United States v. Stephen Cook

607 F. App'x 497
CourtCourt of Appeals for the Sixth Circuit
DecidedApril 17, 2015
Docket13-5264
StatusUnpublished
Cited by3 cases

This text of 607 F. App'x 497 (United States v. Stephen Cook) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Stephen Cook, 607 F. App'x 497 (6th Cir. 2015).

Opinion

GRIFFIN, Circuit Judge.

Defendant Stephen Cook appeals his sentence on the basis that the government breached the parties’ plea agreement. The government seeks to enforce an appeal-waiver provision in the plea agreement. We grant the government’s motion to dismiss based upon the appeal waiver.

I.

Beginning in 2009, the United States Drug Enforcement Administration (“DEA”) investigated a narcotics distribution ring that used commercial tractor-trailers to transport significant quantities of marijuana throughout the United States. After a positive K-9 alert, border patrol agents searched a tractor-trailer registered to defendant Stephen Cook, uncovering over 1,000 kilograms of marijuana. Authorities then obtained a wiretap to monitor Cook’s telephone calls..

A grand jury indicted Cook and 15 others for conspiracy to possess with intent to distribute at least 1,000 kilograms of marijuana and conspiracy to possess with intent to distribute at least 500 grams of methamphetamine. Cook pled guilty to the marijuana count. In exchange, the government agreed to recommend that Cook receive the full reduction for acceptance of responsibility “provid[ed][he] commits no new criminal offenses and continues to demonstrate an affirmative acceptance of responsibility, including acknowledging guilt in open court to the facts as set out in the indictment.” Cook waived his right to appeal, his sentence “unless the sentence exceeds the maximum permitted by statute or is the result of an upward departure from the guideline range that the court establishes at sentencing,” and waived his right to “challenge the manner in which the sentence was determined.”

In calculating the base offense level, the Presentence Investigation Report (“PSR”) included the following drug amounts: 6,622.56 kilograms marijuana, 30 kilograms cocaine (6,000 kilograms marijuana equivalent), and 2.47 kilograms methamphetamine (4,944.24 kilograms marijuana equivalent), totaling 17,566.8 kilograms marijuana equivalent. Additionally, the PSR applied a four-point role enhance *499 ment under U.S. Sentencing Guidelines § 3Bl.l(a) and a three-point reduction for acceptance of responsibility under § 3E1.1, resulting in a Guidelines range of 210 to" 262 months of imprisonment (total offense level 37, criminal history category I). The government did not object to the PSR. Cook objected to including cocaine and methamphetamine in the drug amount calculation and to the role enhancement.

At sentencing, the government stated that it was prepared to introduce evidence of intercepted telephone calls of Cook discussing cocaine sales. Cook withdrew his objection to including cocaine in the drug amount calculation. Ultimately, the court included cocaine in the drug calculation but removed methamphetamine.

In support of the role enhancement, the government called two witnesses. Thereafter, Cook also testified. The court applied the enhancement, relying in part on Cook’s own testimony. Shortly thereafter, the government objected to any reduction for acceptance of responsibility, arguing that Cook had not testified truthfully about relevant conduct. The district court heard argument from both parties and denied the reduction. The government also argued that a two-level enhancement for obstruction of justice was appropriate under U.S. Sentencing Guidelines § 3C1.1 for providing materially false information to the court at sentencing. The district court applied the enhancement.

The court calculated the new Guidelines range as 360 months to life (total offense level 42, criminal history category IX and sentenced Cook to a low-end Guidelines sentence of 360 months. Despite the appeal-waiver provision in the plea agreement, Cook filed a timely appeal.

II.

On appeal, Cook argues that the government breached the plea agreement by opposing a reduction for acceptance of responsibility. He also argues that the government breached the agreement by violating the covenant of good faith and fair dealing by seeking an obstruction of justice enhancement based on immaterial inconsistencies in testimony, and by urging the district court to include cocaine in the drug amount calculation.

“It is well settled that a defendant in a criminal case may waive his right to appeal his sentence in a valid plea agreement.” United States v. Smith, 344 F.3d 479, 483 (6th Cir.2003). Ordinarily, we review de novo “the question of whether a defendant waived his right to appeal his sentence in a valid plea agreement.” United States v. Keller, 665 F.3d 711, 715 (6th Cir.2011) (internal quotation marks omitted). However, because it is undisputed that Cook failed to preserve his breach-of-plea-agreement claims for appeal, we review for plain error. Puckett v. United States, 556 U.S. 129, 134, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009). Plain-error review involves four steps:

First, there must be an error or defect — some sort of deviation from a legal rule — that has not been intentionally relinquished or abandoned, ie., affirmatively waived, by the appellant. Second, the legal error must be clear or obvious, rather than subject to reasonable dispute. Third, the error must have affected the appellant’s substantial rights, which in the ordinary case means he must demonstrate that it affected the outcome of the district court proceedings. Fourth and finally, if the above three prongs are satisfied, the court of appeals has the discretion to remedy the error — discretion which ought to be exercised only if the error seriously affects the fairness, integrity or public reputation of judicial proceedings.

*500 Id. at 135, 129 S.Ct. 1423 (internal quotation marks, citations, and alterations omitted). “Meeting all four prongs is difficult, as it should be.” Id. (internal quotation marks omitted).

We use traditional contract principles in interpreting and enforcing plea agreements because they are contractual in nature. United States v. Bowman, 634 F.3d 357, 360 (6th Cir.2011). “But because plea agreements’ constitutional and supervisory implications raise concerns over and above those present in the traditional contract context, in interpreting such agreements, we ‘hold the government to a greater degree of responsibility than the defendant ... for imprecisions or ambiguities in the plea agreement.’ ” Id. (quoting United States v. Harris, 473 F.3d 222, 225 (6th Cir.2006)). Ambiguities are therefore construed against the government, especially because the government can take steps in drafting a plea agreement to avoid imprecision. Id. “The determinative factor in interpreting a plea agreement is not the parties’ actual understanding of the terms of the agreement; instead, an agreement must be construed as a reasonable person would interpret its words.” United States v. Moncivais,

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Anita Green
Sixth Circuit, 2026
United States v. Luis Edwards
635 F. App'x 186 (Sixth Circuit, 2015)

Cite This Page — Counsel Stack

Bluebook (online)
607 F. App'x 497, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-stephen-cook-ca6-2015.