Ludwig v. Baca
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Opinion
3 UNITED STATES DISTRICT COURT
4 DISTRICT OF NEVADA
5 * * *
6 JULIUS JACOB LUDWIG, Case No. 3:18-cv-00361-MMD-CLB
7 Petitioner, ORDER v. 8 ISIDRO BACA,1 et al., 9 Respondents. 10 11 I. SUMMARY 12 Petitioner Julius Jacob Ludwig filed a second amended petition for writ of habeas 13 corpus under 28 U.S.C. § 2254. (ECF No. 16 (“Petition”).) This matter is before the Court 14 for adjudication on the merits of the remaining grounds in the Petition. For the reasons 15 discussed below, the Court denies the Petition and denies Petitioner a certificate of 16 appealability. 17 II. BACKGOUND 18 Ludwig challenges a 2012 conviction and sentence imposed by the Second 19 Judicial District Court for Washoe County (“state court”). Following a three-day trial, a jury 20 found Ludwig guilty of eight counts of possession of stolen property; two counts of 21 burglary; and one count of possession of a firearm by a convicted felon. (ECF Nos. 19-4, 22
23 1The state corrections department’s inmate locator page indicates that Petitioner is incarcerated at the Northern Nevada Correctional Center (“NNCC”). See 24 https://ofdsearch.doc.nv.gov/form.php (retrieved March 2022 under identification number 1045653). The department’s website reflects that Perry Russell is the warden of that 25 facility. See https://doc.nv.gov/Facilities/NNCC Facility/ (retrieved March 2022). At the 26 end of this order, the Court directs the Clerk of the Court to substitute Petitioner’s current immediate physical custodian, Perry Russell, as Respondent for the prior Respondent 27 Isidro Baca, pursuant to, inter alia, Rule 25(d) of the Federal Rules of Civil Procedure. 1 19-5.) On November 20, 2012, the state court adjudicated Ludwig a habitual offender 2 under NRS § 207.010, and then entered a judgment of conviction sentencing him to 11 3 concurrent sentences of life without the possibility of parole. (ECF No. 19-12.) 4 Ludwig appealed his conviction based on theories of a conflict of interest with trial 5 counsel Scott Edwards, unraised suppression claims, and abuse of discretion in 6 sentencing. (ECF No. 20-1.) In April 2014, the Nevada Supreme Court affirmed his 7 conviction and sentence. (ECF No. 20-6.) On May 19, 2014, Ludwig filed a state petition 8 for writ of habeas corpus (“state petition”), seeking post-conviction relief. (ECF No. 20-9.) 9 Ludwig was appointed post-conviction counsel and filed a supplemental petition with 10 additional claims. (ECF No. 20- 14.) Following an evidentiary hearing, the state petition 11 was denied. (ECF No. 21-6.) Ludwig appealed the decision on the basis of ineffective 12 assistance of trial and appellate counsel, and the state court’s purported abuse of 13 discretion in dismissing the state petition. (ECF No. 21-13.) The Nevada Supreme Court 14 affirmed the denial of relief, and a remittitur issued on June 13, 2018. (ECF Nos. 21-16, 15 21-17.) 16 In July 2018, Ludwig initiated this federal habeas proceeding pro se and requested 17 counsel. (ECF Nos. 1-1, 1-2.) This Court later appointed the Federal Public Defender and 18 granted Ludwig leave to amend his petition. (ECF No. 10.) He filed a counseled second 19 amended petition for writ of habeas corpus (ECF No. 16) (“Petition”) in May 2019, alleging 20 seven grounds for relief. Respondents filed a motion to dismiss, which the Court granted 21 in part, and denied in part, finding Grounds 1, 2, 4(B), 4(C), and 5 technically exhausted, 22 but procedurally defaulted. (ECF No. 37.) The Court deferred consideration of whether 23 Ludwig can demonstrate cause and prejudice under Martinez v. Ryan, 566 U.S. 1 (2012), 24 to overcome procedural default of Grounds 1, 2, 4(B), 4(C), and 5 until the time of merits 25 review. (Id.) The Court further held Ground 7 was unexhausted and Ludwig opted to 26 dismiss his unexhausted claim and pursue his remaining claims. (ECF Nos. 39, 40.) 27 /// 1 III. LEGAL STANDARD 2 A. Review under the Antiterrorism and Effective Death Penalty Act 3 28 U.S.C. § 2254(d) sets forth the standard of review generally applicable in 4 habeas corpus cases under the Antiterrorism and Effective Death Penalty Act 5 (“AEDPA”): 6 An application for a writ of habeas corpus on behalf of a person in custody 7 pursuant to the judgment of a State court shall not be granted with respect 8 to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim – 9 (1) resulted in a decision that was contrary to, or involved an unreasonable 10 application of, clearly established Federal law, as determined by the Supreme Court of the United States; or 11 (2) resulted in a decision that was based on an unreasonable determination 12 of the facts in light of the evidence presented in the State court proceeding. 13 28 U.S.C. § 2254(d). A state court decision is contrary to established Supreme Court 14 precedent, within the meaning of § 2254(d)(1), “if the state court applies a rule that 15 contradicts the governing law set forth in [Supreme Court] cases” or “if the state court 16 confronts a set of facts that are materially indistinguishable from a decision of [the 17 Supreme] Court.” Lockyer v. Andrade, 538 U.S. 63, 73 (2003) (first quoting Williams v. 18 Taylor, 529 U.S. 362, 405-06 (2000), and then citing Bell v. Cone, 535 U.S. 685, 694 19 (2002)). A state court decision is an unreasonable application of established Supreme 20 Court precedent under § 2254(d)(1), “if the state court identifies the correct governing 21 legal principle from [the Supreme] Court’s decisions but unreasonably applies that 22 principle to the facts of the prisoner’s case.” Id. at 75 (quoting Williams, 529 U.S. at 413). 23 “The ‘unreasonable application’ clause requires the state court decision to be more than 24 incorrect or erroneous. The state court’s application of clearly established law must be 25 objectively unreasonable.” Id. (internal citation omitted) (quoting Williams, 529 U.S. at 26 409-10). 27 The Supreme Court has instructed that a “state court’s determination that a claim 1 lacks merit precludes federal habeas relief so long as ‘fairminded jurists could disagree’ 2 on the correctness of the state court’s decision.” Harrington v. Richter, 562 U.S. 86, 101 3 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). The Court has stated 4 that “even a strong case for relief does not mean the state court’s contrary conclusion 5 was unreasonable.” Id. at 102 (citing Lockyer, 538 U.S. at 75); see also Cullen v. 6 Pinholster, 563 U.S. 170, 181 (2011) (describing the standard as “difficult to meet” and 7 “highly deferential standard for evaluating state-court rulings, which demands that state- 8 court decisions be given the benefit of the doubt”) (internal quotation marks and citations 9 omitted). 10 B.
