United States v. Kirsch

15 C.M.A. 84, 15 USCMA 84, 35 C.M.R. 56, 1964 CMA LEXIS 190, 1964 WL 4925
CourtUnited States Court of Military Appeals
DecidedOctober 16, 1964
DocketNo. 17,519
StatusPublished
Cited by27 cases

This text of 15 C.M.A. 84 (United States v. Kirsch) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kirsch, 15 C.M.A. 84, 15 USCMA 84, 35 C.M.R. 56, 1964 CMA LEXIS 190, 1964 WL 4925 (cma 1964).

Opinions

Opinion of the Court

Quinn, Chief Judge:

Although given a grant by Major General B. F. Taylor, Commander of the 24th Infantry Division, which re[87]*87cited he would have “immunity from prosecution for any offense” he might testify to at the trial of a fellow soldier, the accused refused to answer questions asked him by trial counsel, on the ground his answers would tend to incriminate him. Thereafter, he was charged with, and pleaded guilty to, willful refusal to testify, in violation of Article 134, Uniform Code of Military Justice, 10 USC § 934. Notwithstanding his plea of guilty, the accused now contends his conviction is illegal because General Taylor’s grant of immunity could not deny him the right to rely upon the privilege against self-incrimination.

During 1962, the accused’s friend, Private First Class John D. Roumanis, allegedly became associated with a Greek national who was believed to be a Soviet agent. At the purported agent’s request, Roumanis procured and turned over to him several items of military equipment. An investigation into Roumanis’ activities indicated the accused and other soldiers were probably involved in other transactions with the Greek national. In late 1962, the accused was formally charged, under Articles 81 and 134 of the Uniform Code, supra, 10 USC §§ 881 and 934, respectively, with conspiracy to obtain and deliver instruments connected with the national defense to the agent of a foreign nation, in violation of 18 USC § 793, and with wrongful delivery of such instruments, in violation of the same statute. Eventually, except for a single specification of larceny of a M-14 rifle, all charges were dropped. About the same time, charges of conspiracy to sell, and the wrongful sale of, military property were laid against Roumanis. On March 19, 1963, the accused was tried and acquitted of the charge of larceny. On the afternoon of March 21, Roumanis went to trial on the charges against him. That day, trial counsel delivered to the accused a document titled “Grant of Immunity.” The document was issued by Major General B. F. Taylor, commanding officer of the accused’s division and the convening authority of the court-martial before which Roumanis was on trial. In substance, the grant stated the accused was “granted immunity from prosecution for any offense concerning which” he might testify as a witness at Roumanis’ trial. The next day, March 22, the accused was called as a Government witness. He responded to some questions about his acquaintanceship with Roumanis; but when asked if he went to the Cafe Popp, in Munich, with Roumanis in April 1962, he said that on advice of counsel he rested on his rights under “the Fifth Amendment . . . and Article 31.” The law officer immediately cautioned the court-martial to draw no adverse inference against Roumanis from the accused’s statement. He then held an out-of-court hearing to consider the accused’s contention. Reviewing General Taylor’s grant, he advised the accused it gave him immunity from prosecution by the United States for any offenses as to which he might testify as a witness. He also informed the accused that erroneous advice of counsel was no defense to a charge of willful refusal to testify. See Ullmann v United States, 360 US 422, 100 L ed 611, 76 S Ct 497 (1956); Dennis v United States, 171 F2d 986 (CA DC Cir) (1948), affirmed 339 US 162, 94 L ed 734, 70 S Ct 519 (1950). And he reminded the accused that willful refusal to testify was a serious military. offense carrying a punishment extending to dishonorable discharge and confinement at hard labor for five years. The accused acknowledged his understanding of the law officer’s explanation and ruling on the effect of the grant of immunity, but persisted in his refusal to answer questions by trial counsel relating to his relationship with Roumanis and the Greek national, other than to repeat that on “advice of . . . [his] counsel” he stood “firmly on the Fifth Amendment . . . and Article 31.”1

Within a week of his refusal to testify at Roumanis’ trial, the present charge was lodged against the accused. For reasons which may be inferred from the provisions of a pretrial agreement with the convening authority, the accused entered a plea of guilty when the [88]*88case came up for trial.2 On this appeal, he contends the plea of guilty should be set aside, and the charge dismissed, because the grant of immunity tendered him was either void in its entirety, or ineffectual to protect him against prosecution in a United States district court. What the argument amounts to is that the specification fails to state an offense in violation of the Uniform Code of Military Justice, in that General Taylor had no power to issue a grant of immunity. See Grimm, “Grants or Promises of Immunity Under Military Law” (Thesis, The Judge Advocate General’s School, United States Army, Charlottesville, Virginia, April 1957).

A plea of guilty does not foreclose appellate consideration of the legal sufficiency of the specification. United States v Fout, 3 USCMA 565, 13 CMR 121.

Central to the accused’s position is the principle that no person “shall be compelled in any criminal case to be a witness against himself.” Amendment V, United States Constitution; Article 31(a), Uniform Code of Military Justice, 10 USC §831; United States v Eggers, 3 USCMA 191, 11 CMR 191. The right to exercise the privilege does not exist, however, if there is no possibility that the witness will thereafter be subject to a criminal prosecution for any offense previously committed by him which is disclosed by his testimony. Brown v Walker, 161 US 591, 598, 40 L ed 819, 16 S Ct 644 (1896). Thus, it has been held that “once a witness has been convicted for the transactions in question, he is no longer able to claim the privilege of the Fifth Amendment and may be compelled to testify.” United States v Romero, 249 F2d 371, 375 (CA 2d Cir) (1957); United States v Gilliland, 10 USCMA 343, 27 CMR 417. An acquittal or other jeopardy has the same effect.3 Wigmore, Evidence, § 2279 (McNaughton rev 1961). So, too, does a valid grant of immunity. Of the last, the Supreme Court of the United States has said: “Immunity displaces the danger” of criminal liability and eliminates the privilege against self-incrimination. Ullmann v United States, supra, at page 439. Appellate defense counsel acknowledge the principle, but contend the authority to grant immunity must be grounded in a constitutional or statutory provision because it represents the “power to annul . . . the statutory law of crimes.” Doyle v Hofstader, 257 [89]*89NY 244, 177 NE 489, 495 (1931); see also United States v Ford, 99 US 594, 25 L ed 399 (1879). They admit that in a number of cases, this Court apparently assumed the existence of power in a general court-martial authority to grant immunity to a witness to free him from fear of prosecution for offenses committed by him which might be revealed in his testimony, but they maintain the point was never specifically considered and decided. See United States v Gilliland, supra; United States v White, 10 USCMA 63, 27 CMR 137. They contend there is no statute which sanctions the grant by a general court-martial authority of immunity against prosecution. The law officer, and the intermediate appellate authorities, held that the necessary authority was apparent in the provisions of the Manual for Courts-Martial, United States, 1951.

Pertinent statements on immunity which appear in the Manual for Courts-Martial are as follows:

“56. WITHDRAWAL OF SPECIFICATIONS. . . .
“b.

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Bluebook (online)
15 C.M.A. 84, 15 USCMA 84, 35 C.M.R. 56, 1964 CMA LEXIS 190, 1964 WL 4925, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kirsch-cma-1964.