United States v. Mett

65 F.3d 1531, 95 Daily Journal DAR 12583, 95 Cal. Daily Op. Serv. 7356, 1995 U.S. App. LEXIS 26342, 1995 WL 551940
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 19, 1995
DocketNo. 94-10503
StatusPublished
Cited by49 cases

This text of 65 F.3d 1531 (United States v. Mett) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Mett, 65 F.3d 1531, 95 Daily Journal DAR 12583, 95 Cal. Daily Op. Serv. 7356, 1995 U.S. App. LEXIS 26342, 1995 WL 551940 (9th Cir. 1995).

Opinions

Opinion by Judge GONZALEZ; Concurrence by Judge KLEINFELD.

GONZALEZ, District Judge:

On February 1, 1989, Honolulu police arrested Assistant United States Attorney Leslie E. Osborne Jr. for drunk driving. Two days later, he hired solo practitioner Benjamin B. Cassiday III to represent him in connection with that charge. Sometime later in February, petitioner Center Art Galleries — Hawaii Inc. (“Center Art”), whom Osborne was prosecuting, asked Cassiday to represent it as local counsel. All parties appear to have waived any possible conflict orally, and Cassiday assumed the representation. Nothing was put in writing, and the district court was not informed.

In March 1989, the United States Attorney for Hawaii, Daniel Bent, learned of the conflict and telephoned Cassiday, urging him to withdraw from representing Osborne. Cas-siday agreed to do so, but did not actually withdraw as counsel of record until just before Osborne pleaded guilty on April 27.

On May 4, 1990, following a five-month trial before Judge Harold M. Fong, a jury convicted petitioners Center Art, Mett, and Wiseman of numerous counts of mail and wire fraud in connection with the sale of art works. Petitioners’ primary counsel in that trial were Honolulu lawyer Brook Hart and three New York lawyers. Cassiday acted as local counsel and helped with jury selection. Petitioner Mett has declared that the defense attorneys’ fees for the trial exceeded $5 million, of which Cassiday billed about $5,200.

On April 15, 1993, we affirmed petitioners’ sentences on direct appeal. United States v. Wiseman, 991 F.2d 804, 1993 WL 118176 (9th Cir.1993) (table), cert. denied, — U.S. -, 114 S.Ct. 1542, 128 L.Ed.2d 194 (1994). They subsequently filed a motion for a new trial under Fed.R.Crim.P. 33 and a § 2255 petition, which the district court denied on October 14,1994, after holding an evidentiary hearing. Petitioners appealed. We have jurisdiction under 28 U.S.C. §§ 1291 and 2255, and we affirm.

ANALYSIS

1. Petitioner Center Art’s Standing.

The United States contends that petitioner Center Art lacked standing to bring its ineffective assistance claim. Defendants sentenced only to pay a fine cannot attack sentences by means of the state habeas statute, 28 U.S.C. § 2254. Edmunds v. Won Bae Chang, 509 F.2d 39, 40 (9th Cir.), cert. denied, 423 U.S. 825, 96 S.Ct. 39, 46 L.Ed.2d 41 (1975). The reasoning of Edmunds, based primarily on the phrase “in custody” in the statute, applies also to § 2255. Petitioner Center Art was sentenced only to a fine. Consequently, Center Art had no standing to join in Mett and Wiseman’s § 2255 petition.

Petitioners’ motion in the district court was based on Fed.R.Crim.P. as well as on § 2255. A Rule 33 motion brought more than seven days after the verdict or finding of guilty must be based on newly discovered evidence. “[A] Rule 33 motion based upon ‘newly discovered evidence’ is limited to where the newly discovered evidence relates to the elements of the crime charged.” United States v. Hanoum, 33 F.3d 1128, 1130 (9th Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 1702, 131 L.Ed.2d 564 (1995). Because Center Art proffered no evidence relating to the elements of the crime charged, [1534]*1534Center Art could not raise its Sixth Amendment claim through a Rule 33 motion.

Center Art contends, however, that the district court could have reached the merits of its Sixth Amendment claim by construing its petition as seeking a writ of coram nobis, and that it actually put this theory to the district court in one of its papers. An individual no longer in custody may employ the rarely-used writ of coram nobis to make a Sixth Amendment assistance of counsel attack on his conviction. United States v. Morgan, 346 U.S. 502, 511-13, 74 S.Ct. 247, 252-54, 98 L.Ed. 248 (1954). There is no reason why a corporation, also not in custody and thus lacking access to § 2255 relief, should not be able to use the writ to seek redress for a constitutional error of that magnitude.1 For this reason, we hold that petitioner Center Art had standing to raise its Sixth Amendment claim, construing its petition in the district court as one for a writ of coram nobis.

2. Violation of the Right to Conñict-Free Counsel.

a.The Cuyler Standard

“We review de novo both the denial of a § 2255 motion and a determination that the prisoner was not denied his Sixth Amendment right to counsel.” Frazer v. United States, 18 F.3d 778, 781 (9th Cir.1994). “We review for clear error any factual findings the district court made in deciding [a § 2255] motion.” Doganiere v. United States, 914 F.2d 165, 167 (9th Cir.1990), cert. denied, 499 U.S. 940, 111 S.Ct. 1398, 113 L.Ed.2d 454 (1991).

The Sixth Amendment entitles criminal defendants to the effective assistance of counsel, which includes a right to conflict-free counsel. See, e.g., Garcia v. Bunnell, 33 F.3d 1193, 1198 & n. 4 (9th Cir.1994), cert. denied, — U.S. -, 115 S.Ct. 1374, 131 L.Ed.2d 229 (1995); United States v. Baker, 10 F.3d 1374, 1399 (9th Cir.1993), cert. denied, — U.S. -, 115 S.Ct. 330, 130 L.Ed.2d 289 (1994); United States v. Allen, 831 F.2d 1487, 1494 (9th Cir.1987), cert. denied, 487 U.S. 1237, 108 S.Ct. 2907, 101 L.Ed.2d 939 (1988).

In order to prove a violation of his Sixth Amendment right to conflict-free counsel, “a defendant who raised no objection [to the conflict] at trial must demonstrate that an actual conflict adversely affected his lawyer’s performance.” Cuyler v. Sullivan, 446 U.S. 335, 348, 100 S.Ct. 1708, 1718, 64 L.Ed.2d 333 (1980). However, no prejudice need be shown. Id. at 349-50, 100 S.Ct. at 1718-19. In this case, it is undisputed that petitioners did not object to the conflict at trial, so the Cuyler standard applies.2

b. Actual Conflict of Interest

The district court found that “petitioners’ claim of an actual conflict is not completely meritless,” but does not seem to have found squarely that there was an actual conflict. We assume without deciding that there existed an actual conflict of interest affecting not only Cassiday’s client, Center Art, but also Mett and Wiseman.

c.

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65 F.3d 1531, 95 Daily Journal DAR 12583, 95 Cal. Daily Op. Serv. 7356, 1995 U.S. App. LEXIS 26342, 1995 WL 551940, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-mett-ca9-1995.