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3 UNITED STATES DISTRICT COURT
4 DISTRICT OF NEVADA
5 * * *
6 JULIUS JACOB LUDWIG, Case No. 3:18-cv-00361-MMD-CLB
7 Petitioner, ORDER v. 8 ISIDRO BACA,1 et al., 9 Respondents. 10 11 I. SUMMARY 12 Petitioner Julius Jacob Ludwig filed a second amended petition for writ of habeas 13 corpus under 28 U.S.C. § 2254. (ECF No. 16 (“Petition”).) This matter is before the Court 14 for adjudication on the merits of the remaining grounds in the Petition. For the reasons 15 discussed below, the Court denies the Petition and denies Petitioner a certificate of 16 appealability. 17 II. BACKGOUND 18 Ludwig challenges a 2012 conviction and sentence imposed by the Second 19 Judicial District Court for Washoe County (“state court”). Following a three-day trial, a jury 20 found Ludwig guilty of eight counts of possession of stolen property; two counts of 21 burglary; and one count of possession of a firearm by a convicted felon. (ECF Nos. 19-4, 22
23 1The state corrections department’s inmate locator page indicates that Petitioner is incarcerated at the Northern Nevada Correctional Center (“NNCC”). See 24 https://ofdsearch.doc.nv.gov/form.php (retrieved March 2022 under identification number 1045653). The department’s website reflects that Perry Russell is the warden of that 25 facility. See https://doc.nv.gov/Facilities/NNCC Facility/ (retrieved March 2022). At the 26 end of this order, the Court directs the Clerk of the Court to substitute Petitioner’s current immediate physical custodian, Perry Russell, as Respondent for the prior Respondent 27 Isidro Baca, pursuant to, inter alia, Rule 25(d) of the Federal Rules of Civil Procedure. 1 19-5.) On November 20, 2012, the state court adjudicated Ludwig a habitual offender 2 under NRS § 207.010, and then entered a judgment of conviction sentencing him to 11 3 concurrent sentences of life without the possibility of parole. (ECF No. 19-12.) 4 Ludwig appealed his conviction based on theories of a conflict of interest with trial 5 counsel Scott Edwards, unraised suppression claims, and abuse of discretion in 6 sentencing. (ECF No. 20-1.) In April 2014, the Nevada Supreme Court affirmed his 7 conviction and sentence. (ECF No. 20-6.) On May 19, 2014, Ludwig filed a state petition 8 for writ of habeas corpus (“state petition”), seeking post-conviction relief. (ECF No. 20-9.) 9 Ludwig was appointed post-conviction counsel and filed a supplemental petition with 10 additional claims. (ECF No. 20- 14.) Following an evidentiary hearing, the state petition 11 was denied. (ECF No. 21-6.) Ludwig appealed the decision on the basis of ineffective 12 assistance of trial and appellate counsel, and the state court’s purported abuse of 13 discretion in dismissing the state petition. (ECF No. 21-13.) The Nevada Supreme Court 14 affirmed the denial of relief, and a remittitur issued on June 13, 2018. (ECF Nos. 21-16, 15 21-17.) 16 In July 2018, Ludwig initiated this federal habeas proceeding pro se and requested 17 counsel. (ECF Nos. 1-1, 1-2.) This Court later appointed the Federal Public Defender and 18 granted Ludwig leave to amend his petition. (ECF No. 10.) He filed a counseled second 19 amended petition for writ of habeas corpus (ECF No. 16) (“Petition”) in May 2019, alleging 20 seven grounds for relief. Respondents filed a motion to dismiss, which the Court granted 21 in part, and denied in part, finding Grounds 1, 2, 4(B), 4(C), and 5 technically exhausted, 22 but procedurally defaulted. (ECF No. 37.) The Court deferred consideration of whether 23 Ludwig can demonstrate cause and prejudice under Martinez v. Ryan, 566 U.S. 1 (2012), 24 to overcome procedural default of Grounds 1, 2, 4(B), 4(C), and 5 until the time of merits 25 review. (Id.) The Court further held Ground 7 was unexhausted and Ludwig opted to 26 dismiss his unexhausted claim and pursue his remaining claims. (ECF Nos. 39, 40.) 27 /// 1 III. LEGAL STANDARD 2 A. Review under the Antiterrorism and Effective Death Penalty Act 3 28 U.S.C. § 2254(d) sets forth the standard of review generally applicable in 4 habeas corpus cases under the Antiterrorism and Effective Death Penalty Act 5 (“AEDPA”): 6 An application for a writ of habeas corpus on behalf of a person in custody 7 pursuant to the judgment of a State court shall not be granted with respect 8 to any claim that was adjudicated on the merits in State court proceedings unless the adjudication of the claim – 9 (1) resulted in a decision that was contrary to, or involved an unreasonable 10 application of, clearly established Federal law, as determined by the Supreme Court of the United States; or 11 (2) resulted in a decision that was based on an unreasonable determination 12 of the facts in light of the evidence presented in the State court proceeding. 13 28 U.S.C. § 2254(d). A state court decision is contrary to established Supreme Court 14 precedent, within the meaning of § 2254(d)(1), “if the state court applies a rule that 15 contradicts the governing law set forth in [Supreme Court] cases” or “if the state court 16 confronts a set of facts that are materially indistinguishable from a decision of [the 17 Supreme] Court.” Lockyer v. Andrade, 538 U.S. 63, 73 (2003) (first quoting Williams v. 18 Taylor, 529 U.S. 362, 405-06 (2000), and then citing Bell v. Cone, 535 U.S. 685, 694 19 (2002)). A state court decision is an unreasonable application of established Supreme 20 Court precedent under § 2254(d)(1), “if the state court identifies the correct governing 21 legal principle from [the Supreme] Court’s decisions but unreasonably applies that 22 principle to the facts of the prisoner’s case.” Id. at 75 (quoting Williams, 529 U.S. at 413). 23 “The ‘unreasonable application’ clause requires the state court decision to be more than 24 incorrect or erroneous. The state court’s application of clearly established law must be 25 objectively unreasonable.” Id. (internal citation omitted) (quoting Williams, 529 U.S. at 26 409-10). 27 The Supreme Court has instructed that a “state court’s determination that a claim 1 lacks merit precludes federal habeas relief so long as ‘fairminded jurists could disagree’ 2 on the correctness of the state court’s decision.” Harrington v. Richter, 562 U.S. 86, 101 3 (2011) (quoting Yarborough v. Alvarado, 541 U.S. 652, 664 (2004)). The Court has stated 4 that “even a strong case for relief does not mean the state court’s contrary conclusion 5 was unreasonable.” Id. at 102 (citing Lockyer, 538 U.S. at 75); see also Cullen v. 6 Pinholster, 563 U.S. 170, 181 (2011) (describing the standard as “difficult to meet” and 7 “highly deferential standard for evaluating state-court rulings, which demands that state- 8 court decisions be given the benefit of the doubt”) (internal quotation marks and citations 9 omitted). 10 B. Standard for Evaluation an Ineffective Assistance of Counsel Claim 11 In Strickland, the Supreme Court propounded a two-prong test for analysis of 12 ineffective-assistance-of-counsel claims requiring Petitioner to demonstrate that: (1) the 13 counsel’s “representation fell below an objective standard of reasonableness[;]” and (2) 14 the counsel’s deficient performance prejudices Petitioner such that “there is a reasonable 15 probability that, but for counsel’s unprofessional errors, the result of the proceeding would 16 have been different.” Strickland v. Washington, 466 U.S. 668, 688, 694 (1984). Courts 17 considering an ineffective-assistance-of-counsel claim must apply a “strong presumption 18 that counsel’s conduct falls within the wide range of reasonable professional assistance.” 19 Id. at 689. It is Petitioner’s burden to show “counsel made errors so serious that counsel 20 was not functioning as the ‘counsel’ guaranteed . . . by the Sixth Amendment.” Id. at 687. 21 Additionally, to establish prejudice under Strickland, it is not enough for Petitioner to 22 “show that the errors had some conceivable effect on the outcome of the proceeding.” Id. 23 at 693. Rather, errors must be “so serious as to deprive [Petitioner] of a fair trial, a trial 24 whose result is reliable.” Id. at 687. 25 Where a state court previously adjudicated the ineffective assistance of counsel 26 claim under Strickland, establishing the court’s decision was unreasonable is especially 27 difficult. See Richter, 562 U.S. at 104-05. In Richter, the Supreme Court clarified that 1 Strickland and § 2254(d) are each highly deferential, and when the two apply in tandem, 2 review is doubly so. See id. at 105; see also Cheney v. Washington, 614 F.3d 987, 995 3 (9th Cir. 2010) (internal quotation marks omitted) The Court further clarified, “[w]hen § 4 2254(d) applies, the question is not whether counsel’s actions were reasonable. The 5 question is whether there is any reasonable argument that counsel satisfied Strickland’s 6 deferential standard.” Richter, 562 U.S. at 105. 