United States v. Moncivais

492 F.3d 652, 2007 U.S. App. LEXIS 16252, 2007 WL 1975978
Court of Appeals for the Sixth Circuit·Decided July 10, 2007·No. 05-6689·Published·Cited by 139 cases

Opinion

OPINION

CLAY, Circuit Judge.

Defendant Alberto Moncivais appeals his sentence of 336 months imprisonment imposed following a guilty plea. Defendant pled guilty to one count of conspiracy to *655 possess with intent to distribute cocaine in violation of 21 U.S.C. §§ 841(a)(1) and 846. On appeal, Defendant contends that: (1) the district court erred by sentencing him based on evidence that was inadmissible as a matter of law due to its unreliability; (2) the district court erred by concluding that Defendant was an “organizer or leader” and enhancing his advisory United States Sentencing Guidelines (“Guidelines” or “U.S.S.G.”) range by four points pursuant to U.S.S.G. § 3B1.1(a); (3) the government breached the plea agreement; (4) the district court violated Defendant’s right to due process by finding facts at sentencing by a preponderance of the evidence; and (5) the district court violated Defendant’s rights under the Confrontation Clause by admitting testimonial hearsay at sentencing, notwithstanding the fact that the declarant did not testify, and Defendant had not had an opportunity to cross-examine the declarant.

For the reasons stated below, we AFFIRM Defendant’s conviction and sentence.

BACKGROUND

Jerome and Anthony Davis were arrested on April 6, 2001, after providing undercover law enforcement officers with ten kilograms of cocaine. The Davis brothers agreed to cooperate, and their efforts led law enforcement officials to their supplier, Ruben Laurel, and ultimately to Defendant, a co-conspirator. Defendant was arrested at the Memphis airport on April 9, 2001, and subsequently indicted on several counts of conspiracy to distribute cocaine.

After Defendant filed a motion to suppress, which was denied, Defendant entered into a plea agreement (the “Agreement”). He agreed to plead guilty to conspiracy to possess with intent to distribute approximately 68 kilograms of cocaine as charged in count one of a superseding indictment. The government agreed to move for dismissal of count two of the superseding indictment at sentencing. Consistent with the quantity of 68 kilograms of cocaine charged in the superseding indictment, paragraph 5 of the Agreement stated that “[f]or the purpose of calculating the base offense level pursuant to [U.S.S.G. § 2D1.1], the United States agrees to recommend that the relevant conduct which is readily provable as to the defendant would result in a base offense level of 36.” J.A. at 123. Paragraph seven of the Agreement provided that:

7. The government agrees that it will not recommend or request a sentencing enhancement for the defendant’s role in the offense (§ 3B1.1) during the preparation of the Presentence Investigation Report (PSR). In this regard, Mr. MONCIVAIS understands that the government’s position is not binding on the court or the probation office and that if the court does apply an enhancement for leadership role, he will not be allowed to withdraw his plea of guilty. This is not intended to limit either party in responding to issues raised at the sentencing hearing.

J.A. at 123-24. As a result of the Agreement, the district court issued an order changing Defendant’s plea to guilty on June 10, 2002.

Instead of recommending a Guidelines base offense level of 36, as called for in the Agreement, the presentence investigation report (“PSR”) prepared by the probation office recommended that the district court determine Defendant’s Guidelines base offense level to be 38. The probation office made this recommendation after the government provided the probation office with information the government had obtained *656 from Ruben Laurel, -a co-conspirator. 1 The information provided by Laurel suggested that Defendant had been involved in the conspiracy since it began in September of 2001 (as opposed to coming in after the initial period as Defendant claimed), and, consequently, he was responsible for a substantially higher quantity of drugs. Instead of the 68 kilograms of cocaine stated in the plea agreement, the PSR calculated Defendant’s recommended Guidelines range based on 299 kilograms of cocaine and over 1,000 kilograms of marijuana. The PSR also recommended a four-level enhancement for Defendant’s role in the offense as an “organizer or leader of criminal activity that involved five or more participants or was otherwise extensive.” J.A. at 550; see U.S.S.G. § 3B1.1(a). The probation office relied heavily on information that the government obtained from Laurel in making these recommendations. Defendant filed timely objections to the PSR.

Defendant’s first sentencing hearing took place on November 4, 2002. The government, through the testimony of Thomas Boock of the Drug Enforcement Agency Task Force, offered into evidence a “DEA 6,” which was a report, entitled “Proffer Statement of Ruben Laurel.” J.A. at 355. Defendant objected to this statement on the ground that it constituted unreliable hearsay. One ■ of the government’s witnesses, Seanda Reed of the probation office, stated that this statement was used by the probation department to determine the relevant offense conduct when calculating Defendant’s recommended base offense level in the PSR.

At sentencing, the government supported the Guidelines enhancement for Defendant’s role in the offense, and it did not strenuously contest the probation office’s recommendation as to the drug quantities. Although “the government [ ] reiterated its recommendation concerning quantity,” (ie., that the quantity of cocaine should be determined to be 68 kilograms), it also stated that “[t]he court has heard proof now, and we will submit that to the court” (which tended to show that the actual quantity was higher). J.A. at 385. The government also argued that the evidence demonstrated that Defendant was an organizer or leader, and that the applicable Guidelines range should be enhanced by four levels on account of this conduct on the part of Defendant.

The district court discussed Laurel’s proffer in detail:

[T]he statement of Laurel as summarized in the report is richly detailed and is within itself entirely consistent. It is consistent also with the facts, though it contains a great deal more detail than the facts known by the court at the time of the change of plea____
The. statement of Laurel, though, goes on for 10 or 11 pages, ... and provides an extraordinary amount of detail with respect to the way in which he met Mr. Moncivais, the dealings the two of them had, the loyalty Mr. Moncivais displayed or purported at least to Mr. Laurel when he learned that Mr. Laurel had not turned his name over as the marijuana supplier when Mr. Laurel was first arrested and went to prison and the dealings that emanated from, that earlier relationship and' went on for a period of years culminating here in Memphis.

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United States v. Moncivais, 492 F.3d 652, 2007 U.S. App. LEXIS 16252, 2007 WL 1975978 (6th Cir. 2007).

492 F.3d 652 (United States v. Moncivais) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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