USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 1 of 15
[DO NOT PUBLISH]
IN THE UNITED STATES COURT OF APPEALS
FOR THE ELEVENTH CIRCUIT ________________________
No. 20-10812 Non-Argument Calendar ________________________
D.C. Docket No. 4:19-cr-00175-RSB-CLR-1
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
versus
LANARD AKEEM MIKELL,
Defendant - Appellant.
________________________
Appeal from the United States District Court for the Southern District of Georgia ________________________
(February 25, 2021)
Before JORDAN, GRANT, and TJOFLAT, Circuit Judges.
PER CURIAM:
On October 1, 2019, a Southern District of Georgia grand jury indicted
Lanard Mikell for possession of a firearm by a convicted felon, in violation of USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 2 of 15
18 U.S.C. § 922(g)(1). Mikell pled guilty and was sentenced to 29 months, to be
served consecutively to a state court sentence for parole revocation. He now
appeals, arguing first that the District Court erred procedurally by considering his
need for mental health treatment in crafting his sentence, in violation of Tapia v.
United States 1 and second that the sentence imposed by the District Court is
substantively unreasonable.2 We disagree and therefore affirm Mikell’s sentence.
I.
On February 17, 2019, the Savannah Police Department pulled over a
vehicle, in which Mikell was a passenger, for an obstructed license plate and
illegally tinted windows. An initial search of Mikell revealed no weapons or
drugs. But a further search revealed a Rossi, Model M88, .38 caliber revolver
concealed in Mikell’s pants. After locating the gun, Savannah Police arrested
Mikell for possession of a firearm by a convicted felon and carrying a concealed
weapon.
Mikell’s arrest resulted in a violation of his parole for a state offense in
Chatham County Superior Court, so on March 27, 2019, while awaiting federal
indictment, Mikell was transferred to the custody of the Georgia Department of
1 564 U.S. 319, 131 S. Ct. 2382 (2011). 2 Mikell argues that his sentence is procedurally and/or substantively unreasonable in light of Tapia. Because we have stated that Tapia violations are procedural errors, we review only the procedural reasonability, and not the substantive reasonability, of Mikell’s sentence under Tapia. See United States v. Vandergrift, 754 F.3d 1303, 1310 (11th Cir. 2014). 2 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 3 of 15
Corrections to serve his state court sentence for parole revocation.3 A Southern
District of Georgia grand jury subsequently indicted Mikell for a single count of
possession of a firearm by a convicted felon, in violation of 18 U.S.C. § 922(g)(1).
And on November 21, 2019, Mikell pled guilty pursuant to a written plea
agreement. Mikell was then remanded to the custody of the U.S. Marshals Service
to await sentencing.
At the District Court’s direction, the Court’s probation office compiled a
Presentence Investigation Report (“PSI”). In the PSI, the probation office assigned
a base offense level of 14, pursuant to U.S.S.G. § 2K2.1(a)(6), because Mikell
possessed a firearm as a prohibited person. The probation office then decreased
the offense level by two points, pursuant to § 3E1.1(a), because Mikell had
admitted that he knowingly possessed a firearm as a convicted felon and thereby
accepted responsibility. This two-point reduction resulted in a total offense level
of 12.
Mikell’s criminal convictions resulted in a subtotal criminal history score of
9. But because Mikell committed this crime while under a criminal justice
3 On September 28, 2017, Mikell pled guilty in state court to 1) possession of controlled substances, 2) driving without a license, 3) obstruction of police, 4) providing false information to law enforcement, and 5) disregarding a traffic control device. Mikell was sentenced to three years confinement on the first count and twelve months confinement on counts two through five to be served concurrently with the sentence for possession of controlled substances. On January 31, 2019, Mikell was paroled, but his parole was subsequently revoked as a result of the conduct at issue here. The maximum release date for his state court sentence is September 12, 2021. 3 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 4 of 15
sentence in Chatham County Superior Court, two points were added to his criminal
history score, for a total score of 11. A criminal history score of 11 placed Mikell
within criminal history category V. And Mikell’s combined total offense level of
12 and criminal history category of V set his Guideline imprisonment range at 27
to 33 months.