7 IV. DISCUSSION 8 When a petitioner has procedurally defaulted his claims, federal habeas review 9 occurs only in limited circumstances. In Martinez, the Supreme Court held that the 10 absence or inadequate assistance of counsel in an initial review collateral proceeding 11 may be relied upon to establish cause excusing the procedural default of a claim of 12 ineffective assistance of trial counsel. See 566 U.S. at 9. The Nevada Supreme Court 13 does not recognize Martinez cause as cause to overcome a state procedural bar under 14 Nevada state law. See Brown v. McDaniel, 331 P.3d 867, 875 (Nev. 2014). Thus, a 15 Nevada habeas petitioner who relies upon Martinez—and only Martinez—as a basis for 16 overcoming a state procedural bar on an unexhausted claim can successfully argue that 17 the state courts would hold the claim procedurally barred but that he nonetheless has a 18 potentially viable cause and prejudice argument under federal law that would not be 19 recognized by the state courts when applying the state procedural bars. “[A] procedural 20 default will not bar a federal habeas court from hearing a substantial claim of ineffective 21 assistance at trial if “the default results from the ineffective assistance of the prisoner’s 22 counsel in the collateral proceeding.” Martinez, 566 U.S. at 17. 23 To establish cause and prejudice to excuse the procedural default of a trial-level 24 ineffective assistance of counsel claim under Martinez, a petitioner must show that: (1) 25 post-conviction counsel performed deficiently; (2) there was a reasonable probability that, 26 absent deficient performance, the result of the post-conviction proceeding would have 27 been different; and (3) the underlying ineffective assistance of trial counsel claim is a 1 substantial one. See Ramirez v. Ryan, 937 F.3d 1230, 1241 (9th Cir. 2019). Determining 2 whether there was a reasonable probability that the result of the post-conviction 3 proceedings would be different “is necessarily connected to the strength of the argument 4 that trial counsel’s assistance was ineffective.” Id. 5 To show that a claim is “substantial” under Martinez, a petitioner must demonstrate 6 that the underlying ineffectiveness claim has “some merit.” Martinez, 566 U.S. at 14. That 7 is, the petitioner must be able to make at least some showing that trial counsel performed 8 deficiently, and that the deficient performance harmed the defense. See Strickland, 466 9 U.S. at 695-96. When evaluating counsel’s choices, the Court must make “every effort … 10 to eliminate the distorting effects of hindsight, to reconstruct the circumstances of 11 counsel’s challenged conduct, and to evaluate the conduct from counsel’s perspective at 12 the time.” Id. at 689. “[C]ounsel should be strongly presumed to have rendered adequate 13 assistance and made all significant decisions in the exercise of reasonable professional 14 judgment.” Pinholster, 563 U.S. at 189. 15 Here, Petitioner advances only Martinez as a basis for excusing default for 16 Grounds 1, 2, 4(B), 4(C), and 5. These grounds involve ineffective assistance of trial 17 counsel claims. 18 A. Ground 1 19 In Ground 1, Ludwig alleges that trial counsel rendered ineffective assistance for 20 failure to investigate or present any mitigation at Ludwig’s sentencing in violation of the 21 Fifth, Sixth, and Fourteenth Amendments. (ECF No. 16 at 7-11.) He argues that trial 22 counsel failed to set forth mitigating factors that Ludwig suffered from severe drug 23 addiction, mental illness, and childhood abuse. (Id.) He further argues that trial counsel 24 failed to order records to show he struggled with addiction and attempted treatment, that 25 trial counsel failed to contact Ludwig’s siblings to attest to childhood abuse, and trial 26 counsel failed to hire a psychologist to evaluate Ludwig. (Id.) 27 Respondents argue that Ground 1 is unexhausted because Ludwig did not present 1 Ground 1 to the Nevada Supreme Court. Ludwig presented Ground 1 in his supplemental 2 petition during initial review collateral proceedings. After an evidentiary hearing, the state 3 court denied his claim. (ECF No. 21-5 at 117.) Respondents argue that Martinez applies 4 only where a claim is defaulted during an initial review collateral proceeding and Ludwig’s 5 anticipated default of Ground 1 did not occur in an initial review collateral proceeding 6 because he had asserted the claim in state district court. In his reply, Ludwig asserts that 7 he did not present Ground 1 to the state district court because Ground 1 of his federal 8 claim contains new factual support that fundamentally alters and significantly strengthens 9 the claim rendering it a different claim. (ECF No. at 16.) 10 The Court agrees with Ludwig that Ground 1 was not presented to the state court 11 because the additional factual allegations in the federal claim fundamentally alter the 12 claim that was considered by the state court. In its July 31, 2020 order, the Court 13 determined that Ground 1 was technically exhausted, but procedurally defaulted and 14 subject to dismissal as procedurally defaulted unless Ludwig can show cause and 15 prejudice under Martinez. (ECF No. 37 at 8.) Ludwig does not do so. 16 The Court has examined the transcript of the sentencing, and the other materials 17 in the record regarding the sentencing, such as the Presentence Investigation Report 18 ((“PSI”) filed under seal) and the Competency/Psychological Evaluation (filed under seal), 19 and the Court finds that the ineffective assistance of counsel claim in Ground 1 is not 20 substantial within the meaning of Martinez. See 566 U.S. at 14. (See also ECF Nos. 23- 21 1, 23-2.) Ludwig does not show that his trial counsel performed unreasonably at 22 sentencing or that the alleged deficiency was such as to give rise to a reasonable 23 probability that, but for the alleged deficiency, the result of the sentencing would have 24 been different. See Strickland, 466 U.S. at 688, 694. At sentencing, trial counsel argued 25 for a 10 to 30 year sentence because Ludwig did not commit violent crimes and because 26 Ludwig was not subjected to progressive graduated increased punishment over the 27 course of his criminal history. (ECF No. 19-13 at 5-6.) Trial counsel further argued that 1 Ludwig was primarily convicted of possessing stolen property, rather than stealing it and 2 Ludwig’s underlying motivation for his nonviolent crimes was related to drugs. (Id. at 6- 3 7.) Trial counsel’s conduct fell “within the wide range of reasonable professional 4 assistance.” Strickland, 466 U.S. at 687. 5 Further, the PSI presented additional mitigation evidence, including Ludwig’s 6 substance abuse history. (ECF No. 23-2 at 6.) The PSI provided that Ludwig first used 7 methamphetamine at eighteen, experimented with cocaine and other drugs, completed 8 drug counseling and attended rehabilitation facilities, including a five-year period of 9 sobriety. (Id.) The PSI included information as to Ludwig’s mental health history, including 10 a past diagnosis of schizoaffective disorder (bipolar type), generalized anxiety, and 11 chronic posttraumatic stress. (Id.) The PSI acknowledged that Ludwig had a mental health 12 evaluation wherein he informed the evaluator that he was “good,” because “he just 13 wanted to get through [it].” (Id.) The “new” mitigating evidence proffered by Ludwig largely 14 duplicated what was already presented in the PSI. There is no reasonable probability that 15 the additional evidence Ludwig presented in his federal claim would have changed the 16 outcome of sentencing. The Court denies Ground 1 as procedurally defaulted. 17 B. Ground 2 18 In Ground 2, Ludwig alleges that trial counsel rendered ineffective assistance for 19 failure to object to the admission of evidence of uncharged crimes at his sentencing 20 hearing in violation of the Fifth, Sixth, and Fourteenth Amendments. (ECF No. 16 at 11- 21 15.) He asserts that at sentencing, the State presented witnesses, who were victims of 22 residential burglaries, but Ludwig was not charged with committing those burglaries. (Id. 23 at 11.) He further asserts that the State argued that Ludwig committed more crimes than 24 the ones for which he was charged. (Id. at 12.) 25 The Court held that Ground 2 is subject to dismissal as procedurally defaulted 26 unless Ludwig can show cause and prejudice under Martinez. (ECF No. 37.) The Court, 27 however, finds that Ground 2 is not substantial within the meaning of Martinez. See 1 Martinez, 566 U.S. at 14. Ludwig argues that the State referred to Janie Somps even 2 though Ludwig was not charged with burglary of her residence. (ECF No. 16 at 11.) At 3 sentencing, the State asserted as follows: 4 Janie Somps is the first one, she and her husband are here today, they don’t wish to address Your Honor any further, but I can relay to you that they had 5 a significant amount of property taken from their home in a residential burglary. They found quite a bit in Mr. Ludwig’s storage unit, but it pales in 6 comparison to what was taken in the beginning.
