United States v. Jones

23 M.J. 301, 1987 CMA LEXIS 22
United States Court of Military Appeals·Decided February 17, 1987·No. No. 53,223; NMCM 85-0390·Published·Cited by 66 cases

Opinions

Opinion of the Court

SULLIVAN, Judge:

Appellant was tried by a general court-martial composed of a military judge alone on September 11 and 18, 1984. Pursuant to his pleas, he was found guilty of conspiracy to commit larceny, larceny, uttering a false check, and unauthorized absence, in violation of Articles 81, 121, 123, and 86, Uniform Code of Military Justice, 10 U.S.C. §§ 881, 921, 923, and 886, respectively. He was sentenced to a dishonorable discharge, confinement for 2 years, total forfeitures, and reduction to the lowest enlisted pay grade. The convening authority approved the adjudged sentence but suspended confinement in excess of 19 months for a period of 1 year. The Court of Military Review affirmed. 20 M. J. 602 (1985).

This Court specified the following issue for review:

[302] CAN THE COURT OF MILITARY REVIEW REFUSE TO FOLLOW A PRECEDENT OF THIS COURT?

It can be best understood in light of appellant’s original assignment of error in this case. He asked:

WHETHER THE UNITED STATES NAVY-MARINE CORPS COURT OF MILITARY REVIEW ERRED WHEN IT DETERMINED THAT IT WAS NO LONGER REQUIRED TO FOLLOW UNITED STATES V. BAKER, 14 M.J. 361 (C.M.A. 1983).

We hold that a Court of Military Review is not generally free to ignore our precedent. Art. 66(c), UCMJ, 10 U.S.C. § 866(c); see Hutto v. Davis, 454 U.S. 370, 102 S.Ct. 703, 70 L.Ed.2d 556 (1982). We also hold that the rationale articulated by the intermediate court for ignoring United States v. Baker, supra, was legally defective. Finally, the drastic action advocated by that court was unnecessary in this case in light of other precedent of this Court. Art. 59(a), UCMJ, 10 U.S.C. § 859 (a).

The charges and specifications said to be multiplicious for findings are as follows:

Charge II: Violation of the Uniform Code of Military Justice, Article 121
Specification: In that Mess Management Specialist Third Class Robert Vincent JONES, USN, on active duty, Naval Air Station, Point Mugu, California, did, at Oxnard, California, on or about 17 October 1983 steal $15,199.15, United States currency, the property of the United States government.
Charge III: Violation of the Uniform Code of Military Justice, Article 123 Specification: In that Mess Management Specialist Third Class Robert Vincent JONES, USN, on active duty, Naval Air Station, Point Mugu, California, did at the Bank of A. Levy, Pleasant Valley Branch, Oxnard, California, on or about 17 October 1983, with intent to defraud, utter a certain check in the following words and figures, to wit: [a photo copy of check appears at this point], a writing which would, if genuine, apparently operate to the legal prejudice of another, which said check was, as he, the said Mess Management Specialist Robert Vincent JONES, USN, then well knew, falsely made.

No motion to dismiss one of these specifications on the basis of United States v. Baker, supra, was made at the trial level. Moreover, there was no motion to make the above larceny specification more definite and certain. United States v. Holt, 16 M.J. 393, 394 (C.M.A. 1983).

The per curiam opinion below was issued on March 27, 1985. It states in full:

We have examined the record of trial, the assignment of error, and the Government’s reply thereto and have concluded that the findings and sentence are correct in law and fact and that no error materially prejudicial to the substantial rights of the appellant was committed. Rules for Court-Martial 307(c)(4), 907(b)(3)(B) and 1003(c)(1)(C) when read together clearly adopt the multiplicity doctrine of the federal courts as set forth in Blockburger v. United States, 284 U.S. 299, 304, 52 S.Ct. 180, 182, 76 L.Ed. 306 (1932), notwithstanding the existence of a different doctrine in the American Law Institute Model Penal Code § 1.07 and its progeny, United States v. Baker, 14 M.J. 361 (C.M.A. 1983). We see no logical reason which compels the armed forces to follow a rule significantly different than the civilian federal courts. We find that the offenses of larceny and forgery are separate for findings purposes. Blockburger v. United States, supra. Accordingly, the findings and sentence as approved on review below are affirmed.

20 M.J. 602.

The apparent thrust of the Court of Military Review’s opinion is that the President in promulgating the Manual for Courts-Martial, United States, 1984, overruled United States v. Baker, supra, or eliminated the legal basis for that decision.1 In its [303] place, the court below opined that the President has adopted the so-called “Blockburger” test as the sole means for determining when a finding of guilty must be dismissed as multiplicious. The initial assertion of the court below is based on a profound misunderstanding of the legal basis of this Court’s decision in United States v. Baker, supra. See Ball v. United States, 470 U.S. 856, 105 S.Ct. 1668, 84 L.Ed.2d 740 (1985). Its unsoundness is further exacerbated by an unsupportable reading of the cited rules in the new Manual for Courts-Martial.2 Finally, the intermediate court’s simplistic embrace of the “Blockburger” rule ignores significant problems concerning its propriety as the sole test for determining double-jeopardy claims, particularly in the context of a jurisdiction’s law defining a lesser-included offense. See Garrett v. United States, 471 U.S. 773, 105 S.Ct. 2407, 2416-17, 85 L.Ed.2d 764 (1985); United States v. Woodward, 469 U.S. 105, 105 S.Ct. 611, 83 L.Ed.2d 518 (1985). See also United States v. Erwin, 793 F.2d 656, 669 (5th Cir. 1986); cf. United States v. Kimberlin, 781 F.2d. 1247, 1256-57 (7th Cir. 1985). See generally Thomas, The Prohibition of Successive Prosecutions for the Same Offense: In Search of a Definition, 71 Iowa L. Rev. 323, 340-42 (1986); Blair, Constitutional Limitations on the Lesser Included Offense Doctrine, 21 Am. Crim. L. Rev. 445, 457-62 (Spring 1984).

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