United States v. Lane

60 M.J. 781, 2004 CCA LEXIS 287, 2005 WL 11678
CourtUnited States Air Force Court of Criminal Appeals
DecidedDecember 17, 2004
DocketACM S30339
StatusPublished
Cited by2 cases

This text of 60 M.J. 781 (United States v. Lane) is published on Counsel Stack Legal Research, covering United States Air Force Court of Criminal Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Lane, 60 M.J. 781, 2004 CCA LEXIS 287, 2005 WL 11678 (afcca 2004).

Opinion

PER CURIAM:

This case presents the question whether a United States Senator, who is also a reserve officer in the United States Air Force and assigned to this Court as an appellate military judge, is constitutionally or ethically disqualified from hearing this case (and, by implication, any case before this Court). Although the appellant has submitted his ease “on its merits,”1 he has requested that Judge Lindsey 0. Graham recuse himself from the case. Judge Graham declines to do so. The appellant, through counsel, asserts both constitutional infirmities and potential conflicts of interest. We will address each in turn.

I. BACKGROUND

A special court-martial comprised of a military judge sitting alone found the appellant guilty, in accordance with his pleas, of the wrongful use of cocaine, in violation of Article 112a, UCMJ, 10 U.S.C. § 912a. The military judge sentenced the appellant to a bad-con-duet discharge, confinement for 135 days, and reduction to E-l. In accordance with a pretrial agreement, the convening authority approved only so much of the sentence as included a bad-conduct discharge, confinement for 4 months, and reduction to E-l.

The case is before this Court for mandatory review under Article 66, UCMJ, 10 U.S.C. § 866. The chief judge assigned the case to a panel that includes Judge Lindsey O. Graham. Judge Graham is a colonel in the United States Air Force Reserve, has been duly attached to this Court to serve as an appellate military judge, and is a United States Senator from South Carolina. Judge Graham originally served on active duty in the United States Air Force as a judge advocate from January 1982 until August 1988, and then transferred to the Air Force Reserve where he was assigned until 1989. He served in the Air National Guard from 1989 to 1994, and then transferred back to the United States Air Force Reserve in 1995, where he has served until the present. Judge Graham is in the Standby Reserve. He was sworn into the United States House of Representatives in 1995 and to the United States Senate in January 2003.

The reserve forces of the United States are comprised of the Ready Reserve, the Standby Reserve, and the Retired Reserve. 10 U.S.C. § 10141(a). As a Member of Congress, Judge Graham is a “key employee.” Department of Defense Directive (DODD) 1200.7, Screening the Ready Reserve, Enclosure 2 (18 Nov 1999). DODD 1200.7, ¶ 4.7 requires that such “key employees” be assigned to the Standby Reserve. Judge Graham is on the Active Status List within the Standby Reserve. In that capacity, he may participate in reserve training activities with[783]*783out pay, may earn retirement points, and may compete for promotion. DODD 1235.9, Management of the Standby Reserve, ¶ 4.2.1 (10 Feb 1998). Members of the Ready, Standby, and Retired Reserve are subject to recall to active duty if Congress declares war or national emergency, or as otherwise authorized by law. 10 U.S.C. §§ 12301(a), 12306. Members in inactive or retired status may be ordered to active duty only if there are not enough qualified reserves or guardsmen in the required category. Id.

The appellate defense counsel, on behalf of the appellant, moved for Judge Graham to recuse himself. They asserted that Judge Graham’s participation in this case violates the Ineligibility and Incompatibility Clauses of Article I, Section 6, of the United States Constitution, and “may raise concerns about potential conflicts of interest.” The motion, signed by five appellate defense counsel, included a scant five paragraphs and few citations to authority. The government opposed the motion. The government argued the appellant had no standing to invoke the Incompatibility or Ineligibility Clauses and that the appellant had shown no disqualifying conflicts of interest that would preclude Judge Graham from serving on this case.

This Court subsequently granted the appellate defense counsel’s request to file a reply to “prevent any misunderstanding that may arise from Appellant’s decision not to aver more than he did.” The brief reply asserted the appellant had standing to raise the Ineligibility and Incompatibility Clauses because, “Lt Col Graham will judge his case.” Appellate defense counsel averred this created “a per se conflict of interest that is irreconcilable.” The appellant defense counsel also alleged that Judge Graham’s service on this Court will deny the appellant a proper appellate review because our superior courts would be incapable of properly reviewing the decision of a court panel that included “a United States Senator who has the power to limit or expand the scope of their appellate review and who has the power to fill vacancies in their courts by confirming presidential appointments to them.”

II. CONSTITUTIONAL CHALLENGES

We first address the contention that Judge Graham’s service on this case violates the Ineligibility and Incompatibility Clauses of the United States Constitution. The Constitution provides:

No Senator or Representative shall, during the Time for which he is elected, be appointed to any civil Office under the Authority of the United States, which shall have been created, or the Emoluments whereof shall have been encreased during such time; and no Person holding any Office under the United States, shall be a Member of either House during his Continuance in Office.

U.S. Const, art. I, § 6, cl. 2. The first portion is known as the Ineligibility Clause. It provides that Members of Congress are ineligible for appointment to certain offices of the United States, when the office was created or the “emoluments” increased during the time the Member served in Congress. The second portion is known as the Incompatibility Clause. It prohibits anyone holding an office of the United States from serving as a Member of Congress. See Schlesinger v. Reservists Committee to Stop the War, 418 U.S. 208, 210, 94 S.Ct. 2925, 41 L.Ed.2d 706 (1974).

The clauses had their origins in the principle of the separation of powers. Reservists Committee to Stop the War v. Laird, 323 F.Supp. 833, 835-37 (D.D.C.1971). The purpose was “to avoid the example of England, where, the Framers believed, elected officials had been subverted by appointments to office by the Crown.” Id. at 835. The Ineligibility Clause and the Incompatibility Clause were considered to be “important guards against the danger of executive influence upon the legislative body.” The Federalist No. 76 (Alexander Hamilton).

A Ineligibility Clause

We consider first the Ineligibility Clause. The appellate defense counsel did not attempt to articulate how Judge Graham’s appointment as a member of the Standby Reserve or as a judge of this Court might violate the Ineligibility Clause. There is nothing to indicate that a commission as a reserve officer in the armed forces is a “civil [784]*784Office” as envisioned by the clause.

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Related

United States v. Lane
64 M.J. 1 (Court of Appeals for the Armed Forces, 2006)

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Bluebook (online)
60 M.J. 781, 2004 CCA LEXIS 287, 2005 WL 11678, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-lane-afcca-2004.