Cook v. Rockwell International Corp.

428 F. Supp. 2d 1152, 2006 U.S. Dist. LEXIS 44753
CourtDistrict Court, D. Colorado
DecidedApril 18, 2006
DocketCivil Action 90-K-181
StatusPublished

This text of 428 F. Supp. 2d 1152 (Cook v. Rockwell International Corp.) is published on Counsel Stack Legal Research, covering District Court, D. Colorado primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Cook v. Rockwell International Corp., 428 F. Supp. 2d 1152, 2006 U.S. Dist. LEXIS 44753 (D. Colo. 2006).

Opinion

AMENDED ORDER ON PENDING MOTIONS FILED UNDER SEAL (DOCS. 2122, 2123, 2156) AND TO PRESERVE JURY NOTES (DOC. 2124)

KANE, District Judge.

This matter is before me on Defendants’ Motion to Speak with Juror (Filed Under Seal) (Doc. 2122), Defendants’ Motion to Unseal Redacted Version of Juror Notes and Transcripts (Filed Under Seal) (Doc. 2123), Defendants’ Motion to Preserve Jury Notes (Doc. 2124), and Defendants’ Motion to Correct Error in Transcription (Filed Under Seal) (Doc. 2156). Being fully advised of their premises and the applicable law, I issue the following rulings:

1. Defendants’ Motion to Speak with Juror (Filed Under Seal) (Doc. 2122).

Citing United States v. Samet, 207 F.Supp.2d 269 (S.D.N.Y.2002), Defendants move under D.C.COLO.LCiv.R 47.1 for an order (1) allowing them to speak with Juror X 1 and (2) disclosing “any communications the Court or Court personnel have had with [Juror X] following her exit from the jury room.” The Motion is DENIED in both regards under Tanner v. United States, 483 U.S. 107, 107 S.Ct. 2739, 97 L.Ed.2d 90 (1987) and F.R.E. 606(b).

District courts have wide discretion to shield jurors from post-trial “fishing expeditions” carried out by losing attorneys interested in casting doubt on the jury’s verdict or deliberations process. See e.g. United States v. Hall, 424 F.Supp. 508, 538-39 (W.D.Okla.1975), aff'd, 536 F.2d 313 (10th Cir.1976). ‘“There are many cogent reasons militating against post-verdict inquiry into jurors’ motives for decision. The jurors themselves ought not be subjected to harassment; the courts ought not be burdened with large numbers of applications mostly without real merit; the chances and temptations for tampering ought not be increased; verdicts ought not be made so uncertain.’ ” Id. at 538 (quoting United States v. Crosby, 294 F.2d 928, 950 (2d Cir.1961), cert. den’d., 368 U.S. 984, 82 S.Ct. 599, 7 L.Ed.2d 523 (1962)).

Samet, Defendants’ principle authority for the relief requested, provides a single case in which a court, in a criminal prosecution, deemed it necessary to declare a mistrial rather than continue with fewer than 12 jurors when a juror sent communications and made statements, during the course of deliberations, suggesting she held a minority view on the merits of the case, was experiencing pressure from other jurors to change her vote, had changed her vote on some counts, and no longer believed she could deliberate fairly. Finding the limited exception for proceeding with fewer than 12 jurors in criminal eases set forth in Fed.R.Crim.P. 23(b) could not be invoked without violating jury secrecy, the district court declared a mistrial. 207 F.Supp.2d at 277 & n. 4.

Samet is completely distinguishable on its facts from the scenario that presented itself in the Cook v. Rockwell case on January 25th when Juror X left the jury deliberation room in distress. Had Defendants pursued their motion for mistrial at *1154 that time (which motion was anticipated and suggested orally but never formally pursued with a written motion or briefing) I would have denied it both because Samet was inapplicable 2 and because, quite simply, Juror X was excused for cause because she was no longer able to perform her duties. With no indication that Juror X held any view on the merits of the case at that time (which was two days into what became 18 days of deliberations), minority or otherwise, no indication that she was being pressured to change any such “view,” and no indication that she was leaving because she could no longer deliberate fairly — -and with the remaining jurors’ public assurance that they could continue to do so — there was simply no basis for declaring a mistrial at that time. Fishing for such indices now, however, after the remaining jurors deliberated for 15 additional days and returned a verdict against Defendants, is not only unsupported by Samet, but is in direct contravention of Rule 606(b) of the Federal Rules of Evidence and the sound, centuries-old legal and public policy considerations underlying that Rule.

Defendants raised all manner of issues on January 25th in the wake of Juror X’s discharge, but in the end, failed to formalize their motion for mistrial or to provide briefing they promised was forthcoming. 3 Instead, Defendants allowed the jury to continue deliberating for three full weeks after Juror X’s dismissal, not following up on the issue, and instead, acted in a manner entirely inconsistent with any objection to allowing the jury to continue its deliberations to final verdict or a desire to have the issue resolved before final verdict was reached.

For example, one of Defendants’ first actions after Juror X’s dismissal on January 25th was to revisit their stipulation to *1155 allow a consensus verdict with up to two dissenters per verdict form question, stating that having lost two jurors, they were “not prepared to accept less than [a] unanimous verdict.” (Tr. at 10764-65.) Defendants revealed a change of heart over the noon hour, however, reaffirming in response to a question submitted by the newly convened 10-member jury their original agreement to allow a binding vote with two dissents, expressly acknowledging that this meant an 8-2 vote would be binding, and repeating that agreement on the record. (Tr. at 10765.) 4 Defendants made no objection then or at any time thereafter to the jury continuing to deliberate with 10, rather than 11, jurors.

During the course of the following three weeks, moreover, Defendants filed numerous responses to at least eight questions/requests by the jury as it deliberated, but neither requested that deliberations be halted nor filed any briefing in support of their Samet-based suggestion that Juror X’s departure without questioning her somehow created or revealed an insurmountable taint on the jury requiring mistrial. Instead, Defendants waited until after the jury reached its verdict and after the verdict went against them to reassert the specter that Juror X “may” have been a dissenting juror who “may” have been rousted from the jury based on that dissent such that they should be allowed to investigate that specter post-verdict to determine whether a mistrial or new trial is warranted now.

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Related

McDonald v. Pless
238 U.S. 264 (Supreme Court, 1915)
Tanner v. United States
483 U.S. 107 (Supreme Court, 1987)
Robinson v. Gibson
35 F. App'x 715 (Tenth Circuit, 2002)
United States v. Gonzalez-Soberal
109 F.3d 64 (First Circuit, 1997)
United States v. Crosby
294 F.2d 928 (Second Circuit, 1961)
United States v. David Hall and W. W. Taylor
536 F.2d 313 (Tenth Circuit, 1976)
United States v. Richard Lee Miller
806 F.2d 223 (Tenth Circuit, 1986)
United States v. Katherine Joanne Voigt
877 F.2d 1465 (Tenth Circuit, 1989)
United States v. Merritt G. Stansfield, Jr.
101 F.3d 909 (Third Circuit, 1996)
United States v. Hall
424 F. Supp. 508 (W.D. Oklahoma, 1975)
United States v. Miller
284 F. Supp. 220 (D. Connecticut, 1968)
United States v. Samet
207 F. Supp. 2d 269 (S.D. New York, 2002)
Mittelman v. United States
368 U.S. 984 (Supreme Court, 1962)

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Bluebook (online)
428 F. Supp. 2d 1152, 2006 U.S. Dist. LEXIS 44753, Counsel Stack Legal Research, https://law.counselstack.com/opinion/cook-v-rockwell-international-corp-cod-2006.