A. CABRANES, Circuit Judge.

Clive Ulet McLean, Jr. appeals from the sentence imposed by the United States District Court for the Northern District of New York (Lawrence E. Kahn, Judge) pursuant to a judgment of conviction entered upon his plea of guilty to one count of conspiracy to distribute marijuana, in violation of 21 U.S.C. § 846, 1 and three *130 counts of possession with intent to distribute marijuana, in violation of 21 U.S.C. § 841(a)(1). 2 Although the indictment charged that the amount of marijuana involved in the conspiracy exceeded 100 kilograms, the District Court accepted McLean’s plea despite his refusal to allocute to any drug quantity. The District Court subsequently sentenced McLean principally to a 63-month concurrent sentence on each of the four counts based on its own findings that the conspiracy McLean entered into involved more than 100 kilograms of marijuana. The 63-month concurrent sentence on each count exceeds by three months the statutory maximum applicable for an offense involving an unspecified quantity of marijuana. See 21 U.S.C. § 841(b)(1)(D). 3

On appeal, McLean challenges only his sentence, contending that: (1) the District Court’s findings with respect to the quantity of marijuana involved in the conspiracy were clearly erroneous; (2) the District Court erred in declining to apply a two-point deduction to his Base Offense Level for acceptance of responsibility; and (3) his sentence violates the teachings of Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000).

We find no basis to disturb the findings of the District Court with respect to either the quantity of marijuana involved or McLean’s acceptance of responsibility. With respect to McLean’s Apprendi claim, we hold that, in these circumstances, it was plain error to impose a sentence on each count in excess of the statutory maximum authorized for a crime involving an unspecified amount of marijuana, but that, because the United States Sentencing Guidelines require the District Court to impose consecutive terms of imprisonment to the extent necessary to achieve the total punishment mandated by the Guidelines, the error did not affect McLean’s substantial rights.

Accordingly, we affirm the judgment of the District Court.

I. Background

A. McLean’s Guilty Plea

On October 4, 1999, McLean pleaded guilty to all four counts of an indictment. The indictment charged McLean with one count of conspiring to possess with intent to distribute and to distribute marijuana in violation of 21 U.S.C. § 846, and with three counts of possessing with intent to distribute and distributing marijuana in violation of 21 U.S.C. § 841(a)(1). Count 1 of the indictment specified that “[t]he amount of marihuana involved in this conspiracy exceeds 100 kilograms.” The remaining counts did not specify the quantity of drugs involved.

Although McLean sought to enter a guilty plea, he continued to contest the amount of marijuana charged in Count I of the indictment. Specifically, at his allocu *131 tion, when the Court asked McLean how he pleaded to Counts I, II, III, and IV of his indictment, his counsel interjected:

Before the entry of Mr. McLean’s plea, I note that the final sentence in Count I is as follows: Quote, the amount of marijuana involved in this conspiracy exceeds 100 kilograms. With respect to the amount of marijuana alleged, the defendant contests the allegation of the Government as to the total quantity. However, he is prepared to plead guilty to Count I with that understanding....

Tr. dated Oct. 4, 1999, at 15. In its response to the District Court’s request that the prosecutor advise McLean of the relevant statutory penalties and sentencing guidelines in his case, the Government acknowledged that the issue of quantity would be resolved by the District Court:

Your Honor, had the defendant — or with the defendant’s conviction on Count I of the indictment, if the Court finds that the quantity of marijuana involved in the conspiracy exceeded 100 kilograms, then in that event, the defendant would face the penalties set forth in 21 United States Code, Section 841(b)(1)(B).

Id. at 22. Thus, it is clear that neither defense counsel nor the Government (nor, apparently, the District Court) understood McLean to have pleaded guilty to a crime involving any specific threshold drug quantity, 4 despite the fact that Count I of the indictment charged quantity with respect to the conspiracy. Nevertheless, the District Court — acting over eight months before Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), was decided — accepted McLean’s plea. The District Court’s acceptance of the plea is not surprising, because, prior to Appren-di, this Court had held that, in cases involving violations of 21 U.S.C. § 841(a), “[w]hen an indictment does allege that a particular quantity is involved, the effect is only to put the defendant on notice that the enhanced penalty provisions of section 841(b) may apply.” United States v. Campuzano, 905 F.2d 677, 679 (2d Cir.1990) (emphasis added), overruled by United States v. Thomas, 274 F.3d 655 (2d Cir.2001) ( en banc). In other words, prior to Apprendi, even when quantity was charged in an indictment, it remained a sentencing factor to be determined by the Court after a defendant’s conviction.

B. Sentencing Proceedings

The Presentence Investigation Report (“PSR”) prepared by the United States Probation Office and circulated on October 12, 1999, recommended that the District Court hold McLean accountable for the distribution of 147.65 kilograms of marijuana and, thus, calculate his base offense level to be 26.

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Bluebook (online)
287 F.3d 127, 2002 U.S. App. LEXIS 5147, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-clive-ulet-mclean-jr-ca2-2002.