7 (ECF No. 19-13 at 20.) As for Anthony Clark, the State provided that he was “another 8 victim of one of the residential burglaries. Mr. Ludwig had approximately $14,000 worth 9 of Mr. Clarke’s property that was taken from his house in that storage unit.” (Id. at 20-21.) 10 The State provided that Maria Hartman was present at sentencing and “she had a large 11 amount of jewelry taken, cash. Her door was pried open when she was out of town. Which 12 is consistent with just about every victim who spoke at least as far as entry.” (Id. at 21.) 13 Danielle Cook was presented as a witness wherein she stated, “You went through 14 everything of mine. You took money, you took jewelry . . . You took stuff my parents gave 15 to me when I was first born. You took handguns. You took computers. You took clothes. 16 . .” as she addressed Ludwig. (Id. at 21-22.) Ludwig asserts that he was never charged 17 with burglary of Cook’s residence. (ECF No. 16 at 12.) 18 Ludwig does not show that his trial counsel was deficient for failing to object to 19 consideration of information regarding uncharged burglaries at sentencing. The trial court 20 has broad discretion on questions concerning admissibility of evidence at a penalty 21 phase. See Pellegrini v. State, 764 P.2d 484 (1988). Within the frame of procedural due 22 process, a district court judge’s discretion when imposing a sentence is “largely unlimited 23 either as to the kind of information he may consider, or the source from which it may 24 come.” See United States v. Tucker, 404 U.S. 443, 446 (1972). Accordingly, Ludwig fails 25 to show that trial counsel had a reasonable basis for objection at sentencing. 26 In addition, Ludwig does not show that he was prejudiced by his trial counsel’s 27 1 failure to object at sentencing. As to Janie Somps and Anthony Clark, the State clarified 2 that they were victims of burglaries and Ludwig had possession of their property. (See 3 ECF No. 19-13 at 20-21.) The sentencing judge also presided over the trial wherein the 4 State presented testimony and evidence regarding the burglaries of the Croney residence 5 and the Messerli residence to which Ludwig was ultimately convicted. (See ECF Nos. 18- 6 16 at 7-18, 19-1 at 20-31.) At trial, the State presented evidence of a phone call wherein 7 Ludwig stated he had ten firearms in his storage unit and victims identified their stolen 8 property in the storage unit. (ECF No. at 159.) There is no reasonable probability that an 9 objection at sentencing by trial counsel as to the reference or testimony related to 10 uncharged burglaries would have changed the outcome of sentencing. The Court denies 11 Ground 2 as procedurally defaulted. 12 C. Ground 3 13 In Ground 3, Ludwig alleges that he was denied his right to counsel because the 14 trial court did not appoint new counsel due to a conflict of interest in violation of the Fifth, 15 Sixth, and Fourteenth Amendments. (ECF No. 16 at 15.) He asserts that he 16 communicated to the state court that there was a breakdown of communication with 17 counsel and that he was unable to reach his trial counsel. (Id.) He further asserts that he 18 communicated to the state court that he wanted trial counsel to file a motion to suppress 19 and requested new counsel. (Id. at 15-16.) On direct appeal, the Nevada Supreme Court 20 held as follows: 21 Third, appellant argues that a conflict of interest arose with trial counsel and therefore the district court should have appointed new counsel. He 22 specifically complains that trial counsel refused to file a motion to suppress evidence and failed to communicate with him and that he had not been 23 provided with certain discovery matters. “Absent a showing of adequate cause, a defendant is not entitled to reject his court appointed counsel and 24 request substitution of other counsel at public expense.” Young v. State, 120 Nev. 963, 968, 102 P.3d 572, 576 (2004). We have adopted a three- 25 factor analysis in reviewing a district court’s denial of a motion substitution of counsel: ‘“(1) the extent of the conflict; (2) the adequacy of the inquiry; 26 and (3) the timeliness of the motion.”’ Id. (quoting United States v. Moore, 159 F.3d 1154, 1158-59 (9th Cir. 1998)). 27 Considering the record as a whole, the crux of appellant’s conflict with 1 counsel appears to center on his disagreement with counsel about challenging the traffic stop and subsequent recovery of evidence from his 2 vehicle and the storage unit, as well as other strategic decisions made by counsel. And it appears that, before trial, he was provided with or was aware 3 of the discovery matters he argued were not previously provided to him. Further, appellant first raised his conflict-of-interest claim approximately six 4 weeks before trial. The district court considered appellant’s grounds and concluded that he had not established a conflict of interest that warranted 5 appointment of new counsel but rather had merely expressed a disagreement with counsel over strategic decisions. See Gallego v. State, 6 117 Nev. 348, 363, 23 P.3d 227, 237 (2001) (‘“Attorney-client conflicts justify the grant of a substitution motion only when counsel and defendant 7 are so at odds as to prevent presentation of an adequate defense.”’ (quoting State v. Stenson, 940 P.2d 1239, 1272 (Wash. 1997)), abrogated on other 8 grounds by Nunnery v. State, 127 Nev. _, 263 P.3d 235 (2011)); see generally Watkins v. State, 93 Nev. 100, 102, 560 P.2d 921, 922 (1977) 9 (observing that counsel’s failure to make certain objections and pursue certain lines of investigation related to trial strategy and therefore were 10 within the attorney’s discretion). Based on this record, we conclude that the district court did not abuse its discretion by refusing to appoint appellant 11 new counsel. See Gallego, 117 Nev. at 362, 23 P.3d at 237 (reviewing a district court’s denial of a motion to substitute counsel for abuse of 12 discretion). 13 (ECF No. 20-6 at 4-5.) The Nevada Supreme Court’s ruling was neither contrary to nor 14 an objectively unreasonable application of clearly established law as determined by the 15 United States Supreme Court. 16 Effective assistance of counsel “includes a right to conflict-free counsel.” United 17 States v. Mett, 65 F.3d 1531, 1534 (9th Cir. 1995). The Sixth Amendment, however, does 18 not guarantee a criminal defendant a “meaningful relationship” with his attorney. Morris 19 v. Slappy, 461 U.S. 1, 13 (1983). If the relationship between lawyer and client completely 20 collapses, the refusal to substitute new counsel may violate a petitioner’s Sixth 21 Amendment right to effective assistance of counsel. See Brown v. Craven, 424 F.2d 22 1166, 1170 (9th Cir. 1970); see also United States v. Moore, 159 F.3d 1154, 1158-59 (9th 23 Cir. 1998) (fashioning a three-part test to determine whether a conflict rises to the level 24 of being irreconcilable: “(1) the extent of the conflict; (2) the adequacy of the inquiry [by 25 the state district court]; and (3) the timeliness of the motion”). Even if a petitioner were 26 successfully able to demonstrate a complete breakdown in communication or prove that 27 an irreconcilable conflict existed under the Moore factors, their claim may still fail. The 1 United States Supreme Court has never held that an irreconcilable conflict with one’s 2 attorney constitutes a per se denial of the right to effective counsel. See Carter v. Davis, 3 946 F.3d 489, 508 (9th Cir. 2019). 4 Ludwig does not allege that trial counsel had an actual conflict of interest. Rather, 5 he asserts there was a conflict of interest based on irreconcilable conflict attributable to 6 their differing opinions as to trial strategy, alleged lack of communication, lack of 7 preparedness, and Ludwig’s subjective distrust of counsel. The state court conducted a 8 hearing regarding Ludwig’s alleged conflict with trial counsel. (ECF No. 18-16 at 35.) The 9 state court noted that trial counsel had been appointed four weeks prior after Ludwig’s 10 former attorney withdrew. (Id. at 53.) Trial counsel noted it was within his province to 11 decide ethically what motions to file.2 (Id. at 44.) Further, the State noted that the 12 discovery file was given to Ludwig’s former attorney who had given the discovery to 13 Ludwig. (Id. at 53.) As the Nevada Supreme Court noted, the state court concluded that 14 Ludwig merely expressed a disagreement with counsel over strategic decisions and did 15 not establish a conflict of interest warranting appointment of new counsel. (ECF No. 20- 16 6 at 4-5.) 17 In addition, the state court conducted a thorough inquiry into Ludwig’s claim of a 18 conflict, foreclosing the possibility of relief on this ground. See Plumlee v. Masto, 512 F.3d 19 1204, 1211 (9th Cir. 2008). The state court conducted a hearing regarding the conflict. 