United States v. Marco Alfonso Ramirez

556 F.2d 909, 1977 U.S. App. LEXIS 12588
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 5, 1977
Docket75-1395
StatusPublished
Cited by15 cases

This text of 556 F.2d 909 (United States v. Marco Alfonso Ramirez) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Marco Alfonso Ramirez, 556 F.2d 909, 1977 U.S. App. LEXIS 12588 (9th Cir. 1977).

Opinions

HUFSTEDLER, Circuit Judge:

Ramirez’ appeal presents this important constitutional question: Does the Fifth Amendment require that a prosecution for a misdemeanor be initiated by indictment when the defendant can be sentenced under the Federal Youth Corrections Act (18 U.S.C. § 5010(b))? We hold that a defendant who is potentially subject to the extended confinement prescribed by the Youth Corrections Act is thus subject to [910]*910“infamous punishment” for which an indictment is required by the Fifth Amendment.

Ramirez was charged, by information, with possession of a controlled substance in violation of 21 U.S.C. § 844. He was found guilty and placed on probation. His probation was revoked after he admitted violating the conditions of the probationary order, and he was sentenced to an indeterminate term under section 5010(b) of the Youth Corrections Act (“YCA”). The YCA provides that the Youth Division of the Board of Parole may conditionally release a section 5010(b) youth offender at any time, that the Division must conditionally release him within four years of the date of conviction, and that it must unconditionally release him within six years of the conviction date.1 (18 U.S.C. § 5017(a), (c).) Thus, Ramirez may be confined for as long as six years. The maximum penalty authorized for adult offenders2 of section 844 is one year imprisonment and a $5,000 fine, a penalty which makes the offense a misdemean- or. (18 U.S.C. §§ 2, 844.) Ramirez’ sole contention on appeal is that the conviction is invalid because his prosecution was initiated by an information rather than an indictment, are required by the Fifth Amendment.

The indictment clause of the Fifth Amendment provides that “[n]o person shall be held to answer for a capital, or otherwise infamous crime, unless on a presentment or indictment of a Grand Jury.” In Ex Parte Wilson (1885) 114 U.S. 417, 5 S.Ct. 935, 29 L.Ed. 89, the Supreme Court established two fundamental propositions concerning the scope of the indictment clause. First, the Court decided that “whether a man shall be put upon his trial for crime without [an] indictment . . . depends upon the consequences to himself if he shall be found guilty.” Id. at 423, 5 S.Ct. at 938. Relying on the clause’s reference to the punishment of death and on early formulations of the amendment, the Court held that an indictment is required whenever an accused may be subjected to an “infamous punishment” if convicted. Id. at 423-26, 5 S.Ct. 935. Although Wilson left open the possibility that the indictment clause might “include also crimes infamous in their nature, independently of the punishment affixed to them” id. at 423-24, 5 S.Ct. at 938, the applicability of the clause has depended upon the punishment to which a defendant might be subjected upon conviction. Second, Wilson held that prosecution must be initiated by indictment when the sentencing court is authorized to impose an infamous punishment, regardless of whether the punishment actually imposed is an infamous one. Id. at 426, 5 S.Ct. 935.

Our quest for the meaning of “infamous punishment” requires a journey through the history of federal penology and of the development of penal institutions from colonial times to the present. Our course is charted by Ex Parte Wilson, supra, Mackin v. United States (1886) 117 U.S. 348, 6 S.Ct. 777, 29 L.Ed. 909, and United States v. Moreland (1922) 258 U.S. 433, 42 S.Ct. 368, 66 L.Ed. 700. In Wilson the Court held that [911]*911imprisonment at hard labor was an infamous punishment requiring an antecedent indictment. Mackin held that “imprisonment in a State prison or penitentiary with or without hard labor, is an infamous punishment.” 117 U.S. at 352, 6 S.Ct. at 779. In Moreland, the Court clarified the two prior decisions and held that imprisonment at hard labor in any institution constitutes infamous punishment. Despite the Wilson Court’s observation that the catalogue of infamous punishments “may be affected by the changes of public opinion from one age to another” 114 U.S. at 427, 5 S.Ct. at 940, and the substantial changes in penal institutions and penology that have occurred in the last 50 years, the infamous punishment concept has not been reexamined by the Supreme Court since Moreland was decided in 1922.3

In recent years, courts in three Circuits have grappled with the problem whether the YCA sentencing option requires that prosecution of youthful misdemeanants be initiated by indictment. A Colorado district court and the District of Columbia Circuit Court of Appeals reached opposite conclusions because they had opposing views about the susceptibility of YCA misdemeanants to penitentiary confinement. (Compare Harvin v. United States (1971), 144 U.S.App.D.C. 199, 445 F.2d 675, 677-82, 686-90 (en banc), cert. denied, 404 U.S. 943, 92 S.Ct. 292, 30 L.Ed.2d 257 (indictment not required) with United States v. Reef (D.Colo.1967) 268 F.Supp. 1015 (indictment required), and Harvin v. United States, supra, at 692-98 (dissenting opinion of Tamm, J.) (same).) In United States v. Neve (W.D. Wis.) 357 F.Supp. 1, aff’d, (7th Cir. 1974) 492 F.2d 465, the district and appellate courts found it unnecessary to resolve the question of penitentiary confinement and held instead that a potential penalty of forced confinement in any institution for as long as six years is adequate to trigger the constitutional right to an indictment. (See also Harvin v. United States, supra, at 698-701 (dissenting opinion of Tamm, J.).) We agree with the approach of the Neve courts.

I. Background of the Supreme Court’s Indictment Cases.

Colonial Americans were familiar with a wide range of punishments that had been used by the mother country and adopted by the colonies. In the early colonial period, imprisonment was usually an “intermediate step in the punishment process”; the convicted criminal was temporarily confined while awaiting punishment and, with the exception of those who suffered capital punishment, he was released after the penalty had been executed. (R. Goldfarb & L. Singer, After Conviction 20-21 (1973); H. Barnes, The Story of Punishment 56, 114 (2d ed. 1972); W. Goldberg, Twentieth Century Corrections VIII-16 (rev.ed.1970).) Among the punishments inflicted were death, flogging, mutilation, branding, stocks, pillory, bilboes, and ducking stool. (A. Earle, Curious Punishments of Bygone Days (1896); H. Barnes & N. Teeters, New Horizons in Criminology, 290-93 (3d ed. 1959); Thompson, Early Corporal Punishments, 6 Ill.L.Q. 37 (1923).) In many, if not most instances, the penalty was either publicly inflicted, or it altered the offender’s appearance so that his criminal status was evident.

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Bluebook (online)
556 F.2d 909, 1977 U.S. App. LEXIS 12588, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-marco-alfonso-ramirez-ca9-1977.