United States v. Lynda L. Transfiguracion, United States of America v. Thuy Dao

442 F.3d 1222, 2006 U.S. App. LEXIS 8176, 2006 WL 861186
CourtCourt of Appeals for the Ninth Circuit
DecidedApril 5, 2006
Docket04-10457, 04-10458
StatusPublished
Cited by45 cases

This text of 442 F.3d 1222 (United States v. Lynda L. Transfiguracion, United States of America v. Thuy Dao) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lynda L. Transfiguracion, United States of America v. Thuy Dao, 442 F.3d 1222, 2006 U.S. App. LEXIS 8176, 2006 WL 861186 (9th Cir. 2006).

Opinions

BERZON, Circuit Judge.

In this consolidated proceeding, we are called on to interpret and give effect to a less-than-precise plea agreement between the United States and two criminal defendants. The United States appeals from two decisions of the district court, which dismissed an indictment against both defendants on the grounds that the terms of their plea agreements prohibited the government from prosecuting them for the offenses covered by the indictment. We affirm.

I.

On October 10, 2001 a federal grand jury sitting in the District of Guam returned a multi-count indictment in criminal case No. 01-00099, charging defendants Lynda Transfiguración and Thuy Dao, among others, with various offenses associated with a conspiracy to smuggle narcotics from California to Guam between early 1997 and late 1998. Transfiguración and Dao were both charged with conspiracy to import over 500 grams of methamphetamine hydrochloride “into the United States from a place outside thereof’ in violation of 21 U.S.C. §§ 952(a), 960, and 963 and conspiracy to distribute over 500 grams of methamphetamine hydrochloride in violation of 21 U.S.C. §§ 841(a)(1) and 846. Dao was also charged with conspiracy to launder monetary instruments in violation of 18 U.S.C. §§ 2, 1956(a)(i)(B)(i), and 1956(h).

Following negotiations with the government, both defendants agreed, pursuant to plea agreements, to waive indictment and plead guilty to an information charging them with importing 100 grams of methamphetamine hydrochloride “into the United States from a place outside thereof’ in violation of 18 U.S.C. § 2 and 21 U.S.C. §§ 952(a) and 960. Transfiguración and Dao also agreed to cooperate with the government fully and truthfully in its investigation of the drug trafficking conspiracy and in the prosecution of their co-conspirators. In exchange for their guilty pleas and cooperation, the government agreed not to prosecute the defendants for “any other non-violent offenses.” The agreement also provided that the government would dismiss the conspiracy charges contained in the multi-count indictment “upon sentencing.” Because the exact language of the defendants’ plea agreements is significant to the resolution of this case, we reproduce the relevant provisions of those agreements here:1

[1225]*12251. The defendant agrees to waive indictment pursuant to Rule 7(b) of the Federal Rules of Criminal Procedure, and enter a guilty plea to an Information charging her with importation of 100 grams net weight of methamphetamine also known as “ice,” in violation of 21 U.S.C. §§ 952(a) and 960. The government will move to dismiss Counts I, VI and VIII of an indictment against her in CR# 01-00099 upon sentencing.[2]
2. The defendant ... further agrees to fully and truthfully cooperate with federal and local law enforcement agents concerning their investigation of the importation, possession, and distribution of controlled substances, and money laundering, and related unlawful activities, including the disposition of profits from and assets relating to such activities. She agrees to testify fully and truthfully before any grand juries and at any trials or proceedings against any other co-conspirators if called upon to do so for the United States, subject to prosecution for perjury for not testifying truthfully. The United States will make this cooperation known to the Court prior to the defendant’s sentencing. The defendant further understands that she remains liable and subject to prosecution for any non-violent Federal or Territorial offenses that she does not fully advise the United States, or for any material omissions in this regard. In return for this cooperation, the United States agrees not to prosecute defendant in the District of Guam or the Northern Mariana Islands for any other non-violent offenses now known to the government or which she reveals to federal authorities.
6. If defendant provides full, truthful, and substantial assistance to investigating federal agencies, the government will move the Court, as provided by Section 5K1.1, United States Sentencing Guidelines, hereinafter USSG, and 18 U.S.C. Section 3553(e), for a downward departure from the Guidelines and the statutory minimum sentence....
7. The defendant understands that to establish a violation of importation of 100 grams of methamphetamine, the government must prove each of the following elements beyond a reasonable doubt: First: defendant knowingly[3] brought 100 grams net weight of methamphetamine a/k/a “Ice” into the United States from a place outside thereof; and Second: defendant knew it was methamphetamine a/k/a “Ice.”
* * *
9. The defendant understands that this plea agreement depends on the fullness and truthfulness of her cooperation. Therefore, defendant understands and agrees that if she should fail to fulfill completely each and every one of her obligations under this plea agreement, or make material omissions or intentional misstatements or engage in criminal conduct after the entry of her plea agreement and before sentencing, the government will be free from its obligations under the plea agreement. Thus, defendant, in addition to standing guilty of the matters to which she has pled pursuant to this agreement, shall [1226]*1226also be fully subject to criminal prosecution for other crimes, and for the counts which were to be dismissed. In any such prosecution, the prosecuting authorities, whether Federal, State, or Local, shall be free to use against her, without limitation, any and all information, in whatever form, that she has provided pursuant to this plea agreement or otherwise; defendant shall not assert any claim under the United States Constitution, any statute, Rule 11(e)(6) of the Federal Rules of Criminal Procedure, Rule 410 of the Federal Rules of Evidence

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Bluebook (online)
442 F.3d 1222, 2006 U.S. App. LEXIS 8176, 2006 WL 861186, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lynda-l-transfiguracion-united-states-of-america-v-thuy-ca9-2006.