United States v. Merritt G. Stansfield, Jr.

101 F.3d 909, 45 Fed. R. Serv. 868, 1996 U.S. App. LEXIS 30970, 1996 WL 687863
CourtCourt of Appeals for the Third Circuit
DecidedDecember 2, 1996
Docket95-7529
StatusPublished
Cited by76 cases

This text of 101 F.3d 909 (United States v. Merritt G. Stansfield, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Third Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Merritt G. Stansfield, Jr., 101 F.3d 909, 45 Fed. R. Serv. 868, 1996 U.S. App. LEXIS 30970, 1996 WL 687863 (3d Cir. 1996).

Opinions

[911]*911OPINION

COWEN, Circuit Judge.

Merritt G. Stansfield appeals from a judgment rendered after a jury trial convicting him of three counts of mail fraud in violation of 18 U.S.C. § 1341, two counts of engaging in unlawful monetary transactions (money laundering) in violation of 18 U.S.C. § 1957, one count of tampering with a witness in violation of 18 U.S.C. § 1512(a)(1)(C), and one count of criminal forfeiture pursuant to 18 U.S.C. § 982. He was sentenced to, inter alia, incarceration for a term of 306 months.

Stansfield contends that his conviction on two of the three mail fraud counts, the two money laundering counts, and the criminal forfeiture count must be reversed and remanded for a new trial by reason of irregularities occurring during jury deliberations. He also argues that the conviction on witness tampering must be vacated and remanded with instructions to enter a judgment of acquittal on that count due to insufficient evidence. Alternatively, he argues that the judgment of conviction on that count must be reversed and remanded for a new trial on the ground that the jury was not properly instructed. Finally, he contends the district court erred in several respects in applying the federal sentencing guidelines.

We will affirm the judgment of conviction on all counts except the witness tampering count. As to that count, we will reverse and remand for a new trial. In light of this disposition, we need not reach Stansfield’s argument that his sentence was contrary to the guidelines.

I.

A.

We take the facts with regard to the counts upon which Stansfield was convicted in the light most favorable to the government, the verdict winner. In 1990 Stans-field’s home was destroyed by fire. Erie Insurance Company agreed to reimburse Stansfield for the replacement cost of the insured items, as well as the cost from the loss of the use of his house. In May of 1992, Stansfield sent Erie a list of insured items he claimed were lost in the fire. Some of these were later found intact at other locations. By reason of the loss, Erie sent Stansfield checks totalling approximately $225,000. Stansfield used some of these funds to purchase a boat and trailer.

Erie and state law enforcement officials began an investigation of the fire in 1992. Although they determined that arson caused the fire, Stansfield was never conclusively found to be the arsonist. Investigators from Erie and Pennsylvania State Police spoke with Dwight Hoffman, a friend of Stans-field’s, several times in 1992 and early 1993. Hoffman was quite knowledgeable about Stansfield’s home and its contents; he had stored many of Stansfield’s personal effects in his home prior to the fire.

Hoffman’s wife Dee was also a friend of Stansfield’s. When Hoffman and Dee ended their relationship in August of 1992, Stans-field and Dee became romantically involved. Some evidence suggests that Dee Hoffman was complicit in Stansfield’s scheme.

State troopers also communicated with-Jack Love, whom Stansfield had solicited to burn his home. Stansfield threatened to kill Love if he told anyone of the solicitation. Love informed Stansfield in May of 1993 that law enforcement officials had contacted him about the fire.

That September, Erie referred the matter to federal postal inspectors. The Postal Inspector presented the ease to the United States Attorney’s Office, which requested that the Postal Inspection Service continue the investigation.

The witness tampering charge stems from an incident that occurred on October 7,1993. On that date Stansfield entered Dwight Hoffman’s home uninvited. Hoffman’s parents, Eugene and Joyce, were present but Dwight Hoffman was not. When asked what he was doing there, Stansfield replied that he was “sick and tired of [Dwight] running down [Stansfield’s] name and ruining [his] business.” App. at 43. Stansfield- struck the Hoffmans, knocking them to the ground. He repeatedly kicked Eugene Hoffman in the head and body. When Eugene Hoffman attempted to get up, Stansfield knocked him [912]*912down again, kicking him in the head until Hoffman was partially unconscious. Stans-field took both the Hoffmans to the basement, where he bound their hands and feet. When Eugene Hoffman tried to. free himself, Stansfield kicked him in the head several more times.

Stansfield then went upstairs, returning shortly with a shotgun and shells. He donned latex gloves, tinted “shooting” glasses, and ear protectors that are worn on shooting ranges. He loaded the gun and waited for Dwight Hoffman to arrive. When Dwight Hoffman appeared, Stansfield took him to the basement, hit him with the butt of the shotgun, and ordered him to sit next to his parents. Stansfield then placed the shotgun on the throat of Dwight Hoffman and stated, “I’m going to ask you some questions, and I want the truth, because the gun is loaded, the safety is off, and my finger is on the trigger, is that clear?” App. at 78.

Stansfield first inquired why Dwight Hoffman had “sen[t] the cops after [him] about [his] house,” or why Dwight had “called the police about his fire.” App. at 54, 79. At some point Dwight Hoffman lunged for the gun. It went off, firing a shot between Dwight Hoffman’s neck and Joyce Hoffman’s head. A struggle ensued. Eventually Dwight and Eugene Hoffman were able to subdue Stansfield until a police officer arrived.

B.

Stansfield was indicted on a twelve count indictment. Counts I through IV charged mail fraud. Count V charged using fire to commit mail fraud. Counts VI through X charged money laundering. Count XI, stemming from the incident on October 7, 1993, charged tampering with a witness. Count XII was criminal forfeiture predicated on the money laundering counts.

The instructions given to the jury on Count XI are one focus of this appeal, and so we recite them at length:

The grand jury charged, with respect to count 11, that on or about October 7, 1993, in the Middle District of Pennsylvania, the defendant, Merritt G. Stansfield, Jr., did assault and attempt to kill one Dwight E. Hoffman with the intent to prevent Hoffman’s communication of information relating to Stansfield’s commission of federal offenses ... to a law enforcement officer, this being in violation of Title 18, United States Code, Section 1512(a)(1)(C).
The relevant statute on this subject is Title 18, United States Code, Section 1512, and provides as follows: Whoever knowingly uses intimidation or physical force, with intent to hinder, delay, or prevent the communication to a law enforcement officer of information relating to the commission or possible commission of a federal offense shall be guilty of a crime.
The statute is designed to protect persons who may be called to testify or give evidence in a federal proceeding, either civil or criminal, and persons who have information about federal crimes. The integrity of the federal system of justice depends upon the cooperation of such potential witnesses.

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Bluebook (online)
101 F.3d 909, 45 Fed. R. Serv. 868, 1996 U.S. App. LEXIS 30970, 1996 WL 687863, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-merritt-g-stansfield-jr-ca3-1996.