20 (ECF No. 18-16 at 35.) The state court provided Ludwig the option to be represented by 21 counsel or represent himself. (Id. at 46.) When Ludwig indicated he wanted to represent 22 himself, the state court held a hearing pursuant to Faretta v. California, 422 U.S. 806 23 (1975). (ECF No. 18-18.) At the Faretta hearing, Ludwig asserted that he did not want to 24 represent himself. (Id. at 16.) 25 Petitioner has failed to meet his burden of proving that the Nevada Supreme 26 2Ludwig had three other court appointed attorneys prior to the appointment of his 27 trial counsel. 1 Court’s ruling was contrary to, or involved an unreasonable application of, clearly 2 established federal law, as determined by the United States Supreme Court, or that the 3 ruling was based on an unreasonable determination of the facts. The Court denies 4 habeas relief as to Ground 3. 5 D. Ground 4 6 In Ground 4, Ludwig alleges that his trial counsel rendered ineffective assistance 7 for: (a) failure to move to suppress evidence found in Ludwig’s car and storage unit; (b) 8 failure to move to suppress identification of Ludwig; and because (c) even if the state 9 court denied a motion to suppress, the denial would have resulted in a better outcome for 10 Ludwig. (ECF No. 16 at 20-29.) The Court will address each of these arguments below. 11 1. Ground 4(a) 12 Ludwig asserts that he was pulled over by police officers for being in a vehicle with 13 a fake license plate and because the vehicle also allegedly matched the description of a 14 vehicle seen leaving a residential burglary. (ECF No. 16 at 20.) Before arranging to have 15 the car towed, Ludwig alleged that the police officers conducted an inventory search 16 without his consent. (Id. at 21.) He further alleges that the police officers recovered a 17 passport that belong to a victim of a residential burglary and suspended their search. (Id.) 18 A search warrant was ultimately obtained, but Ludwig asserts that the original search and 19 seizure were unconstitutional and that a motion to suppress would have been meritorious. 20 (Id. at 23.) 21 Ludwig also alleges that officers became aware of his storage unit by monitoring 22 his calls while he was in custody. (Id. at 21.) Because the officers believed the storage 23 unit belonged to an individual named Shawna Gunmert, the officers requested her 24 consent to search the storage unit, which she provided. (Id. at 22.) Ludwig alleges that 25 Gunmert did not have actual or apparent authority to consent to a search of the storage 26 unit. (Id. at 24-25.) He asserts that the search of the storage unit without valid consent or 27 a warrant was unconstitutional and that a motion to suppress would have been 1 meritorious. (Id. at 25.) 2 The Nevada Supreme Court held: 3 First, Ludwig argues that trial counsel should have moved to suppress the seizure of his vehicle and evidence recovered from his storage unit as 4 Fourth Amendment violations. We conclude that the district court did not err in concluding that the seizure of Ludwig’s vehicle and the storage unit key 5 and the search of the storage unit were lawful. The vehicle was properly stopped for bearing fictitious plates and matching the burglary victim’s 6 description of the perpetrators’ vehicle, Ludwig was arrested for driving without a license, and the impound and inventory search were reasonable 7 because the vehicle was in an unsecured public place and needed to be secured until a search warrant could be obtained. See Diomampo v. State, 8 124 Nev. 414, 432-33, 185 P.3d 1031, 1042-43 (2008). Officers testified that the vehicle was towed and impounded consistent with Sparks Police 9 Department policy. See id. at 432, 185 P.3d at 1042; see also United States v. Betterton, 417 F.3d 826, 830 (8th Cir.2005) (holding that officer testimony 10 as to police department impounding policy suffices). To the extent that Ludwig contends that officers were required to obtain a warrant before 11 impounding the vehicle, he proffers no authority for this contention, and this court has upheld the propriety of such police action without a warrant. See 12 Diomampo, 124 Nev. at 432, 185 P.3d at 1043. Ludwig also proffers no authority for his claim that a warrant was required to seize the storage unit 13 key that was on a key ring with the vehicle key where the keys had already been lawfully seized in the course of the vehicle’s inventory search. The 14 search of the storage unit and the containers therein was proper because the renter of the unit, who had permitted Ludwig to use part of the space, 15 expressly consented to its search and Ludwig took no apparent steps to protect his privacy interest in the containers from the renter. See Casteel v. 16 State, 122 Nev. 356, 360, 131 P.3d 1, 3 (2006) (holding that defendant’s girlfriend had authority to consent to search of defendant’s closed bag 17 located in apartment they shared, noting that defendant took no apparent steps to secure his privacy interest or deny his girlfriend access to the bag). 18 As these suppression claims lacked merit, trial counsel was not ineffective in omitting them. See Ennis v. State, 122 Nev. 694, 706. 137 P.3d 1095, 19 1103 (2006). The district court therefore did not err in denying this claim.
20 21 (ECF No. 21-16 at 3-4.) The Nevada Supreme Court’s rejection of Nasby’s claim that trial 22 counsel rendered ineffective assistance for failure to file a motion to suppress was neither 23 contrary to nor an objectively unreasonable application of Strickland. 24 To succeed on a claim that his trial counsel failed to file a motion to suppress or 25 a motion to dismiss, Ludwig must first demonstrate that the motion would have been 26 meritorious. See Kimmelman v. Morrison, 477 U.S. 365, 375, 385 (1986) (“Where 27 defense counsel’s failure to litigate a Fourth Amendment claim competently is the 1 principal allegation of ineffectiveness, the defendant must also prove that his Fourth 2 Amendment claim is meritorious and that there is a reasonably probability that the verdict 3 would have been different absent the excludable evidence in order to demonstrate actual 4 prejudice.”). 5 Trial counsel did not have a reasonable basis to file a motion to suppress the 6 search and seizure of Ludwig’s vehicle. At trial, Detective Marconato testified that he 7 observed a vehicle fitting the description provided by a burglary victim, that he ran the 8 license plate and the license plate was fictitious, and he initiated a traffic stop, during 9 which Ludwig was arrested. (ECF No. 19-1 at 78-88.) He further testified that it was 10 common practice to impound a vehicle when an arrest has been made. (ECF No. 21-5 at 11 11.) As the Nevada Supreme Court noted, officers testified that the vehicle was towed 12 and impounded based on Sparks Police Department policy. (ECF No. 21-5 at 17.) The 13 Nevada Supreme Court relied on Diomampo v. State, which provides that an inventory 14 search must be carried out pursuant to a standardized official department procedure. See 15 Diomampo, 124 Nev. at 432 (2008) (quoting S. Dakota v. Opperman, 428 U.S. 364, 376 16 (1976) “[T]he United States Supreme Court has held that an inventory search is per se 17 reasonable, and accordingly constitutional, when it complies with police department 18 policies.”) A warrant is not needed where the search is incident to an arrest. See Illinois 19 v. Rodriguez, 497 U.S. 177, 185 (1990). Ludwig fails to show that the Nevada Supreme 20 Court unreasonably determined that that the seizure of Ludwig’s vehicle was lawful. 21 Accordingly, Ludwig failed to demonstrate that a motion to suppress would have been 22 meritorious and that trial counsel was deficient under Strickland. 23 Trial counsel did not have a reasonable basis to file a motion to suppress evidence 24 recovered from the storage unit. Gunmert leased the storage unit and agreed to share 25 the storage unit with Ludwig. (ECF No. 19-1 at 173-175.) She gave her key to the storage 26 unit to Ludwig, did not have a key to the unit, and testified that a code is needed to enter 27 the unit. (Id. at 176, 199.) Her belongings remained separated from his items in the back 1 corner of the storage unit. (Id. at 178.) Gunmert was the renter of the storage unit and 2 had permitted Ludwig to use part of the storage unit. (ECF No. 21-16 at 3-4.) As the 3 individual who leased the storage unit and mutually used the storage unit, Gunmert had 4 authority to consent to its search. Further, even when the police make a mistake of fact 5 as to a third party’s actual authority, a search is not unlawful if the police reasonably 6 believed that the third party had actual authority. See Rodriguez, 497 U.S. at 184-86. 