The probation office recommended a sentence of 30 months, set to run
consecutively with Mikell’s state court sentence for parole revocation. Neither
party objected to the findings in the PSI or the probation office’s application of the
Guidelines, but Mikell filed a Sentencing Memorandum for the District Court’s
consideration.
In his Sentencing Memorandum, Mikell requested that the District Court
either (a) grant a variance below the Guidelines range and impose a sentence of 24
months or (b) sentence him at the low end of the Guidelines range at 27 months.
Mikell also asked the District Court to set any sentence to run concurrently with
his state sentence rather than consecutively. Mikell claimed that a consecutive
sentence would be greater than necessary to achieve the goals enumerated in
18 U.S.C. § 3553(a).
In support of his request, Mikell stressed the traumatic events in his
background: In 2012, he shot a man, leading to his arrest for murder before the
case was ultimately dismissed as self-defense. Then, in 2014, Mikell became a
4 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 5 of 15
victim of gun violence himself; not long after being released from jail, Mikell was
shot in retaliation for the 2012 killing.
Mikell emphasized the fact that two bullets from the 2014 shooting are still
embedded in his body and that he bears other physical reminders of the violent
incident. Mikell requested that the District Court consider his need for mental
health treatment as a result of these events, citing a possible case of Post-Traumatic
Stress Disorder. According to Mikell, “it [was] important for him to inform the
Court of these [traumatic] events [in his background] so that the Court may better
understand [his] personal characteristics and . . . consider them as a factor in
determining the sentence in [his] case.”
At sentencing, upon hearing no objection from either party, the District
Court adopted all of the facts found within the PSI and the probation office’s
application of the Sentencing Guidelines. The Court then heard arguments
regarding Mikell’s sentence. The Government recommended a sentence at the low
end of the Guidelines range, set to run consecutively to the state court sentence.
Mikell, on the other hand, once again requested that the District Court consider his
mental health in sentencing him to a term of imprisonment below the Guidelines
range, set to run concurrently to his state court sentence for parole revocation. He
reiterated his “unique situation”—having twice been affected by gun violence—
5 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 6 of 15
and added that, at the time, he had felt it was necessary to carry a gun to protect
himself, though he now knew better.
After considering all the facts of Mikell’s case through the lens of § 3553(a),
the District Court sentenced Mikell to 29 months, to be served consecutively to the
state sentence that Mikell was currently serving. The Court explained that Mikell’s
state sentence for parole revocation was a separate case. While the conduct at
issue in federal court resulted in the parole revocation, the conduct underlying the
state court case was unrelated, and separate punishment was therefore warranted.
The District Court noted that it had initially considered departing upward
from the Guidelines sentencing range, but after reading Mikell’s Sentencing
Memorandum and learning more about Mikell’s background, the Court decided a
“very lengthy prison sentence may not be the best thing for [Mikell].” The District
Court then recommended that Mikell be evaluated by the Bureau of Prisons
(“BOP”) for participation in substance abuse treatment as well as mental health
treatment and counseling. In doing so, the District Court stated,
Clearly you’ve got some issues that we’ve gotta get through while you’re incarcerated. And that’s another reason that this sentence doesn’t need to run concurrent to the state sentence, because the BOP, the federal BOP is going to have opportunities for you and things that they can probably provide for you that may not be available while you’re in state custody and clearly you need those resources in order for us to achieve the statutory purpose of sentencing, one of them which is correctional treatment. We’ve gotta
6 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 7 of 15
correct the pattern of behavior we’ve seen to this point, because it can’t continue. It just can’t.
At the conclusion of the hearing, the Court asked Mikell if he had any
objections to his sentence or the manner in which it was imposed, other than those
which had previously been stated for the record. Mikell voiced no objection. As
relevant here, he did not object to the District Court’s reference to his need for
mental health treatment while imprisoned.
Mikell now appeals his within-guidelines sentence. He argues (1) that his
sentence is procedurally unreasonable because the District Court considered his
need for mental health treatment in crafting his sentence in violation of Tapia v.
