United States v. Logan P. Huntress

956 F.2d 1309, 1992 WL 49783
CourtCourt of Appeals for the Fifth Circuit
DecidedApril 28, 1992
Docket91-5626
StatusPublished
Cited by88 cases

This text of 956 F.2d 1309 (United States v. Logan P. Huntress) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Logan P. Huntress, 956 F.2d 1309, 1992 WL 49783 (5th Cir. 1992).

Opinion

KING, Circuit Judge:

This case principally requires us to clarify the procedures a district judge must follow when a juror is dismissed during deliberations. We also review several other alleged errors that took place at trial. We will affirm the appellant’s conviction.

I. BACKGROUND

Logan P. Huntress was tried by a jury on five counts of knowingly making false statements to federally insured banking institutions for the purpose of influencing them to extend credit to him, in violation of 18 U.S.C. § 1014. He was convicted and sentenced to two consecutive two-year sentences, five years of probation, restitution of $730,000, and a $50 special assessment on each count. The evidence at trial showed that Huntress submitted false financial statements when he applied for loans from several San Antonio banks. Huntress stated in the financial statements and in discussions with bank officers that he owned a substantial unencumbered stock portfolio, although he did not own the stocks listed on the financial statements. Officers from the various banks involved testified that they relied upon Huntress’s false written and oral statements regarding his financial position in deciding to extend credit.

As the primary contentions on appeal concern events that occurred after the trial, we relate those events here in some detail. We will discuss the facts bearing upon Huntress’s other arguments in the course of our legal analysis of those arguments.

After the close of the evidence, the jury retired to deliberate and the judge dismissed the alternate juror. The jury deliberated for the rest of that day. On the morning of the next day, the court received a note from the jury foreman stating that one of the jurors wanted a conference with the judge. In response to questioning, the foreman told the judge that the juror had a problem with the facts or the law of the case. The judge told the jury foreman to submit the juror’s question in writing. An hour later, the jury sent a note that said, “A juror doesn’t want to participate in arriving at a verdict. What do we do?” The judge sent a note back stating, “All jurors will continue to deliberate until you have reached a verdict.” The jury did not reach a verdict that day, and, because they were not sequestered, they went home.

The next morning, Dr. Nau, a doctor who was treating juror Homoki, contacted the court. Mr. Homoki had checked himself into a hospital the previous night, threatening to ingest fire ant killer if the hospital refused to admit him. After some discussion with the parties, the judge called Dr. Nau to find out the details surrounding the juror’s condition. Dr. Nau told the judge over the telephone that the juror was distraught and suicidal, and that he was suffering from paranoia stemming from a history of drug abuse. Dr. Nau opined that Mr. Homoki’s condition was brought on by the stress related to his jury service, and *1312 that Mr. Homoki could not make a decision in the case in his present condition. He recommended that Mr. Homoki not be required to return to jury duty upon his imminently scheduled release from the hospital. Defense counsel requested an evi-dentiary hearing to examine Mr. Homoki as well as the doctor, but the judge determined that his conversation provided a sufficient basis for excusing Mr. Homoki from jury service. No evidentiary hearing was held.

The district judge presented the parties with three options: allow the remaining 11 jurors to proceed to a verdict; recall the alternate juror, Ms. Lizana; or declare a mistrial. Huntress objected to the release of Mr. Homoki, refused to stipulate to an 11-juror verdict, and objected to recall of the alternate juror. The government expressed a preference for an 11-juror verdict, and pointed out that, under Fed. R.Crim.P. 23(b), the court could permit the 11-member jury to proceed to verdict without obtaining the defendant’s consent. Huntress then moved for a mistrial based on Mr. Homoki’s failure truthfully to answer voir dire questions concerning his ability to serve on the jury. The judge had asked during voir dire, “Is there anyone on the jury panel that has any serious personal situation or medical or physical problem which would make it difficult or impossible for you to sit as a juror in this case?” Mr. Homoki had not responded to that question. The judge, citing Dr. Nau’s statement that Mr. Homoki would have been unable to recognize and disclose his psychological condition during voir dire, decided that Mr. Homoki did not deliberately lie, and denied Huntress’s motion for a mistrial.

Huntress then requested that Ms. Liza-na, the alternate juror, be recalled and examined to determine whether she could properly be reimpaneled. The judge recalled Ms. Lizana and questioned her. Ms. Lizana stated that she had discussed the case with her boss, but only in general terms, and she stated that this discussion would not influence her decision in the case. The judge questioned the other 11 jurors regarding their ability to set aside all previous discussions and begin their deliberations afresh with the newly reconstituted jury. They all claimed that they could do so. Based on these interviews, the judge decided to reimpanel Ms. Lizana as a member of the jury, and the new jury retired to deliberate. After three hours, the jury returned a verdict of guilty on all counts.

II. DISCUSSION

A. Release of Juror Homoki

Huntress first argues that the district judge erred in dismissing Mr. Ho-moki. “[I]t is within the trial judge’s sound discretion to remove a juror whenever the judge becomes convinced that the juror’s abilities to perform his duties become impaired.” United States v. Dominguez, 615 F.2d 1093, 1095 (5th Cir.1980) (citations omitted); see also United States v. Helms, 897 F.2d 1293, 1298 (5th Cir.), cert. denied, — U.S. -, 111 S.Ct. 257, 112 L.Ed.2d 215 (1990). We will not disturb the judge’s decision unless we find that it prejudiced the defendant or another party. United States v. Rodriguez, 573 F.2d 330, 332 (5th Cir.1978). Prejudice occurs in these circumstances when a juror is discharged without factual support or for a legally irrelevant reason. Id. Huntress attempts to squeeze through this narrow standard of review by contending that there is a basis in the record for believing that Mr. Homoki was a holdout juror who feigned mental illness to avoid the coercive pressure of his fellow jurors. In support of this theory, Huntress points to the facts that (1) the foreman indicated to the judge after the first note that a juror had a problem with the facts or the law, not a physical or family matter; (2) the jury’s second note indicated that one of the jurors did not want to participate in a decision; and (3) Mr. Homoki had not exhibited any sign of incapacity during the voir dire or the week-long trial. Citing United States v. Wilson,

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Cite This Page — Counsel Stack

Bluebook (online)
956 F.2d 1309, 1992 WL 49783, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-logan-p-huntress-ca5-1992.