7 Ludwig failed to demonstrate that a motion to suppress evidence recovered from the 8 storage unit would have been meritorious and failed to demonstrate that trial counsel was 9 deficient under Strickland. 10 The Nevada Supreme Court was not unreasonable in rejecting Ludwig’s ineffective 11 assistance of counsel claim, nor was that court’s decision based upon an unreasonable 12 determination of the facts. Ground 4(a) is denied. 13 2. Ground 4(b) 14 In Ground 4(b), Ludwig alleges that trial counsel rendered ineffective assistance 15 for failure to file a motion to suppress the identification of Ludwig. (ECF No. 16 at 26.) An 16 individual, Ryan Flynn, lived in the housing area Setting Sun, near the residence of 17 Messerli, a residential burglary victim. (Id.) Flynn observed a man wearing a backwards 18 cap, a t-shirt, and jeans jogging through a vacant lot next to his home. (Id.) The police 19 took Flynn to identify whether Ludwig was the man he observed running through the 20 vacant lot when the police initiated a traffic stop and arrested Ludwig. (Id.) Ludwig alleges 21 that the police told Flynn that, “they might have found the guy [he] saw.” (Id.) Ludwig 22 stepped out of the patrol car, the police officer shined a light on him, and asked Flynn to 23 identify whether Ludwig was the man he observed. (Id.) Ludwig asserts that this 24 identification was highly suggestive. (Id.) He further asserts that a motion to suppress the 25 identification of Ludwig would have been meritorious. (ECF No. 53 at 43.) 26 The Court held that Ground 4(b) is subject to dismissal as procedurally defaulted 27 unless Ludwig can show cause and prejudice under Martinez. (ECF No. 37.) The Court, 1 however, finds that Ground 4(b) is not substantial under Martinez. See Martinez, 566 U.S. 2 at 14. A motion to suppress would not have been successful and Ludwig failed to 3 demonstrate that trial counsel was ineffective for not making such a motion. A pretrial 4 identification may be constitutionally unsound if, based on the totality of the 5 circumstances, the identification was “unnecessarily suggestive and conducive to 6 irreparable mistaken identification.” Jones v. State, 95 Nev. 613, 617 (1979). A show- 7 up identification “may be justified by countervailing policy considerations,” such as the 8 witness’ fresher memory or the exoneration of innocent suspects. Id. Moreover, even if 9 the identification procedure used by law enforcement was unnecessarily suggestive, due 10 process is not necessarily offended if the identification was otherwise reliable. See 11 Johnson v. State, 131 Nev. 567, 574-75 (Nev. Ct. App. 2015). Indeed, “reliability is the 12 linchpin in determining the admissibility of identification testimony.”3 Manson v. 13 Brathwaite, 432 U.S. 98, 114 (1977). 14 At trial, Flynn testified that he observed a man running 65 feet away. (ECF No. 15 19-1 at 66.) He called the police as he was observing the man and provided a description 16 of the man, including his clothing. (Id.) He testified that when the police took him to identify 17 the man that Ludwig was wearing “the exact same hat I saw, the exact same shirt, pants, 18 shows, same build, same size.” (Id. at 67.) At trial, Flynn was shown a photo of Ludwig 19 and he identified Ludwig as the man he observed running through the vacant lot. (ECF 20 No. 19-1 at 68.) Although Flynn was 65 feet away, he had an opportunity to observe the 21 man running through the vacant lot and described his appearance to the police over the 22 phone as he was observing it. Flynn demonstrated that he was certain Ludwig was the 23 man he observed, and confrontation took place within hours of the crime. Accordingly, 24
3Reliability is assessed using the following factors: “the opportunity of the witness 25 to view the criminal at the time of the crime, the witness’ degree of attention, the accuracy 26 of his prior description of the criminal, the level of certainty demonstrated at the confrontation, and the time between the crime and the confrontation.” Manson, 432 U.S. 27 at 114. 1 these factors indicate that the identification was reliable. 2 Ludwig failed to demonstrate that he was prejudiced by trial counsel’s failure to file 3 a motion to suppress his identification. Messerli gave a description to the police of the 4 vehicle that was parked in her driveway at the time of the burglary. (ECF No. 19-1 at 34.) 5 Messerli also gave a description of the woman who was in the vehicle in her driveway, 6 who was also in the vehicle with Ludwig when the police stopped him. (Id.) Messerli 7 identified the vehicle and the woman while they were stopped by the police as the vehicle 8 and woman in her driveway. (Id. at 38.) Officer Hammerstone testified that the base of 9 Ludwig’s shoe was consistent with the footprint he found at Messerli’s residence. In light 10 of the substantial evidence of Ludwig’s conviction of burglary of the Messerli residence, 11 Ludwig failed to show a reasonable probability that, but for trial counsel’s failure to file a 12 motion to suppress, the result of the proceeding would have been different. The Court 13 denies Claim 4(b) as procedurally defaulted. 14 3. Ground 4(c) 15 In Ground 4(c), Ludwig alleges that even if the state court erroneously denied a 16 motion to suppress, Ludwig still would have had a better outcome despite the denial. 17 (ECF No. 16 at 28.) The State offered that it would agree not to seek habitual offender 18 treatment in exchange for a plea of guilty to three felonies with a one to ten year sentence 19 on each. (Id.) Ludwig asserts that if trial counsel filed a motion to suppress and if the state 20 court denied the motion, he would have accepted the State’s offer. (Id.) 21 Ludwig relies on Mahrt v. Beard and argues that the Ninth Circuit held that an 22 attorney’s failure to file a motion to suppress that could have succeeded and caused the 23 defendant to plead guilty, rather than go to trial provided ineffective assistance of counsel. 24 See Mahrt v. Beard, 849 F.3d 1164 (2017). He further asserts that his trial counsel’s 25 failure to file a motion to suppress caused him to reject a favorable plea offer, which is 26 analogous to the petitioner in Mahrt. (ECF No. 16 at 29.) 27 The Court held that Ground 4(c) is subject to dismissal as procedurally defaulted 1 unless Ludwig can show cause and prejudice under Martinez. (ECF No. 37.) The Court, 2 however, finds that Ground 4(c) is not substantial under Martinez. See Martinez, 566 U.S. 3 at 14. In Mahrt, although the Ninth Circuit noted that trial counsel should have filed a 4 motion to suppress based on a chance that such motion would have succeeded, the Ninth 5 Circuit nonetheless reversed the district court’s grant of a writ of habeas corpus. Mahrt, 6 849 F.3d at 1172. The Ninth Circuit held that it would have been reasonable for the state 7 courts to conclude that a motion to suppress, if brought, would likely have been denied. 8 See id. Accordingly, in Mahrt, the Ninth Circuit did not find habeas relief was warranted 9 on the petitioner’s ineffective assistance of counsel claim. Ludwig fails to demonstrate 10 that he is entitled to habeas relief based on Mahrt. 11 Although counsel must fully advise the defendant of his options in the context of 12 plea offers, he is not “constitutionally defective because he lacked a crystal ball.” Turner 13 v. Calderon, 281 F.3d 851, 880 (9th Cir. 2002). The relevant question is not whether 14 “counsel’s advice [was] right or wrong, but ... whether that advice was within the range of 15 competence demanded of attorneys in criminal cases.” McMann v. Richardson, 397 U.S. 16 759, 771 (1970). In order to show prejudice in the context of plea offers, “a defendant 17 must show the outcome of the plea process would have been different with competent 18 advice.” Lafler v. Cooper, 566 U.S. 156, 162 (2012). Here, Ludwig does not allege that 19 trial counsel failed to convey a plea offer to him, rather he alleges that he would have 20 accepted the plea offer if trial counsel had filed a motion to suppress and the state court 21 denied the motion to suppress. He fails to demonstrate that trial counsel was deficient for 22 failing to file an unmeritorious motion to suppress or that he is entitled to habeas relief 23 because trial counsel’s failure to file an unmeritorious motion to suppress caused him to 24 reject the State’s plea offer. Accordingly, Ground 4(c) is denied as procedurally defaulted. 25 E. Ground 5 26 In Ground 5, Ludwig alleges that trial counsel rendered ineffective assistance for 27 failure to challenge the admission of Officer Hammerstone’s testimony regarding a 1 footprint at the Messerli residence that matched Ludwig’s shoe. (ECF No. 16 at 30.) He 2 asserts that the State did not notice Officer Hammerstone as an expert witness and that 3 Officer Hammerstone is not an expert in shoe print analysis. (Id.) Ludwig asserts that he 4 was prejudiced because the shoeprint identification was the only evidence tying him to 5 the burglary at the Messerli residence. (Id. at 31.) 