United States, and (2) that his sentence is substantively unreasonable. For the
reasons that follow, we find Mikell’s sentence to be both procedurally and
substantively reasonable and thus affirm the District Court’s judgment.
II.
We review the reasonableness of a sentence under a deferential abuse of
discretion standard. See Gall v. United States, 552 U.S. 38, 51, 128 S. Ct. 586, 597
(2007). As a part of that review, we first ensure that the district court did not
commit any significant procedural error, such as improperly calculating the
guideline range or considering an improper sentencing factor. Id.; United States v.
Alberts, 859 F.3d 979, 985 (11th Cir. 2017). We then examine whether, in light of
the totality of the circumstances and the purposes stated in 18 U.S.C. § 3553(a), the 7 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 8 of 15
sentence imposed is substantively reasonable. Gall, 552 U.S. at 51, 128 S. Ct. at
597; Alberts, 859 F.3d at 985.
Issues not raised in the district court, however, are reviewed for plain error
rather than abuse of discretion. See United States v. Hano, 922 F.3d 1272, 1283
(11th Cir. 2019). To show plain error, the defendant must show that there is (1) an
error (2) that is plain and (3) that affected the defendant’s substantial rights. See
United States v. Vandergrift, 754 F.3d 1303, 1307 (11th Cir. 2014). If those three
elements are met, we may then exercise our discretion to correct the error
assuming it “seriously affects the fairness, integrity, or public reputation of judicial
proceedings.” Id. (brackets and quotation marks omitted).
“An error is not plain unless it is contrary to explicit statutory provisions or
to on-point precedent in this Court or the Supreme Court.” United States v.
Schultz, 565 F.3d 1353, 1357 (11th Cir. 2009). And it does not affect the
defendant’s substantial rights unless the defendant shows a “‘reasonable
probability’ that he would have received a lighter sentence but for the error.” See
United States v. Jones, 743 F.3d 826, 830 (11th Cir. 2014).
III.
Mikell offers two grounds on which this Court might find his sentence to be
unreasonable. First, he claims that the District Court considered his need for
mental health treatment in deciding whether his sentence should run consecutively
8 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 9 of 15
or concurrently to his state court sentence for parole revocation, thereby rendering
the sentence procedurally unreasonable under Tapia v. United States. Second,
Mikell argues that the sentence the District Court imposed is substantively
unreasonable. We remain unpersuaded.
A.
We begin with Mikell’s claim that his sentence is procedurally unreasonable
in light of Tapia v. United States, 564 U.S. 319, 131 S. Ct. 2382 (2011). Because
Mikell did not object on this ground at sentencing, Mikell’s procedural argument is
reviewed for plain error. See Hano, 922 F.3d at 1283.
In Tapia, the Supreme Court held that district courts cannot impose or
lengthen a prison sentence in order to promote a criminal defendant’s
rehabilitation. Tapia, 564 U.S. at 321, 131 S. Ct. at 2385; see also 18 U.S.C.
§ 3582(a); 28 U.S.C. § 994(k). Since that decision, we have declined to limit
Tapia to “situations where the district court either (1) specifically tailors the length
of a defendant’s sentence to permit completion of a rehabilitation program or (2)
makes rehabilitation the ‘dominant’ factor in the sentencing court’s calculus.”
Vandergrift, 754 F.3d at 1310. Instead, we have held that a district court errs
whenever it merely “considers rehabilitation when crafting a sentence of
imprisonment.” Id. (emphasis in original).
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Based on this broad language, we have concluded that practically any
consideration of rehabilitation or mental health treatment in crafting a sentence
constitutes plain error. See Alberts, 859 F.3d at 986. If the consideration of
rehabilitation at sentencing is only an “ancillary concern” or a “minor fragment” of
the district court’s reasoning, however, the error cannot be said to affect a
defendant’s substantial rights. See id. In order for the defendant’s substantial
rights to be affected by the error, the defendant must show that the district court’s
sentence would have been different had it not considered rehabilitation. See id.
