United States v. Kevin Camisa

969 F.2d 1428, 1992 U.S. App. LEXIS 16716, 1992 WL 170578
CourtCourt of Appeals for the Second Circuit
DecidedJuly 21, 1992
Docket1145, Docket 91-1688
StatusPublished
Cited by9 cases

This text of 969 F.2d 1428 (United States v. Kevin Camisa) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Kevin Camisa, 969 F.2d 1428, 1992 U.S. App. LEXIS 16716, 1992 WL 170578 (2d Cir. 1992).

Opinion

GEORGE C. PRATT, Circuit Judge:

An apparent shortage of experienced criminal defense lawyers in Burlington, Vermont produced this case in which the government, dissatisfied with the district court’s resolution of a possible conflict of interest problem, appeals from an order of the United States District Court for the District of Vermont, Fred I. Parker, Chief Judge. Because we conclude that the order sought to be appealed from is not ap-pealable, we dismiss the appeal.

Along with six other defendants, Camisa was indicted in April 1991 on a single drug count, expanded to three counts in May 1991 by a superseding indictment. A second superseding indictment, filed October 16, 1991, reduced the defendants to Camisa and one other, but increased the charges to one conspiracy and two substantive drug counts, plus a fourth count for forfeiture of Camisa’s business.

Camisa’s retained counsel, Robert I. Kali-na of New York City, unsuccessfully sought to associate with several Burlington criminal lawyers as local counsel, but each one indicated that a conflict of interest precluded his working on the case. Finally, on June 3, 1991, Kalina retained Robert O’Neill as local counsel for Camisa. Before accepting this representation, O’Neill contacted Thomas D. Anderson, assistant United States Attorney of the United States Attorney’s Office in Burlington, and inquired whether the office had any objection to his representing Camisa — i.e., whether he had a conflict of interest. Anderson informed O’Neill that his representation would not result in a conflict. Three months later, however, Anderson brought to O’Neill’s attention that the government had listed as one of its 35 potential witnesses Theodore Harris, who was a convicted cocaine dealer serving a ten-year sentence and who had been and still was represented by O’Neill. The government wanted to use Harris’s testimony of a prior drug deal with Camisa possibly as evidence of knowledge or intent, and thus would urge its admissibility under Fed.R.Evid. 404(b), or possibly, in *1429 the event of a conviction, as relevant conduct to be weighed under the sentencing guidelines.

At an October 17, 1991, status conference, the conflict problem was presented to Chief Judge Parker, who sought to bring the matter to a head by directing the government to move to disqualify O’Neill.

After a hearing on November 25, 1991, the district court denied the motion to disqualify O’Neill. Acknowledging that its ruling might require exclusion of Harris’s testimony, the court discussed with counsel possible alternatives, but determined that it would not at that time resolve the problem, either by examining Camisa as to whether he would waive the conflict, or by determining the relevance of Harris’s proposed testimony.

Characterizing the court’s ruling as a pretrial order excluding evidence, the government brought this interlocutory appeal under 18 U.S.C. § 3731.

We think the government misinterprets the district court’s ruling. The only clear-cut decision made by the court was to deny what the government originally and accurately had labeled as a “motion to disqualify local counsel”. This was the only motion then before the court. The Supreme Court, noting the rarity of exceptions to the final judgment rule in criminal cases, ruled that an order in a criminal case granting a motion to disqualify is not appealable in Flanagan v. United States, 465 U.S. 259, 270, 104 S.Ct. 1051, 1057, 79 L.Ed.2d 288 (1984). We do not hesitate to hold, correspondingly, that an order denying such a motion is unappealable. See, e.g., United States v. White, 743 F.2d 488, 493-94 (7th Cir.1984) (district court’s order denying government’s motion to disqualify defense counsel due to his representation of a government witness held not appeal-able); United States v. Caggiano, 660 F.2d 184, 191 (6th Cir.1981) (court had no jurisdiction to hear appeal from denial of motion to disqualify prosecutors in criminal case).

