United States v. Lizalde

38 F. App'x 657
Court of Appeals for the Second Circuit·Decided June 3, 2002·No. No. 00-1389·Published·Cited by 4 cases

Opinion

SUMMARY ORDER

This cause came on to be heard on the record from the United States District Court for the Eastern District of New York, and was argued by counsel.

ON CONSIDERATION WHEREOF, it is now hereby ordered, adjudged, and decreed that the judgment of said District Court be and it hereby is affirmed.

Defendant Dante Lizalde appeals from a judgment entered in the United States District Court for the Eastern District of New York following a jury trial before Allyne R. Ross, Judge, convicting him of conspiracy to distribute and possess with intent to distribute cocaine, in violation of 21 U.S.C. § 846, conspiracy to import cocaine, in violation of 21 U.S.C. § 963, and possession with intent to distribute cocaine, in violation of 21 U.S.C. § 841, and sentencing him principally to three concurrent terms of 292 months’ imprisonment, to be followed by a five-year term of supervised release. On appeal, Lizalde contends principally (1) that the district court erred in a pretrial ruling precluding his presentation of a duress defense to the jury, and (2) that he is entitled to relief pursuant to Apprendi v. New Jersey, 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), because he was sentenced to more than 240 months’ imprisonment on the basis of a quantity of cocaine that was not charged in the indictment and proven beyond a reasonable doubt. Finding no basis for reversal, we affirm.

In order to establish a claim of duress, a defendant must show that “(a) at the time of his conduct he was subjected to actual or threatened force, (b) the force or threat was of such a nature as to induce a well-founded fear of impending death or serious bodily harm, and (c) there was no reasonable opportunity to escape from the force or threat other than by engaging in the otherwise unlawful activity.” United States v. Villegas, 899 F.2d 1324, 1344 (2d Cir.), cert. denied, 498 U.S. 991, 111 S.Ct. 535, 112 L.Ed.2d 545 (1990); see also United States v. Podlog, 35 F.3d 699, 704 (2d Cir.1994), cert. denied, 513 U.S. 1135, 115 S.Ct. 954, 130 L.Ed.2d 897 (1995); United States v. Bakhtiari, 913 F.2d 1053, 1057 (2d Cir.1990), cert. denied, 499 U.S. 924, 111 S.Ct. 1319, 113 L.Ed.2d 252 (1991). “[W]here there is a reasonable opportunity to escape the threatened harm, the defendant must take reasonable steps to avail himself of that opportunity, whether by flight or by seeking the intervention of the appropriate authorities.” United States v. Alicea, 837 F.2d 103, 106 (2d Cir.), cert. denied, 488 U.S. 832, 109 S.Ct. 88, 102 L.Ed.2d 64 (1988); see also United States v. Bakhtiari, 913 F.2d at 1058.

When a defendant has indicated that he will seek to present a duress defense to the jury and the government seeks to preclude such evidence as legally insufficient, “it is appropriate for [the] court to hold a pretrial evidentiary hearing to determine whether [the] defense fails as [660] a matter of law.” United States v. Paul, 110 F.3d 869, 871 (2d Cir.1997). The burden at such a hearing is on the defendant to present some evidence on each of the elements of the defense. See, e.g., United States v. Jaswal, 47 F.3d 539, 544 (2d Cir.1995) (per curiam). If the court finds that the defendant’s evidence is insufficient as a matter of law to establish an element of the duress defense, the court may preclude the defendant from presenting evidence of that defense to the jury. See, e.g., United States v. Bailey, 444 U.S. 394, 416, 100 S.Ct. 624, 62 L.Ed.2d 575 (1980); United States v. Villegas, 899 F.2d at 1343. We reject Lizalde’s contention that such a preclusion order is foreclosed by the Supreme Court’s recent rulings in Jones v. United States, 526 U.S. 227, 119 S.Ct. 1215, 143 L.Ed.2d 311 (1999), and Appren-di. Those cases dealt with proof of elements of the offense charged and with the punishment to which a defendant may be subjected for the offense, not with the elements of an affirmative defense.

The district court in the present case properly applied the above principles in precluding Lizalde from presenting his defense of duress, finding that he presented no legally sufficient evidence to show that he lacked a reasonable opportunity to escape the threatened danger other than by engaging in the otherwise unlawful activity. That finding was supported by, inter alia, Lizalde’s admission that he never went to the authorities to seek help, and evidence that even though he was interviewed by law enforcement officials several times during the period of the alleged duress, Lizalde told them nothing of the alleged threats. We thus affirm the preclusion order substantially for the reasons stated in Judge Ross’s Opinion and Order dated November 18, 1998.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Lizalde, 38 F. App'x 657 (2d Cir. 2002).

38 F. App'x 657 (United States v. Lizalde) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

Lizalde v. Goldberg
District of Columbia, 2019
Terence James v. State
2015 WY 83 (Wyoming Supreme Court, 2015)
United States v. Derek Capozzi
723 F.3d 720 (Sixth Circuit, 2013)
Lizalde v. United States
537 U.S. 1059 (Supreme Court, 2002)