In Vandergrift, for example, we held that the District Court improperly
considered Vandergrift’s need for mental health treatment while crafting his prison
sentence, but Vandergrift’s substantial rights were not affected. Vandergrift, 754
F.3d at 1310–12. There, the District Court specifically mentioned Vandergrift’s
bipolar disorder and stated that it could “be helped in some way in the prison
system.” Id. at 1306. The Court also suggested that time in prison might save
Vandergrift’s life. Id. Based on these comments, we determined that the District
Court violated Tapia. Id. at 1311.
Vandergrift failed, however, to prove that his sentence would have been
different but for the Court’s error: “The sentencing transcript reflect[ed] that
Vandergrift’s ‘rehabilitative needs clearly constituted only a minor fragment of the
court’s reasoning.’” Id. at 1312. Consequently, we upheld Vandergrift’s sentence
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despite the Tapia error. Id. Mikell’s claim fails for the same reason: He cannot
show that but for the District Court’s consideration of his need for mental health
treatment, he would have spent less time in prison.
In light of the broad language in Vandergrift,4 we will assume arguendo,
that the District Court erred, and did so plainly, by considering rehabilitative
needs—or Mikell’s need for mental health programming—in setting Mikell’s
sentence to run consecutive to his state court parole violation.5 See Vandergrift,
754 F.3d at 1310–12; see also Alberts, 859 F.3d at 986. But Mikell cannot show
that this plain error affected his substantial rights because he cannot demonstrate
that his sentence would have been shorter but for the error. See Jones, 743 F.3d
4 Remember that in Vandergrift we said that even considering mental health in crafting a sentence was a Tapia violation. Vandergrift, 754 F.3d at 1310. 5 It is not entirely clear to us that the District Court violated Tapia. In our mind, the District Court did not impose or lengthen Mikell’s sentence in order to ensure that he could obtain mental health treatment: There is no suggestion that the Court considered Mikell’s need for mental health treatment in sentencing Mikell to 29 months in prison rather than a shorter sentence. Instead, Mikell argues that the Court violated Tapia by setting his 29-month sentence to run consecutive, rather than concurrent, to his state court sentence for parole revocation. But there is a statutory presumption that multiple terms of imprisonment imposed at different times will run consecutively unless the district court decides otherwise. 18 U.S.C. § 3584(a). The District Court, therefore, did not affirmatively choose to make the sentence consecutive, ensuring Mikell would spend more time in prison. Rather, the Court simply did not depart from the presumption of consecutive sentences. So, while Mikell will spend longer in prison because the District Court set his federal sentence to run consecutive to his state sentence, the Court did not really lengthen Mikell’s sentence based on a consideration of rehabilitation. Mikell’s federal sentence remains the same whether he serves it consecutively or concurrently. It simply begins later. Nevertheless, the District Court did state that the availability of mental health programs was “another reason” that Mikell’s sentence should run consecutively to the state sentence rather than concurrently as Mikell requested. Therefore, the District Court arguably considered mental health in crafting Mikell’s sentence, as prohibited by Vandergrift. 11 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 12 of 15
at 830. In fact, the District Court suggested that it would have sentenced Mikell to
a longer sentence were it not for Mikell’s request that the Court consider his life
experiences and need for mental health treatment. 6
What’s more, the District Court indicated that the main reason it set Mikell’s
sentence to run consecutively rather than concurrently to Mikell’s state court
sentence for parole revocation was to ensure that Mikell was adequately punished
for the federal offense. Rehabilitation ultimately constituted only a minor
fragment of the Court’s reasoning; the Court mentioned Mikell’s mental health
needs only when recommending that Mikell be evaluated for participation in
substance abuse treatment as well as mental health treatment and counseling while
in prison. Therefore, we find Mikell’s sentence to be procedurally reasonable.
B.
We turn next to Mikell’s claim that his sentence is substantively
unreasonable. We will assume that Mikell preserved this issue on appeal and,
consequently, review the substantive reasonableness of his sentence under an abuse
of discretion standard. See Gall, 552 U.S. at 51, 128 S. Ct. at 597.
