United States v. Miguel Torralba-Mendia

784 F.3d 652, 97 Fed. R. Serv. 414, 2015 U.S. App. LEXIS 6980, 2015 WL 1903831
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 28, 2015
Docket13-10064
StatusPublished
Cited by54 cases

This text of 784 F.3d 652 (United States v. Miguel Torralba-Mendia) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

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United States v. Miguel Torralba-Mendia, 784 F.3d 652, 97 Fed. R. Serv. 414, 2015 U.S. App. LEXIS 6980, 2015 WL 1903831 (9th Cir. 2015).

Opinion

OPINION

MURPHY, District Judge:

A jury convicted Miguel Torralba-Mendia of conspiring to smuggle undocumented immigrants into the United States, in violation of 8 U.S.C. § 1324(a)(1)(A)(v)(I). Torralba appeals his conviction, contending there was insufficient evidence connecting him to the conspiracy. In addition, he argues the district court incorrectly allowed an expert witness to testify about common practices of alien smuggling organizations. He contends the district court erred in allowing the case agent to offer both lay and expert testimony without giving a curative instruction. And he argues the district court incorrectly admitted redacted 1-213 immigration *657 forms. We have jurisdiction under 28 U.S.C. § 1291, find no prejudicial error, and affirm.

I

A

Between 2007 and 2010, Immigration and Customs Enforcement (“ICE”) agents investigated a human smuggling operation near Nogales, Arizona. The investigation revealed that members of the smuggling organization would meet migrants on-the Mexican side of the border. Escorts would guide the migrants through the ravines and creek-beds that lie adjacent to Nogales. Once inside the United States, a van or sedan would meet the migrants in the desert and drive them to Geuro Shuttle (“GS”), a company operating out of Tucson. From there, shuttles would drive the migrants to safe houses where they were confined until family members paid for their release.

During the investigation, agents observed Torralba at GS between twenty and twenty-five times. Through intercepted phone calls, agents overheard Torralba coordinate the pick up of migrants and organize their drive north. Agents listened as a person at GS told Torralba to charge $2100 to drive two people to Tucson. And agents observed Torralba pick up and deliver suspected illegal immigrants to locations in Phoenix.

On one occasion, Torralba picked up several people from GS. Before starting the drive to Phoenix, Torralba did a “heat run” through a local neighborhood: He rapidly accelerated and decelerated, to check if police were following him. He then parked outside a carwash for ten minutes, watching the road. On another occasion, he drove past an unmarked police car with tinted windows parked across from GS. Torralba stopped his car next to the vehicle and tried to look in. He then called GS and told them about the car. Torralba also called GS to tell them that “[t]hey just opened up over here, straight ahead.” GS then notified other shuttle drivers that ICE was not operating its checkpoint along the routé from Nogales to Tucson.

B

At trial, the government called Agent Burrola as an expert witness. Burrola has more than a decade of law enforcement experience along the border, including three years undercover smuggling undocumented immigrants from Nogales to stash houses in Tucson and Phoenix. He testified about the standard practices of alien smuggling organizations, including how they escorted people over the border, circumvented ICE checkpoints, and utilized safe houses. He explained how to identify undocumented immigrants en route from Mexico, interpreted common code words, and described typical methods and amounts of payment.

The government also called Agent Frazier as both an expert and lay witness. Fra- ' zier spent nine years patrolling the border near Nogales. Like Burrola, he explained how smugglers evaded checkpoints and provided ways to distinguish between a guide and a migrant.

After giving expert testimony about the standard practices of alien smuggling organizations, Frazier began to offer lay testimony. The government transitioned from expert to lay testimony by asking, “[a]nd were you eventually assigned to an investigation involving Southern Arizona shuttle companies?” Frazier then testified intermittently over the next few days about his observations in this case. He narrated surveillance videos showing vehicles dropping off and picking up people from GS. He told the jury the duration of time lapses in the videos, pointed out the *658 vehicles’ identifying marks, tied the cars to various conspirators, and counted the number of people exiting and entering different vehicles. He also interpreted phrases in phone calls between shuttle drivers and GS. And he explained which conspirators he thought were the organization’s leaders based on evidence that they controlled the migrants, recruited workers, and gave orders to the drivers.

During the trial, the government introduced 1-213 immigration forms to prove the migrants detained during the investigation either voluntarily returned to their country of origin or were deported. The admitted forms contained the migrants’ photos, fingerprints, physical characteristics, and whether they had been deported or voluntarily returned to their country of origin. The government redacted the agent’s narrative detailing how people were apprehended, and all other statements made by the detainee.

II

Torralba challenges the government’s use of Agent Frazier as both an expert and lay witness. He contends the district court erred by not instructing the jury on how to evaluate Frazier’s dual role testimony, and that much of Frazier’s testimony invaded the province of the jury. We hold that, in light of our opinion in United States v. Vera, 770 F.3d 1232 (9th Cir.2014), the district court committed plain error by not instructing the jury on how to properly evaluate Frazier’s testimony. Nonetheless, we find that the error was not prejudicial because the government bifurcated Frazier’s expert and lay opinion testimony, there was an adequate foundation for Frazier’s observations, and sufficient evidence independent of Frazier’s testimony linked Torralba to the conspiracy.

Torralba argues the district court erred by not instructing the jury on how to properly evaluate Agent Frazier’s expert and lay testimony. Because Torralba did not object to the absence of such a jury instruction, we review for plain error. See United States v. Fuchs, 218 F.3d 957, 961 (9th Cir.2000); see also Puckett v. United States, 556 U.S. 129, 135, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009) (citing Fed.R.Crim.P. 51(b) & 52(b)).

We have cautioned district courts about the dangers of allowing a case agent to offer both expert and lay opinion testimony. See Vera, 770 F.3d at 1242; United States v. Anchrum, 590 F.3d 795, 803 (9th Cir.2009); United States v. Freeman, 498 F.3d 893, 903-04 (9th Cir.2007). “[A]n agent’s status as an expert could lend him unmerited credibility when testifying as a percipient witness, cross-examination might be inhibited, jurors could be confused and the agent might be more likely to stray from reliable methodology and rely on hearsay.” Vera, 770 F.3d at 1242.

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784 F.3d 652, 97 Fed. R. Serv. 414, 2015 U.S. App. LEXIS 6980, 2015 WL 1903831, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-miguel-torralba-mendia-ca9-2015.