United States v. Samuel Orozco-Acosta

607 F.3d 1156, 2010 WL 2293281
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 26, 2010
Docket09-50192
StatusPublished
Cited by76 cases

This text of 607 F.3d 1156 (United States v. Samuel Orozco-Acosta) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Samuel Orozco-Acosta, 607 F.3d 1156, 2010 WL 2293281 (9th Cir. 2010).

Opinion

ORDER

The opinion in this case filed by this court on May 26, 2010, slip op. 7534, is amended as follows:

At slip op. at 7538, first sentence of the second full paragraph, indicate a footnote following “Because the government concedes that the introduction of the CNR violated Orozco-Acosta’s confrontation right,”. The indicated footnote is to be numbered 3, with following footnotes renumbered accordingly. The new footnote 3 then is to state:

The government was well-advised to make this concession. Although prior to the Supreme Court’s decision in Melendez-Diaz, our case law consistently held that a CNR was nontestimonial, see, e.g., United States v. Cervantes-Flores, 421 F.3d 825, 830-34 (9th Cir.2005); United States v. Salazar-Gonzalez, 458 F.3d 851, 853-54 (9th Cir.2006), that line of decisions is clearly inconsistent with Melendez-Diaz. Melendez-Diaz held to be testimonial affidavits reporting the results of forensic analysis establishing that seized material was cocaine. 129 *1159 S.Ct. at 2532. The affidavits were held to be testimonial primarily because they were statements of what a witness would testify if called and were prepared for the known purpose (indeed, the only purpose) of use at the defendant’s trial. Id This reasoning is clearly applicable to the CNR in this case, and is irreconcilable with our prior decision in Cervantes-Flores and its progeny. Accordingly, we are required to follow Melendez-Diaz and to consider our prior decisions overruled to the extent of their irreconcilability with Melendez-Diaz. See Miller v. Gammie, 335 F.3d 889, 900 (9th Cir.2003) (holding that where intervening higher authority is irreconcilable with established circuit law, a three-judge panel “should consider [itself] bound by the intervening higher authority and reject the prior opinion of this court as having been effectively overruled”). Thus, the CNR in the present case is testimonial.

OPINION

CANBY, Circuit Judge:

Samuel Orozco-Acosta was convicted by a jury of illegally re-entering the United States following removal, in violation of 8 U.S.C. § 1326. On appeal, Orozco-Acosta contends that the admission into evidence of a certificate of non-existence of record and of a warrant of removal violated his rights under the Sixth Amendment’s Confrontation Clause. He also challenges the district court’s refusal to give a requested jury instruction and argues that his sentence was procedurally and substantively unreasonable. We have jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742. We affirm Orozco-Acosta’s conviction and sentence.

FACTUAL AND PROCEDURAL BACKGROUND

On June 25, 2008, a border patrol agent discovered Orozco-Acosta, a Mexican national, just north of the United States-Mexico border in a desolate area frequented by aliens illegally crossing into the United States. Orozco-Acosta admitted to the agent that he was a Mexican citizen and had no documents allowing him to be in the United States legally. He also later gave a sworn statement indicating that he had been deported earlier that year and had not sought permission to re-enter.

A federal grand jury indicted OrozcoAcosta for being found in the United States following removal, in violation of 8 U.S.C. § 1326. 1 Prior to trial, the government moved in limine to introduce a warrant of removal to establish that OrozcoAcosta had been deported from the United States on January 26, 2008. The government also sought to introduce a certificate of non-existence of record (“CNR”) to show that there was no record that Orozco-Acosta had ever applied for, or been *1160 granted, permission to re-enter the United States following his removal. 2 The district court overruled Orozco-Acosta’s objections that admission of these documents would violate his rights under the Sixth Amendment’s Confrontation Clause, and both documents were admitted into evidence at Orozco-Acosta’s trial.

The jury also heard the testimony of Agent Dwain Holmes, the custodian of Orozco-Acosta’s Alien Registration File (“A-File”). An A-File contains paper records concerning an alien’s immigration status, including records of removal and applications for re-entry. Agent Holmes testified that his review of Orozco-Acosta’s A-File, as well as an agency computer database, C.L.A.I.M.S., disclosed no documentation that Orozco-Acosta had applied for permission to re-enter the United States.

The jury found Orozco-Acosta guilty of violating 8 U.S.C. § 1326. The district court sentenced Orozco-Acosta to seventy-one months in prison, followed by three years of supervised release, and ordered a $100 assessment.

DISCUSSION

1. Confrontation Clause

The Confrontation Clause of the Sixth Amendment guarantees that “[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.” U.S. Const. amend. VI. In Crawford v. Washington, 541 U.S. 36, 124 S.Ct. 1354, 158 L.Ed.2d 177 (2004), the Supreme Court held that the Confrontation Clause guarantees a defendant’s right to confront those “who ‘bear testimony’ ” against him. Id. at 51, 124 S.Ct. 1354 (citation omitted). The Court ruled that “[tjestimonial statements of witnesses absent from trial [are admissible] only where the declarant is unavailable, and only where the defendant has had a prior opportunity to cross-examine.” Id. at 59, 124 S.Ct. 1354. The Court described various formulations of the “core class” of testimonial statements without expressly endorsing any formulation. Id. at 51-52, 124 S.Ct. 1354. Among the examples so discussed were “statements contained in formalized testimonial materials, such as affidavits, depositions, prior testimony, or confessions” as well as “statements that were made under circumstances which would lead an objective witness reasonably to believe that the statement would be available for use at a later trial.” Id. at 51-52, 124 S.Ct. 1354 (ellipsis, internal quotations and citations omitted). On the issue before it, the Court held that statements taken by investigating police officers during interrogations were testimonial “under even a narrow standard.” Id. at 52, 124 S.Ct. 1354.

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Bluebook (online)
607 F.3d 1156, 2010 WL 2293281, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-samuel-orozco-acosta-ca9-2010.