United States v. Kun Yun Jho

534 F.3d 398, 2008 WL 2579240
CourtCourt of Appeals for the Fifth Circuit
DecidedJuly 1, 2008
Docket06-41749
StatusPublished
Cited by30 cases

This text of 534 F.3d 398 (United States v. Kun Yun Jho) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kun Yun Jho, 534 F.3d 398, 2008 WL 2579240 (5th Cir. 2008).

Opinion

EMILIO M. GARZA, Circuit Judge:

The government appeals the district court’s dismissal of criminal charges against Kun Yun Jho (“Jho”) and Overseas Shipholding Group, Inc. (“OSG”). The counts dismissed by the district court charged that Jho and OSG knowingly failed to maintain an oil record book aboard OSG’s ship the M/T PACIFIC RUBY in violation of 33 U.S.C. § 1908(a) and 33 C.F.R § 151.25. For the following reasons, we reverse the district court’s dismissal and remand.

I

The M/T PACIFIC RUBY, a ship owned by OSG, transfers bulk petroleum from off-shore oil tankers to ports along the Gulf of Mexico. The M/T PACIFIC RUBY flies the flag of the Marshall Islands. During the time period at issue, Jho served as the Chief Engineer on the ship and was responsible for the engine department operations on the ship. This position included responsibility for making entries in the ship’s oil record book. An oil record book includes, among other things, a log of the ship’s discharge and disposal of oil and certain oil-water mixtures. See 33 C.F.R. § 151.25(a), (d).

Based on a tip from another engineer on the M/T PACIFIC RUBY describing unlawful discharges from the ship, the Coast Guard conducted an inspection of the ship during a stop in Port Neches, Texas. The tipster also alleged that Jho manipulated some of the ship’s pollution-detection equipment so that it would not recognize discharges with higher oil-content than that allowed under United States law. The Coast Guard met with the ship’s captain and with Jho. They discussed oil record book entries with Jho. After this inspection, the Coast Guard determined that the ship appeared to be in compliance, *401 and no action was taken. During a subsequent inspection at another port stop soon thereafter, the Coast Guard discovered evidence corroborating the tipster’s allegations of unlawful discharges and tampering with the ship’s equipment.

Based on the Coast Guard’s inspections, the government brought charges against Jho and OSG. In a second superseding indictment, the government charged ten counts against both Jho and OSG: one count of conspiracy, 18 U.S.C. § 371 (“Count 1”); one count of making false statements to Coast Guard officials, 18 U.S.C. § 1001 (“Count 2”); and eight counts of knowing failure to maintain an oil record book, 33 U.S.C. § 1908(a), 33 C.F.R. § 151.25 (“Counts 3-10”). Count 1 charged Jho and OSG with conspiracy to violate 18 U.S.C. § 1001, 33 U.S.C. § 1908, and 18 U.S.C. § 1519. The eight counts charged under § 1908(a) correspond to eight different times at which the M/T PACIFIC RUBY allegedly entered a United States port with a knowingly inaccurate oil record book.

Jho and OSG each moved to dismiss their indictments on numerous grounds. Both defendants argued that international law prohibits the government from prosecuting the oil record book offenses charged in the indictments. The magistrate judge recommended that the motions to dismiss be denied in their entirety. The district judge partially modified the magistrate judge’s recommendation. The district court agreed with Jho and OSG that international law prevented their prosecution for the record book offenses. Accordingly, the district court granted the defendants’ motions to dismiss as to Counts 3-10, as well as to Count 1 so far as any conspiracy stemmed from the oil record book offenses. The district court denied the motions to dismiss as to Count 2 and as to the conspiracy charges in Count 1 that were unrelated to § 1908. The government appeals the district court’s dismissal of the oil record book counts and the conspiracy count connected to the oil record book offenses.

II

The Act to Prevent Pollution from Ships (“APPS”), 33 U.S.C. § 1901, et seq., represents Congress’ implementation of two related marine environmental treaties to which the United States is a party: the 1973 International Convention for the Prevention of Pollution from Ships and the Protocol of 1978 Relating to the International Convention for the Prevention of Pollution from Ships. Together, these treaties are generally referred to as MAR-POL 73/78 (“MARPOL”). These treaties specifically target the prevention of oil pollution in the sea. The APPS authorizes the Coast Guard to “prescribe any necessary or desired regulations to carry out the provisions of the MARPOL protocol ....” 33 U.S.C. § 1903(b)(1). The APPS prohibits violations of MARPOL, the APPS, and the regulations promulgated pursuant to § 1903(b). In terms of criminal sanctions, the APPS provides that, “[a] person who knowingly violates the MAR-POL Protocol ... this chapter, or the regulations issued thereunder commits a Class D felony.” 33 U.S.C. § 1908(a). Civil penalties are available for any violation, whether knowing or not. See 33 U.S.C. § 1908(b).

The criminal charges brought against Jho and OSG under § 1908(a) arise from alleged knowing violations of oil record book requirements outlined in 33 C.F.R. § 151.25. In order to help monitor and prevent pollution from oil discharges, the APPS regulations require that ships over a certain tonnage “maintain” an oil record book. See 33 C.F.R. § 151.25(a). The regulation states that the “master or other *402 person having charge of [the] ship” is responsible for “maintenance of such record.” Id. at 151.25C]). 1 The oil record book must be kept on board the ship and “be readily available for inspection at all reasonable times.” Id. at 151.25(1). APPS regulations give the Coast Guard authority to board the ship and inspect the ship for compliance with MARPOL, the APPS, and APPS regulations. Id. at 151.23(a); see 14 U.S.C.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Korotkiy
118 F.4th 1202 (Ninth Circuit, 2024)
Hornof v. United States
107 F.4th 46 (First Circuit, 2024)
United States v. Nikolaos Vastardis
19 F.4th 573 (Third Circuit, 2021)
United States v. Saffarinia
District of Columbia, 2020
Zamor v. Monarch Shipping Co. Ltd
District of Columbia, 2019
United States v. Matthaios Fafalios
817 F.3d 155 (Fifth Circuit, 2016)
Angelex Ltd. v. United States
123 F. Supp. 3d 66 (District of Columbia, 2015)
M-I Drilling Fluids UK Ltd. v. Dynamic Air Inc.
99 F. Supp. 3d 969 (D. Minnesota, 2015)
United States v. Robert Kaluza
780 F.3d 647 (Fifth Circuit, 2015)
United States v. Diana Shipping Services, S.A.
985 F. Supp. 2d 719 (E.D. Virginia, 2013)
Tarros S.p.A. v. United States
982 F. Supp. 2d 325 (S.D. New York, 2013)
Angelex LTD. v. United States
723 F.3d 500 (Fourth Circuit, 2013)
Mylonakis v. The M/T Georgios M.
909 F. Supp. 2d 691 (S.D. Texas, 2012)
United States v. Sanford Ltd.
880 F. Supp. 2d 9 (District of Columbia, 2012)
United States v. Hugo Pena
684 F.3d 1137 (Eleventh Circuit, 2012)
United States v. Vano
District of Columbia, 2012
Giuseppe Bottiglieri Shipping Co. S.P.A. v. United States
843 F. Supp. 2d 1241 (S.D. Alabama, 2012)
United States v. Kernell
667 F.3d 746 (Sixth Circuit, 2012)
United States v. Gray
642 F.3d 371 (Second Circuit, 2011)

Cite This Page — Counsel Stack

Bluebook (online)
534 F.3d 398, 2008 WL 2579240, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kun-yun-jho-ca5-2008.