United States v. Bartley

47 M.J. 182, 1997 CAAF LEXIS 87, 1997 WL 716177
CourtCourt of Appeals for the Armed Forces
DecidedSeptember 24, 1997
DocketNo. 95-0342; Crim.App. No. 30605
StatusPublished
Cited by16 cases

This text of 47 M.J. 182 (United States v. Bartley) is published on Counsel Stack Legal Research, covering Court of Appeals for the Armed Forces primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Bartley, 47 M.J. 182, 1997 CAAF LEXIS 87, 1997 WL 716177 (Ark. 1997).

Opinion

Opinion of the Court

CRAWFORD, Judge:

Appellant was tried by a general court-martial composed of officer and enlisted members at Norton Air Force Base, California, in February 1993. Pursuant to his pleas, appellant was found guilty of absence without leave, wrongful use of cocaine, wrongful use of marijuana, and wrongful appropriation of [183]*183an automobile, in violation of Articles 86, 112a, and 121, Uniform Code of Military Justice, 10 USC §§ 886, 912a, and 921, respectively. Appellant also pled guilty to the lesser-included offense of wrongful appropriation but was found guilty of larceny in violation of Article 121. He was sentenced to a bad-conduct discharge, confinement and partial forfeitures for 12 months, and reduction to the lowest enlisted grade. There was a pretrial agreement that the convening authority would disapprove any confinement in excess of 86 months. The convening authority approved the sentence as adjudged. The Court of Criminal Appeals affirmed the findings and sentence in an unpublished opinion. On November 20, 1995, this Court ordered the court below to

conduct further factfinding or otherwise obtain evidence to determine whether the decision to prosecute, the forwarding recommendations, or the deliberations of the court members were affected by unlawful command influence; whether any witnesses were deterred from testifying; and whether waiver of the command influence issue was part of the negotiation of a plea agreement. See United States v. Lewis, 42 MJ 1, 6 (1995) (“A Court of Criminal Appeals has discretion ... to determine how additional evidence, when required, will be obtained, e.g., by affidavits, interrogatories, or a factfinding hearing.”).

43 MJ 426-27.

After considering affidavits and the record of trial, the court below again affirmed, the findings and sentence. We granted review of the following issues:

I
WHETHER THE AGREEMENT BETWEEN A REPRESENTATIVE OF THE CONVENING AUTHORITY AND TRIAL DEFENSE COUNSEL NOT TO RAISE A DEFENSE MOTION REGARDING UNLAWFUL COMMAND INFLUENCE, WHICH AGREEMENT WAS CONSIDERATION FOR THE CONVENING AUTHORITY TO ENTER INTO THE PRETRIAL AGREEMENT, VIOLATES PUBLIC POLICY AND REQUIRES REVERSAL OF THE UNITED STATES AIR FORCE COURT OF CRIMINAL APPEALS’ AFFIRMANCE OF APPELLANT’S CONVICTION.
II
WHETHER THE UNITED STATES AIR FORCE COURT OF CRIMINAL APPEALS ABUSED ITS DISCRETION WHEN, IN RESPONSE TO THE REMAND ORDER FROM THIS COURT TO “CONDUCT FURTHER FACTFIND-ING OR OTHERWISE OBTAIN EVIDENCE” ON A COMMAND-INFLUENCE ISSUE, IT RELIED SOLELY ON INCONCLUSIVE AFFIDAVITS ALREADY BEFORE THIS COURT PRIOR TO THE REMAND ORDER.

We also specified the following issues for review:

I
WHETHER, BY RELYING ON THE THEN-EXISTING RECORD, WHICH CONTAINED CONFLICTING AND CLEARLY ERRONEOUS EVIDENCE, THE AIR FORCE COURT OF CRIMINAL APPEALS COMPLIED WITH THE MANDATE OF THIS COURT TO “CONDUCT FURTHER FACTFINDING OR OTHERWISE OBTAIN EVIDENCE” WITH RESPECT TO: (1) WHETHER THE DECISION TO PROSECUTE WAS AFFECTED BY UNLAWFUL COMMAND INFLUENCE; (2) WHETHER THE FORWARDING RECOMMENDATIONS WERE AFFECTED BY UNLAWFUL COMMAND INFLUENCE; (3) WHETHER THE DELIBERATIONS OF THE COURT MEMBERS WERE AFFECTED BY UNLAWFUL COMMAND INFLUENCE; (4) WHETHER ANY WITNESSES WERE DETERRED FROM TESTIFYING BECAUSE OF UNLAWFUL COMMAND INFLUENCE; OR (5) WHETHER WAIVER OF THE COMMAND-INFLUENCE ISSUE WAS PART OF THE NEGOTIATIONS OF A PLEA AGREEMENT.
[184]*184II
WHETHER THE AIR FORCE COURT OF CRIMINAL APPEALS ABUSED ITS DISCRETION BY CONCLUDING THAT THE POSTER “WHO’S KIDDING WHOM” DID NOT CONSTITUTE UNLAWFUL COMMAND INFLUENCE WITHOUT CONDUCTING FURTHER FACTFINDING OR OTHERWISE OBTAINING EVIDENCE ON THE ISSUE OF UNLAWFUL COMMAND INFLUENCE.