Nor does the district court’s ruling become appealable because it may require a future ruling that will exclude evidence. The government’s theory is that the only alternative to disqualification of O’Neill will be to preclude Harris from testifying. While Judge Parker at one point during the hearing on the motion predicted that “the practical implication of [denying the motion to disqualify O’Neill] is that the Harris testimony is almost certainly not going to be available at trial”, this did not constitute a ruling to exclude Harris’s testimony, for he did not “ma[ke] it clear that he was making a ‘decision’ ” within the meaning of § 3731. United States v. Flores, 538 F.2d 939, 943 n. 3 (2d Cir.1976). As we noted in Flores, not every

comment by a trial judge during a pretrial hearing, stating in advance what evidence he believes he will exclude, will make his statement a “decision” for purposes of § 3731.

Id.

The parties do not dispute that if Harris testifies at trial and, if the court fails to develop some form of remedial measure, a conflict of interest will arise from O’Neill’s representation of both Camisa and Harris. The contours of this ethical conflict center on the potential use of confidential attorney-client information that O’Neill may have accumulated through his ongoing representation of Harris. The Vermont Code of Professional Responsibility (CPR), Disciplinary Rule 5-105(B) (1991), forbids a lawyer’s “multiple employment if the exercise of his independent professional judgment in behalf of a client will be or is likely to be adversely affected by his representation of another client, or if it would be likely to involve him in representing differing interests.” O’Neill’s duty to represent zealously the interests of Camisa, see Vermont CPR Ethical Consideration 7-39, inevitably will collide with his similar duty to represent Harris’s interests if O’Neill assists with or performs the cross-examination of Harris.

Nevertheless, it is far from certain that O’Neill’s participation as local counsel will be incompatible with Harris’s testifying at the trial. In the first place, on this record it is not clear that Harris will be willing to testify, or, if willing, will have anything admissible to offer. Secondly, not until the *1430 case is well developed at trial will the district judge be in a position to determine whether or not Harris’s testimony, if proffered, would be admissible.