6 The Court held that Ground 5 is subject to dismissal as procedurally defaulted 7 unless Ludwig can show cause and prejudice under Martinez. (ECF No. 37.) In view of 8 the evidence at trial supporting Ludwig’s conviction, the Court finds that Ground 5 is not 9 substantial under Martinez. See Martinez, 566 U.S. at 14. As previously stated, at trial, 10 Flynn observed a man running in a vacant lot near the Messerli residence and he 11 identified Ludwig when police initiated the traffic stop and in court. (ECF No. 19-1 at 66- 12 68.) Messerli identified the vehicle and woman in her driveway as the same vehicle in 13 which Ludwig was stopped by police and Ludwig was stopped with the woman identified 14 by Messerli. (ECF No. 19-1 at 34.) Detective Marconato testified that he recovered tools 15 commonly used for burglaries in Ludwig’s vehicle. (ECF No. 19-1 at 89-93.) Accordingly, 16 Ludwig fails to demonstrate that he was prejudiced by trial counsel’s failure to challenge 17 admission of Officer Hammerstone’s testimony regarding the footprint at the Messerli 18 residence. 19 In order to prevail on the ineffective assistance claim, Nasby must show his trial 20 counsel acted deficiently and “a reasonable probability that, but for counsel’s 21 [deficiencies], the result of the proceeding would have been different.” Strickland, 466 22 U.S. at 694. However, the Court need not “address both components of the inquiry” if 23 Petitioner “makes an insufficient showing on one.” Id. at 697. Petitioner has not sufficiently 24 demonstrated here that he was prejudiced based on trial counsel’s failure to challenge 25 testimony regarding the footprint at the Messerli residence. Therefore, the Strickland 26 inquiry need not continue, and Ground 5 is denied a procedurally defaulted. 27 1 F. Ground 6 2 In Ground 6, Ludwig alleges that appellate counsel rendered ineffective assistance 3 for failing to argue that Ludwig was convicted of two burglaries on insufficient evidence in 4 violation of the Fifth, Sixth, and Fourteenth Amendments. (ECF No. 16 at 31.) He asserts 5 that a claim challenging the sufficiency of the evidence would have been meritorious on 6 direct appeal. In its order denying Ludwig’s state post-conviction petition, the Nevada 7 Supreme Court held: 8 Ludwig next argues that appellate counsel should have raised an insufficient-evidence claim as to his two burglary convictions. The first victim 9 testified that he saw a man inside his house; that property was stolen from inside his house, including a watch that he identified in Ludwig’s storage 10 unit; and that he saw Ludwig fleeing outside. The second victim testified that she saw a woman in a strange car parked in her driveway, that property 11 was missing from inside her house, and that police found some of this property on an adjoining hillside. The responding officer pulled over Ludwig 12 driving a vehicle with a woman passenger that the second victim identified as the car and woman that were in her driveway and noted that Ludwig was 13 sweating heavily. The second victim’s neighbor testified that he saw Ludwig running through the hills near his and the second victim’s homes. The 14 evidence presented was sufficient for a rational juror to reasonably infer that Ludwig entered the two houses with larcenous intent. See NRS 205.060(1); 15 NRS 205.065; Jackson v. Virginia, 443 U.S. 307, 319 (1979); Origel- Candido v. State, 114 Nev. 378, 956 P.2d 1378 (1998). Accordingly, 16 appellate counsel was not ineffective in omitting a futile insufficient- evidence claim. The district court therefore did not err in denying this claim. 17 (ECF No. 21-16 at 4-5.) The Nevada Supreme Court’s ruling was neither contrary to nor 18 an objectively unreasonable application of clearly established law as determined by the 19 United States Supreme Court. 20 The Due Process Clause of the United States Constitution “protects the accused 21 against conviction except upon proof beyond a reasonable doubt of every fact necessary 22 to constitute the crime with which he is charged.” In re Winship, 397 U.S. 358, 364 (1970). 23 “[T]he relevant question is whether, after viewing the evidence in the light most favorable 24 to the prosecution, any rational trier of fact could have found the essential elements of the 25 crime beyond a reasonable doubt.” Jackson v. Virginia, 443 U.S. 307, 319 (1979) 26 (emphasis in original); see also Payne v. Borg, 982 F.2d 335, 338 (9th Cir. 1992). 27 1 “[F]aced with a record of historical facts that supports conflicting inferences,” the court 2 “must presume—even if it does not affirmatively appear in the record—that the trier of 3 fact resolved any such conflicts in favor of the prosecution, and must defer to that 4 resolution.” Jackson, 443 U.S. at 326; see also McDaniel v. Brown, 558 U.S. 120, 133 5 (2010) (reaffirming Jackson standard). The Supreme Court has emphasized that claims 6 of insufficiency of the evidence “face a high bar in federal habeas proceedings 7 ....” Coleman v. Johnson, 566 U.S. 650, 651 (2012) (per curiam). When the deferential 8 standards of AEDPA and Jackson are applied together, the question for decision on 9 federal habeas review is whether the state court’s decision unreasonably applied 10 the Jackson standard to the evidence at trial. See, e.g., Juan H. v. Allen, 408 F.3d 1262, 11 1274-75 (9th Cir. 2005) (citations omitted). 12 The state court record here reveals no reasonable probability appellate counsel 13 would have succeeded with an insufficiency-of-evidence claim because the evidence 14 strongly supported a finding that Ludwig entered both the Messerli and Croney residences 15 and there was ample evidence from which a rational jury could infer he entered both 16 residences with the intent to commit grand or petit larceny. See NRS § 205.060.4 17 1. Burglary at Croney Residence 18 Dean Croney testified that his residence was for sale and when he returned home 19 with his wife, a SUV was parked in his driveway. (ECF No. 18-16 at 7-8.) A man was 20 sitting in the car while it was in his driveway. (Id.) When Croney asked the man what he 21 was doing, the man stated, “my friend wants to buy your house.” (Id.) Croney, however, 22 did not see the man’s friend. (Id. at 9.) Croney and his wife then opened their garage door 23 and went into their home. (Id. at 10.) Croney testified that he heard the sliding door shut 24 4Residential burglary was defined in Nevada as follows: 25 1. A person who, by day or night, unlawfully enters or unlawfully remains in any: 26 a. Dwelling with the intent to commit grand or petit larceny … is guilty of residential burglary. 27 NRS § 205.060. 1 and observed someone moving quickly away. (Id.) 2 Croney and his wife went to the front door to see the individual come around the 3 corner of the house. (Id. at 11.) Croney identified Ludwig in court as the person he 4 observed. They spoke to Ludwig and Ludwig stated he was interested in buying the 5 house. (Id. at 13.) Croney’s wife asked Ludwig what he was doing inside the house, and 6 he said that he wasn’t in the house. (Id.) Croney’s wife continued to question Ludwig and 7 Ludwig said that if they give him their number, he will arrange to come back with his wife. 8 (Id.) Croney went back into the house, and he heard his wife yell that Ludwig was leaving. 9 (Id.) Croney then observed the vehicle driving away. (Id. at 16.) 10 Croney returned to his office and noticed that items were out of place and that 11 some of his belongings were missing. (Id. at 16-18.) Croney called the police. (Id.) When 12 the police arrived, they checked the sliding door and noticed that it was unlocked even 13 though it was always locked. (Id. at 17.) Croney testified that rings, two watches, a laptop, 14 his wife’s purse, and a videorecorder were missing. (Id. at 18.) Croney noticed a 15 wheelbarrow in his backyard was turned over and underneath he found his laptop and 16 videorecorder. (Id. at 19.) He also noticed the screen to the back bedroom window was 17 in his neighbor’s yard. (Id.) Over a month later, Croney watched the evening local news 18 that portrayed the photo of a man and a woman regarding a robbery. (Id. at 21-22.) 