6 If we were to take Vandergrift’s “considering” language to heart, this could also be considered error; the District Court evidently took into account Mikell’s mental health in deciding not to impose a lengthier sentence, thereby considering rehabilitation in crafting his sentence. But because interpreting Vandergrift in this manner would go against the clear rationale of Tapia, we decline to do so. See 18 U.S.C. § 3582(a); 28 U.S.C. § 994(k). It would stretch Tapia beyond recognition to hold that a district court cannot consider a defendant’s mental health needs in sentencing him or her to a shorter term of imprisonment. 12 USCA11 Case: 20-10812 Date Filed: 02/25/2021 Page: 13 of 15
In evaluating the substantive reasonableness of a sentence, we consider the
totality of the circumstances and whether the sentence achieves the purposes stated
in 18 U.S.C. § 3553(a). United States v. Sarras, 575 F.3d 1191, 1219 (11th Cir.
2009). Under § 3553(a), district courts must impose a sentence “sufficient, but not
greater than necessary,” to reflect the seriousness of the offense, promote respect
for the law, provide just punishment, afford adequate deterrence, protect the public
from the defendant’s further crimes, and provide the defendant with appropriate
correctional treatment. 18 U.S.C. § 3553(a). Section 3553(a) further directs
district courts to take into consideration the “nature and circumstances” of the
offense and the “history and characteristics” of the defendant. Id. § 3553(a)(1).
Finally, § 3553(a) instructs district courts to consider the types of sentences
available, the applicable Guidelines range, any pertinent policy statement issued by
the Sentencing Commission, the need to avoid unwarranted sentencing disparities,
and the need to provide restitution to victims. Id. § 3553(a)(3)–(7).
The weight given to any specific 18 U.S.C. § 3553(a) factor is committed to
the sound discretion of the district court. United States v. Clay, 483 F.3d 739, 743
(11th Cir. 2007). The district court need not specifically address every mitigating
factor raised by the defendant in order for the sentence to be substantively
reasonable. See United States v. Snipes, 611 F.3d 855, 873 (11th Cir. 2010).
Rather, “[a]n acknowledgment [that] the district court has considered the
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defendant’s arguments and the § 3553(a) factors will suffice.” United States v.
Gonzalez, 550 F.3d 1319, 1324 (11th Cir. 2008).
A district court “imposes a substantively unreasonable sentence only when it
(1) fails to afford consideration to relevant factors that were due significant weight,
(2) gives significant weight to an improper or irrelevant factor, or (3) commits a
clear error of judgment in considering the proper factors.” United States v.
Rosales-Bruno, 789 F.3d 1249, 1256 (11th Cir. 2015) (quotation marks omitted).
After evaluating for reasonableness, we will only vacate a defendant’s sentence if
“left with the definite and firm conviction that the district court committed a clear
error of judgment in weighing the § 3553(a) factors by arriving at a sentence that
lies outside the range of reasonable sentences dictated by the facts of the case.”
United States v. Irey, 612 F.3d 1160, 1190 (11th Cir. 2010) (en banc). While we
do not apply a presumption of reasonableness to sentences within the Guidelines
range, we ordinarily expect such a sentence to be reasonable. See United States v.
Stanley, 739 F.3d 633, 656 (11th Cir. 2014).
Here, Mikell’s 29-month sentence is within the Guidelines range of 27 to 33
months, which weighs in favor of the sentence being deemed reasonable. And the
District Court stated that it considered both the facts of his case and the relevant 18
U.S.C. § 3553(a) factors. The Court acknowledged the seriousness of the offense,
the need to appropriately punish Mikell, and the need to deter future unlawful
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behavior. It also scrutinized Mikell’s criminal history. The Court thought about
departing upward from the Sentencing Guidelines because, in the Court’s words,
Mikell had “just been around firearms way too much” and he “as much as anybody
should understand the dangerousness of firearms.” But Mikell’s Sentencing
Memorandum and counsel’s argument ultimately convinced the Court that a
lengthier sentence would not achieve the statutory purposes of sentencing. The
above considerations satisfied the District Court’s duty. Thus, the District Court
did not abuse its discretion in sentencing Mikell to a 29-month sentence, set to run
consecutive to his state parole revocation sentence.
IV.
Because Mikell’s sentence is both procedurally and substantively
reasonable, we affirm.
AFFIRMED.