For the reasons contained herein, we reverse the decision of the court below.

FACTS

Appellant alleges that there was a sub rosa agreement between trial and defense counsel that defense counsel would not make a motion based on unlawful command influence and, in exchange, appellant would receive a favorable pretrial agreement. The subject of the motion concerning command influence is a poster that says, “Who’s Kidding Whom?” signed by Major General [now Lieutenant General] Richard J. Trzaskoma, United States Air Force, who was the convening authority in appellant’s case. See Appendix at 188. This poster was located on the wall of the waiting room in the convening authority’s office. The poster lists a number of “myths” about drug abuse, including the following: “Off-Duty Activities Should Not Affect EPR [Enlisted Performance Report] Evaluations”; “Drug Abusers Still Can Be Considered Well Above Average Military Members”; and “Drug Abusers Can Be Trustworthy, Dependable Airmen.”

At appellant’s trial, the judge asked the defense if there were any motions. The only motion raised pertained to illegal pretrial confinement. Later, the following exchange took place regarding the pretrial agreement:

MJ

Now, the last paragraph says that this document and Appendix A include all the terms of the pretrial agreement. But there are at least a couple of things that I am aware of that we need to discuss. One of them is that — and I presume it’s in Appendix A — that the Government has agreed that if your pleas to the other offenses are accepted, that they’re going to drop Charge I and its two specifications. Is that right?
IMC
MJ Okay. Thank you. And the other one is that your counsel earlier indicated that you had agreed with the convening authority not to enter any motions, other than the one [illegal pretrial confinement] that I’ve already ruled on. Is that right?
DC Yes, Your Honor.
MJ Now, Airman Bartley, with that inclusion, does this document include ... or is this document, plus that agreement about motions, the entire agreement between you and the convening authority?
ACC Yes, Your Honor.
MJ Okay. Do counsel for both sides agree with my interpretation of the terms of the PTA?
TC The United States does.
DC The defense does, Your Honor.

(Emphasis added.)

Appellant maintains that there was an agreement between trial defense counsel and the convening authority not to raise the unlawful-command-influence issue. Appellant bases this contention on the fact that a motion had already been written, a representative of the convening authority (Mr. Parrott) had discussed this issue with trial defense counsel, and the motion may have been faxed to Mr. Parrott. Appellant cites United States v. Kitts, 23 MJ 105 (CMA 1986), and United States v. Weasler, 43 MJ 15 (1995), for the proposition that it is against public policy to agree in a pretrial agreement not to raise an issue of unlawful command influence.

Prior to the lower court’s first opinion in this case, several individuals submitted affidavits addressing the alleged

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Tucker
82 M.J. 553 (U S Coast Guard Court of Criminal Appeals, 2022)
United States v. Goodell
79 M.J. 825 (U S Coast Guard Court of Criminal Appeals, 2020)
United States v. Fry
70 M.J. 465 (Court of Appeals for the Armed Forces, 2012)
United States v. Staff Sergeant NORRIS DAVIS
65 M.J. 766 (Army Court of Criminal Appeals, 2007)
United States v. Resch
65 M.J. 233 (Court of Appeals for the Armed Forces, 2007)
United States v. Scalo
59 M.J. 646 (Army Court of Criminal Appeals, 2003)
United States v. Key
55 M.J. 537 (Air Force Court of Criminal Appeals, 2001)
United States v. Rhule
53 M.J. 647 (Army Court of Criminal Appeals, 2000)
United States v. Pilkington
51 M.J. 415 (Court of Appeals for the Armed Forces, 1999)
United States v. Sherman
51 M.J. 73 (Court of Appeals for the Armed Forces, 1999)
United States v. Benitez
49 M.J. 539 (Navy-Marine Corps Court of Criminal Appeals, 1998)
United States v. Bradley
47 M.J. 715 (Air Force Court of Criminal Appeals, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
47 M.J. 182, 1997 CAAF LEXIS 87, 1997 WL 716177, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-bartley-armfor-1997.