19 Croney identified the photo of the man as Ludwig and called the detectives. (Id.) 20 2. Burglary at Messerli Residence 21 Ludwig was convicted of a burglary of a residence at Setting Sun Court in Sparks, 22 Nevada. Elaine Messerli testified at trial that she resided at the home with her two sons 23 and one daughter. (ECF No. 19-1 at 20.) There was a for sale sign in the front yard of the 24 residence. (Id. at 21-22.) Messerli returned home and noticed a gold-silver Dodge 25 Durango in the carport of her driveway. (Id. at 23.) She drove into her driveway and spoke 26 to the woman in the driver’s side of the Dodge Durango. (Id. at 24.) Messerli testified that 27 the woman was nervous and said, “I love your house, you have a beautiful house. I love 1 your view. Is there any way I could look at it?” (Id. at 25.) Messerli informed the woman 2 that the house was sold and told the woman to leave. (Id. at 26.) The woman left extremely 3 slowly. (Id.) 4 Messerli testified that after the woman left, she noticed the side gate to her yard 5 was open, which was never usually open, and that her dog that does not usually bark was 6 barking. (Id. at 27.) Messerli called her neighbor because she suspected that someone 7 could be in her home. (Id. at 29.) Messerli walked through the house with her neighbor to 8 see if anyone was inside. (Id. at 30.) After her neighbor left, Messerli checked on her dog 9 and realized belongings from her bedroom were missing. (Id. at 32-33.) Messerli’s 10 neighbor returned at her request and she dialed 911. (Id.) 11 Messerli testified that a police officer arrived quickly. (Id. at 34.) She noticed that 12 someone had been through other rooms in the home, including her son’s room and the 13 kitchen. (Id. at 35-36.) The police officer asked Messerli to come with him to identify a 14 vehicle and woman that had been pulled over. (Id.) The officer and Messerli went to the 15 parking lot of a store and verified that it was the same Dodge Durango and woman that 16 she had observed in her driveway. (Id. at 37-39.) Messerli testified that she did not 17 recognize the man. (Id.) Messerli did not identify any of the items in the Dodge Durango 18 as her belongings. (Id.) 19 When Messerli returned to her home, she noticed that her sliding door was 20 unlocked even though she always locked it. (Id. at 39.) A crowbar with white paint was 21 found in her backyard. (Id.) Messerli’s belongings, including jewelry, watches, money, 22 social security cards, and bank statements, were found in a backpack and garbage bag 23 outside of a fence near her backyard. (Id. at 40.) More of Messerli’s belongings were 24 found in a suitcase in the area behind her backyard. (Id. at 46-48.) Except for a ring and 25 a laptop, Messerli’s belongings were recovered. (Id. at 49.) Footprints were found in the 26 side yard near the gate, which was close to where the Dodge Durango was parked in 27 Messerli’s driveway. (Id. at 51.) 1 Ryan Flynn lived in the housing area that was a few subdivisions from Setting Sun, 2 near the residence of Messerli. (ECF No. 19-1 at 61.) At trial, Flynn testified that he 3 observed a man running 65 feet away. (Id. at 66.) Flynn observed a man wearing a 4 backwards cap, a t-shirt, and jeans jogging through the vacant lot. (Id.) He called the 5 police as he was observing the man and provided a description of the man, including his 6 clothing. (Id.) He testified that when the police took him to identify the man that Ludwig 7 was wearing “the exact same hat I saw, the exact same shirt, pants, shows, same build, 8 same size.” (Id. at 67.) At trial, Flynn was shown a photo of Ludwig and he identified 9 Ludwig as the man he observed running through the vacant lot. (Id. at 68.) 10 Detective Marconato testified at trial. (ECF No. 19-1 at 74.) He was dispatched to 11 a residential burglary that occurred recently and he was looking out for the Dodge 12 Durango that was described to him. (Id. at 74-75.) He observed a Dodge Durango that 13 matched the description and initiated a traffic stop because it matched the suspect vehicle 14 and because the license plate was fictitious. (Id. at 79.) Detective Marconato observed 15 that the male driving the vehicle was sweating profusely. (Id. at 80.) 16 Upon stopping the vehicle and questioning the man and woman, Detective 17 Marconato testified that they were arrested and impounded the vehicle. (Id. at 88.) 18 Detective Marconato initiated an inventory search of the vehicle and noted that there were 19 suitcases in plain sight. (Id. at 89.) Detective Marconato recovered a passport in the 20 vehicle that belonged to an individual who reported a residential burglary. (Id. at 91.) He 21 recovered tools, such a pry bars, screwdrivers, latex gloves, and flashlights. (Id. at 93.) 22 James Hammerstone, a police officer, testified at trial. (ECF No. 19-1 at 103.) He 23 testified that he was dispatched to a residential burglary that occurred close to his 24 location. (Id.) Officer Hammerstone spoke with Messerli and dispatched the information 25 he received from her to Detective Marconato over his radio. (Id. at 107.) Officer 26 Hammerstone observed footprints near the side gate to Messerli’s backyard. (Id. at 108.) 27 Officer Hammerstone looked at the bottom of Ludwig’s shoes when he was detained and 1 he testified that based on his training and experience that the base of Ludwig’s shoes 2 was fairly consistent with the footprint. (Id. at 110.) Officer Hammerstone listened to 3 Ludwig’s phone calls while he was in custody the same day that he was arrested. (Id. at 4 117.) During a phone call, Ludwig stated that he got careless and was upset that it took 5 the female driver half an hour to locate him. (Id. at 119.) 6 Ludwig argues that Messerli never saw Ludwig enter her home and a partial 7 footprint does not establish that he in fact entered the home. (ECF No. 53 at 58.) He also 8 argues that Croney did not see Ludwig inside his home, but only heard a door closing 9 and saw someone quickly leaving. (Id.) As the Nevada Supreme Court found, however, 10 the evidence presented was sufficient for a rational juror to reasonably infer that Ludwig 11 entered the two houses with larcenous intent. (ECF No. 21-16 at 4-5.) Croney heard 12 sliding doors close and observed someone quickly moving away and soon after observed 13 Ludwig appear around the corner of his home. (ECF No. 18-16 at 12.) Croney’s 14 belongings were missing from his home. (Id. at 18.) Messerli observed a vehicle and 15 woman in her driveway and later identified the same vehicle and woman after the police 16 apprehended Ludwig and the woman shortly after. (ECF No. 19-1 at 20-30.) Messerli’s 17 belongings were missing from her home. (Id.) Appellate counsel did not have a 18 reasonable probability of success on direct appeal because an insufficiency of the 19 evidence claim lacked merit. 20 The Nevada Supreme Court’s rejection of Ludwig’s ineffective assistance of 21 appellate counsel claim is an objectively reasonable application of Strickland to the facts 22 in the record. Ludwig is not entitled to habeas relief on Ground 6. 23 V. CERTIFICATE OF APPEALABILITY 24 This is a final order adverse to Ludwig. Rule 11 of the Rules Governing Section 25 2254 Cases requires the Court to issue or deny a certificate of appealability (“COA”). 26 Therefore, the Court has sua sponte evaluated the claims within the petition for suitability 27 for the issuance of a COA. See 28 U.S.C. § 2253(c); Turner v. Calderon, 281 F.3d 851, 1 || 864-65 (9th Cir. 2002). Pursuant to 28 U.S.C. § 2253(c)(2), a COA may issue only when 2 || the petitioner “has made a substantial showing of the denial of a constitutional right.” With 3 || respect to claims rejected on the merits, a petitioner “must demonstrate that reasonable 4 || jurists would find the district court’s assessment of the constitutional claims debatable or 5 || wrong.” Slack v. McDaniel, 529 U.S. 473, 484 (2000) (citing Barefoot v. Estelle, 463 U.S. 6 || 880, 893 & n.4 (1983)). For procedural rulings, a COA will issue only if reasonable jurists 7 || could debate (1) whether the petition states a valid claim of the denial of a constitutional 8 || right and (2) whether this Court’s procedural ruling was correct. /d. 9 Applying these standards, this Court finds that a certificate of appealability is 10 || unwarranted. 11 |) VI. CONCLUSION 12 It is therefore ordered that Petitioner Julius Jacob Ludwig’s second amended 13 || petition for writ of habeas corpus pursuant to 28 U.S.C. § 2254 (ECF No. 16) is denied. 14 It is further ordered that a certificate of appealability is denied. 15 It is further ordered that the Clerk of the Court is directed to substitute Perry Russell 16 || for Respondent Isidro Baca, enter judgment accordingly, and close this case. 17 DATED THIS 18" Day of March 2022. 18 ALA 20 MIRANDAM.DU. CHIEF UNITED STATES DISTRICT JUDGE 22 23 24 25 26 27 28
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Ludwig v. Baca, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ludwig-v-baca-nvd-2022.