Thirdly, assuming that Harris’s testimony would be admissible, Camisa’s counsel has already represented to the court that a “Chinese wall” has been erected so as to “put [O’Neill] nowhere close to Mr. Harris” and his possible testimony.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Wayne Bellille
962 F.3d 731 (Third Circuit, 2020)
United States v. Wuterich
67 M.J. 63 (Court of Appeals for the Armed Forces, 2008)
Lee v. Manufacturers & Traders Trust Co.
219 F.R.D. 265 (W.D. New York, 2004)
United States v. Timothy James McVeigh Terry Lynn Nichols, National Victims Center Mothers Against Drunk Driving the National Victims' Constitutional Amendment Network Justice for Surviving Victims, Inc. Concerns of Police Survivors, Inc. Citizens for Law and Order, Inc. Criminal Justice Legal Foundation, Amici Curiae. United States of America v. Timothy James McVeigh Terry Lynn Nichols, Marsha Kight H. Tom Kight Jean Bell Eva Maureen Bloomer Marvin Buckner Martin Cash Margie Cash Jannie M. Coverdale Christopher C. Gregan Saundra K. Cregan Dawn Dearmon Jody Dearmon Dorris Delman Ernest Delman Leslie Downey Mike Downey Cecil Elliott Sonia Diane Leonard Cathy McCaskell C. Neil McCaskell Amy L. Petty Roy Sells Terri Shaw Patricia Smiley Enetrice Smiley Tina Tomlin Richard Tomlin Kim Tomlin Judy Walker National Organization for Victim Assistance Julie Ann Adams Janet K. Beck Mary Suzanne Britten John Henry Carlile Gloria Chipman Sandra Kay Cole John Cole Sherri A. Coleman Teresa C. Cook Cathy Jean Coulter Keith T. Coverdale Laquita Cowan Herbert Randy Creager Rita Crews Virginia Dillon Ella Gail Driskill Ylita R. Edd Cody Farmer Virginia Fredman John J. Gale Helena Annette Garrett Jane C. Graham Tamara Greiner Janet C. Gwynn Patricia Patti Hall Ladonna J. Harris Gina Hernandez Perla Buhay Howard Cheyre Rogene Hughes Germaine A. Johnston Doris Jones Verlyn Z. Lawton Frances Leonard Calvin Moser Virginia G. Moser Barbara Ann Murchison Marioin A. Ragland Rita H. Rains Beverly Ann Rankin Dora Reyes Michael Reyes Florence Rogers Guy Gerard Rubsamen Michael J. Schuman Glenn Seidl Edye Smith Philip Thompson Shelly Renee Thompson Gloria Titsworth William Titsworth Jacque Lea Walker Janet Ehrlich Walker Donna Weaver Wanda R. Webster Suzanne Welch E.E. "Bud" Welch Richard Williams, Movants-Appellants. National Victims Center Mothers Against Drunk Driving the National Victims' Constitutional Amendment Network Justice for Surviving Victims, Inc. Concerns of Police Survivors, Inc. Citizens for Law and Order, Inc. Criminal Justice Legal Foundation, Amici Curiae. Marsha Kight H. Tom Kight Jean Bell Eva Maureen Bloomer Marvin Buckner Martin Cash Margie Cash Jannie M. Coverdale Christopher C. Cregan Saundra K. Cregan Jody Dearmon Dorris Delman Ernest Delman Leslie Downey Mike Downey Cecil Elliot Sonia Diane Leonard Cathy McCaskell C. Neil McCaskell Amy L. Petty Roy Sells Terri Shaw Patricia Smiley Enetrice Smiley Richard Tomlin Kim Tomlin National Organization for Victim Assistance Julie Ann Adams Janet K. Beck Mary Suzanne Britten John Henry Carlile Gloria Chipman Sandra Kay Cole John Cole Sherri A. Coleman Teresa C. Cook Cathy Jean Coulter Keith T. Coverdale Laquita Cowan Herbert Randy Creager Rita Crews Virginia Dillon Ella Gail Driskill Ylita R. Edd Cody Farmer Virginia Fredman John J. Gale Helena Annette Garrett Jane C. Graham Tamara Greiner Janet C. Gwynn Patricia "Patti" Hall Ladonna J. Harris Gina Hernandez Perla Buhay Howard Cheyre Rogene Hughes Germaine A. Johnston Doris Jones Verlyn Z. Lawton Frances Leonard Calvin Moser Virginia G. Moser Barbara Ann Murchison Marion A. Ragland Rita H. Rains Beverly Ann Rankin Dora Reyes Michael Reyes Florence Rogers Guy Gerard Rubsamen Michael J. Schuman Glenn Seidl Edye Smith Phillip Thompson Shelly Renee Thompson Gloria Titsworth William Titsworth Jacque Lea Walker Janet Ehrlich Walker Donna Weaver Dawn Leinen Dearmon Donna Hawthorne Wanda R. Webster Suzanne Welch Paul Howell Sharon Littlejohn E.E. "Bud" Welch Richard Williams Steve Smith Amber Tina Tomlin Judy Walker v. Honorable Richard P. Matsch, District Judge, United States of America Timothy James McVeigh Terry Lynn Nichols Real Parties in Interest, National Victims Center Mothers Against Drunk Driving the National Victims' Constitutional Amendment Network Justice for Surviving Victims, Inc. Concerns of Police Survivors, Inc. Citizens for Law and Order, Inc. Criminal Justice Legal Foundation, Amici Curiae
106 F.3d 325 (Tenth Circuit, 1997)
United States v. McVeigh
106 F.3d 325 (Tenth Circuit, 1997)
United States v. Miranda
936 F. Supp. 945 (S.D. Florida, 1996)
United States v. Gehl
852 F. Supp. 1135 (N.D. New York, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
969 F.2d 1428, 1992 U.S. App. LEXIS 16716, 1992 WL 170578, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-kevin-camisa-ca2-1992.