United States v. John Paul

110 F.3d 869, 1997 U.S. App. LEXIS 6143, 1997 WL 160766
CourtCourt of Appeals for the Second Circuit
DecidedMarch 26, 1997
Docket818, Docket 95-1672
StatusPublished
Cited by29 cases

This text of 110 F.3d 869 (United States v. John Paul) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. John Paul, 110 F.3d 869, 1997 U.S. App. LEXIS 6143, 1997 WL 160766 (2d Cir. 1997).

Opinion

JON O. NEWMAN, Chief Judge:

The primary issue on this appeal is whether a criminal defendant was entitled to a jury charge on a duress defense, arising in somewhat unusual circumstances. John Paul appeals from the November 14, 1995, judgment of the United States District Court for the District of Connecticut (T. F. Gilroy Daly, Judge), convicting him, after a jury trial, of possession of ammunition by a convicted felon, in violation of 18 U.S.C. § 922(g) (1994). *870 Paul contends that he was entitled to a jury charge on the defense of duress and raises additional challenges to his conviction and sentence. We agree that his testimony raised a factual issue concerning' each element of the duress defense, and therefore reverse the judgment of conviction and remand for a new trial.

Background

The undisputed evidence established that the defendant stood on a sidewalk in Stamford, Connecticut, and fired a few rounds of ammunition from an antique revolver. In addition, one eyewitness testified that she heard the gunshots, saw the defendant firing the gun, and heard one of the bullets pass close to her car windshield. A second witness testified that he heard the gunshots while he was inside his store, and that, when he looked outside fifteen or twenty seconds later, he saw the defendant holding the gun. Neither witness testified that the defendant fired the weapon at anyone.

The Government also introduced the spent shell casings recovered from the scene, presented testimony that the bullets had been manufactured in Illinois, and produced a certified record of Paul’s prior felony conviction in the State of Connecticut.

On the day set for jury selection, Paul gave notice to the trial judge that he intended to interpose the defense of duress. Pursuant to the Government’s request, the Judge conducted an evidentiary hearing to determine whether Paul was entitled to present a duress defense to the jury.

Testifying on his own behalf, Paul claimed that he had taken temporary possession of the gun from its owner to prevent the owner from using it to kill or injure him, and that he had fired the gun harmlessly toward the sidewalk, solely to prevent any bullets remaining in the chamber from being discharged by the owner in the event he regained possession of the weapon.

Paul gave the following account of the events leading up to his firing the gun. In the early morning hours of the day of the episode, he had been playing poker in a bar with four or five other men, including a man known to him only by the name “Shorty”. After Paul won the final hand of the game, Shorty asked Paul for a loan of $100. When Paul refused, Shorty became angry, went outside to his car, and retrieved a bottle of whisky. From the bar, Paul also saw Shorty putting something else into his pocket. That other item turned out to be a gun.

Returning to the bar, Shorty continued to argue with Paul. As both left the bar, the argument escalated. Paul shoved Shorty, and Shorty pulled the gun out of his pocket and fired two shots at Paul’s leg. Both shots missed.

At first, Paul ran for cover beside a parked car. He then ran back inside the bar, closed the door and held it shut, and continued watching Shorty through a small window. Although Shorty initially approached the door, he soon turned and began walking away in the direction of his car, placing the gun back into his pocket. At this moment, Paul decided to administer physical punishment to Shorty for shooting at him. Paul darted out of the bar, accosted Shorty, and tackled him to the ground. When Shorty reached for the gun, Paul grabbed it out of Shorty’s hand, and sat on top of him. Paul then struck Shorty a few times, stating that he did not need a gun to deal with him.

Still in possession of the gun, Paul walked back toward the bar, filing the remaining bullets into the ground, and throwing the empty gun onto the floor in the bar. He testified that he fired the gun solely to ensure that it could no longer be used to injure or threaten him.

After hearing Paul’s testimony, Judge Daly ruled that as a matter of law Paul had not alleged facts sufficient to entitle him to present a duress defense to the jury. Although Judge Daly found Paul’s testimony could not establish the defense, he found it to be relevant to the crime of possession of ammunition. Thus, although Paul was not precluded from presenting his version of the facts to the jury, the jury was not charged on the duress defense.

Paul was sentenced under the armed career criminal statute, 18 U.S.C. § 924(e) (1994), to 262 months imprisonment and five *871 years of supervised release. He is currently serving his sentence.

Discussion

In addition to renewing his claim concerning a duress defense, Paul contends that the evidence is insufficient to permit the jury to find the degree of possession that Congress contemplated in enacting section 922(g). He also alleges errors concerning the admission of evidence, the charge, and the sentence. In view of our disposition, we need discuss only the first two claims.

1. Duress Defense

Duress is a legal excuse for criminal conduct if, “at the time the conduct occurred, the defendant was subject to actual or threatened force of such a nature as to induce a well-founded fear of impending death or serious bodily harm from which there was no reasonable opportunity to escape other than by engaging in the unlawful activity.” E.g., United States v. Bakhtiari, 913 F.2d 1053, 1057 (2d Cir.1990) (citing United States v. Mitchell, 725 F.2d 832, 837 (2d Cir.1983)); United States v. Agard, 605 F.2d 665, 667 (2d Cir.1979). The defense fails if the defendant recklessly placed himself in a position in which it was probable that he would be subject to duress. Id. at 667.

Upon a proper request, a defendant is entitled to a jury instruction on any defense theory for which there is a foundation in the evidence, United States v. Kwong, 69 F.3d 663, 667 (2d Cir.1995); United States v. Bryser, 954 F.2d 79, 87 (2d Cir.1992), even if the trial court determines that the evidentia-ry foundation of the defense theory is only tenuous, United States v. Hurtado, 47 F.3d 577, 584 (2d Cir.1995). In such a case, the factual issues underlying the theory should be resolved by the jury. See United States v. Bifield,

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Bluebook (online)
110 F.3d 869, 1997 U.S. App. LEXIS 6143, 1997 WL 160766, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-john-paul-ca2-1997.