United States v. Christopher Johnson

874 F.3d 1078
Court of Appeals for the Ninth Circuit·Decided November 2, 2017·No. 16-50018·Published·Cited by 11 cases

Opinion

OPINION

PAEZ, Circuit Judge;

Defendant Christopher Johnson (“Johnson”) appeal’s his obstruction of justice conviction under 18 U.S.C, § 1512(b)(3). The basis for Johnson’s prosecution was his failure to include material 'information about the use of force upon an inmate in several reports documenting the encounter with the inmate, On appeal, Johnson argues that the Government failed to present sufficient evidence of a federal nexus for the alleged offense.

Reviewing de novo and applying the federal nexus standard established in Fowler v. United States, we agree. More precisely, we hold that there was insufficient evidence for any rational juror to find that it was reasonably likely that Johnson’s reports would have reached federal officers. We therefore reverse the district court’s denial of Johnson’s motion for a judgment of acquittal under Federal Rule of Criminal Procedure 29.

I.

On June 17, 2013, Johnson was a custodial deputy working in the control room of the Santa Barbara County Main Jail Inmate Reception Center (“IRC”). A pretrial detainee, C.O., began using the emergency intercom system to contact the control room with non-emergency calls. As a result, Johnson enlisted Kirsch, another deputy, to accompany him to the detainee’s cell to “counsel” him about proper usage of the intercom, system. When C.O. responded belligerently, Johnson and Kirsch handcuffed the detainee and proceeded to lead him to a more secure area. At the end of a hallway, Johnson and Kirsch were forced to pause in order to get' through a secure door.

Although it is unclear what, exactly, prompted the following sequence of events, Johnson testified that, while waiting at the door, he instructed C.O. to stop talking and. face the wail, but C.O. did not do so. Together, Johnson and Kirsch then completed a “takedown” of C.O., forcing him onto the floor, in order to “gain control” of him. While C.O. was on the floor, Kirsch proceeded to strike him in the. stomach with his foot and knee multiple times. At the same time, other officers were approaching the scene. Deputy Janette Rey-noso momentarily separated Kirsch and C.O., who was soon lifted off the ground and led through the secure door to a “safety cell.” 1

Johnson informed his supervisor, Sgt. Ronald Osborne, that he and Kirsch had placed C.O. in a safety cell because he was being combative. At Sgt. Osborne’s instruction, Johnson wrote and submitted a safety cell report about “20 or 30 minutes” after the hallway incident. Later that day, C.O. complained of pain, which triggered two additional reporting requirements—an incident report and a duplicative use-of-force report. Johnson apparently wrote an incident report at some point, but Sgt. Osborne never received it. Neither the safety cell report nor the incident report mentioned any kicks or knee strikes.

On April 10, 2014, a grand jury indicted Kirsch and Johnson for assaulting C.O. in violation of 18 U.S.C. § 242. Additionally, the grand jury indicted Johnson for obstructing justice in violation of 18 U.S.C. § 1512(b)(3). Section 1512(b)(3) provides, in relevant part:

Whoever knowingly uses intimidation, threatens, or corruptly persuades another person, or attempts to do so, or engages in misleading conduct toward another person, with intent to .... hinder, delay, or prevent the communication to a law enforcement officer or judge of the United States of information relating to the commission or possible commission of a Federal offense .... shall be fined ... or imprisoned not more than 20 years, or both. § 1512(b)(3) (emphasis added).

The first jury trial ended in a mistrial. After a second trial, a new jury found Kirsch and Johnson not guilty of assault. The jury did find Johnson guilty of obstruction of justice, however. Johnson moved for a judgment of acquittal, for a new trial, and to dismiss the indictment. He argued that Fowler v. United States, 563 U.S. 668, 131 S.Ct. 2045, 179 L.Ed.2d 1099 (2011) applied to § 1512(b)(3), requiring the Government to prove that there was a “reasonable likelihood” that he intended to hinder communication to an officer of the United States, specifically, which he argued it failed to do. The district court denied all three motions. Although the court agreed that Fowler applied, it ultimately concluded that the Government had met the “reasonable likelihood” standard. We agree on the former point, but not the latter.

II.

In the context of a Rule 29(c) motion for a judgment of acquittal, we review de novo the sufficiency of the evidence. See United States v. Nevils, 598 F.3d 1158, 1163-64 (9th Cir. 2010) (en banc). In reviewing the constitutional sufficiency of the evidence, we must determine whether, “after viewing the evidence in the light most favorable to the prosecution, any rational trier of fact could have found the essential elements of the crime.” 2 Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781, 61 L.Ed.2d 560 (1979); United States v. Katakis, 800 F.3d 1017, 1023 (9th Cir. 2015).

III.

As a threshold matter, we agree with Johnson and the district court that Fowler’s reasonable likelihood standard applies to 18 U.S.C. § 1512(b)(3). The defendant in Fowler challenged a witness tampering conviction under 18 U.S.C. § 1512(a)(1)(c), a similar investigation-related provision of the same statute at issue here. Fowler, 563 U.S. at 670-71,131 S.Ct. 2045. 3 Acknowledging that the statute expressly states that “no state of mind need be proved” to establish the federal status of the officer, see 18 U.S.C. § 1512(g)(2), the Supreme Court first held that the Government was not required to show that the defendant had particular federal officers in mind, Fowler, 563 U.S. at 672-73,131 S.Ct. 2045. The Court explained that “any such limitation would conflict with the statute’s basic purpose” of preventing witness tampering. Id. at 673, 131 S.Ct. 2045.

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United States v. Christopher Johnson, 874 F.3d 1078 (9th Cir. 2017).

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