United States v. Jerome Susskind (91-1003) James Rumler (91-1004) and Scott Nickerson (91-1005)

4 F.3d 1400, 1993 U.S. App. LEXIS 24726
CourtCourt of Appeals for the Sixth Circuit
DecidedSeptember 24, 1993
Docket91-1003, 91-1004 and 91-1005
StatusPublished
Cited by25 cases

This text of 4 F.3d 1400 (United States v. Jerome Susskind (91-1003) James Rumler (91-1004) and Scott Nickerson (91-1005)) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Jerome Susskind (91-1003) James Rumler (91-1004) and Scott Nickerson (91-1005), 4 F.3d 1400, 1993 U.S. App. LEXIS 24726 (6th Cir. 1993).

Opinions

DAVID A. NELSON, Circuit Judge.

These appeals were heard initially by a three-judge panel that vacated the defendants’ criminal convictions and ordered a new trial on the basis of a perceived violation of the Jencks Act, 18 U.S.C. § 3500. See United States v. Susskind, 965 F.2d 80 (6th Cir.1992). The government petitioned for rehearing en banc, asking the full court to address the following issue:

“Whether a district court’s error in applying the Jencks Act justifies reversal of a criminal conviction without any analysis of the record to determine whether defendants were prejudiced?”

A majority of the court’s active judges voted to grant the petition, and the panel decision was vacated by order reported at 975 F.2d 1206 (6th Cir.1992).

Upon rehearing the court has concluded that most, if not all, of the material sought by these defendants under the Jencks Act did not come within the purview of the statute. If any of the material in question was in fact subject to production under the act, moreover, a new trial would not be necessary if the error was harmless.

The judge who presided at trial is often in the best position to decide, in the first instance, whether a defendant has been prejudiced by any error that may have been committed under the Jencks Act. See Lloyd v. United States, 412 F.2d 1084, 1088 (5th Cir.1969). Citing Lloyd, this court has suggested that the initial determination as to prejudice should ordinarily be made by the district court, subject to appellate review under a “clearly erroneous” standard. See United States v. Chitwood, 457 F.2d 676, 678-79 (6th Cir.), cert. denied, 409 U.S. 858, 93 S.Ct. 141, 34 L.Ed.2d 103 (1972). See also United States v. Dye, 508 F.2d 1226, 1235 (6th Cir.1974), cert. denied, 420 U.S. 974, 95 S.Ct. 1395, 43 L.Ed.2d 653 (1975), where we upheld, as not clearly erroneous, a district court finding that the government’s failure to produce Jencks Act statements had not prejudiced the defendants.

In the case at bar, as we shall explain presently, the district court may already have determined that any error committed under the Jencks Act was harmless. If the district court made such a determination, we cannot say that it was clearly erroneous. Absent such a determination, however — and assuming, again, that a violation of the Jencks Act occurred — Chitwood teaches that a remand would be appropriate unless the record makes it “perfectly clear” to us that the defense was not prejudiced. Id. at 678.

This case, like Chitwood, is one in which we think the record does make it perfectly clear that the defense was in no way prejudiced by any Jencks Act violation that may have occurred. Insofar as the Jencks Act issue is concerned, this court is prepared to affirm the convictions.

The court has also considered a claim by defendant Susskind that his Fourth Amendment rights were violated when he produced certain materials pursuant to a grand jury subpoena, issued without a showing of probable cause, commanding him to provide such materials “forthwith” to an agent of the grand jury. The three-judge panel that initially heard the ease rejected this claim for reasons explained in Part IV of its opinion, 965 F.2d at 85-87. The court finds the panel’s reasoning persuasive, and hereby adopts Part TV of the panel opinion.

The appellants raise a number of issues which, the court has decided, may appropriately be resolved by the original three-judge panel. That panel has reexamined each of [1402]*1402the remaining claims of error, and, as explained in an unpublished opinion filed contemporaneously with the publication of this decision, has determined that none of these claims requires reversal. The judgment entered by the district court will therefore be affirmed.

With that introduction, we turn to a statement of the case and a more detailed analysis of the Jencks Act issue.

I

The defendants were indicted by a federal grand jury in October of 1989 on charges that they had violated 18 U.S.C. §§ 1628, 1503, 1001 and the aider-and-abetter and conspiracy laws by conspiring to obstruct the administration of justice, making false declarations before a court, and using false documents. These charges stemmed from conduct in which the defendants were alleged to have engaged during the 1988 trial of a drug case against defendant James J. Rumler and others. Mr. Rumler stood accused of having conspired with a drug kingpin named Jesse Harget and a pilot named Robert Whiting to import over 15,000 pounds of marijuana into the United States from the Caribbean.

Mr. Rumler was represented in the drug case (“Rumler I”) by Jerome Susskind, a criminal lawyer. Like Rumler himself, Mr. Susskind was later to become a defendant in “Rumler II,” the obstruction of justice case now before us. The prosecutor who tried Rumler I was Assistant United States Attorney Stanley Janice.

One of the contentions outlined by prosecutor Janice during his opening statement to the jury in Rumler I was that Harget had given Rumler funds with which to purchase an airplane for use in importing marijuana from Jamaica. Mr. Susskind challenged this contention during his opening statement on behalf of Rumler. Susskind told the jury that the defense would show that the airplane was used for legitimate purposes and that the money for its purchase had been borrowed from an associate of Rumler’s named Scott Nickerson. (Mr. Nickerson was likewise destined to become a defendant in Rumler II.)

On hearing Mr. Susskind’s story as to how the airplane had been acquired, prosecutor Janice caused Mr. Nickerson to be served with a subpoena duces tecum covering, among other things, all documents pertaining to the alleged loan to Rumler. As the panel opinion explains in more detail (see 965 F.2d at 81-82), bogus documentation for such a transaction was then manufactured in Suss-kind’s law office for use in court. Both Rum-ler and Nickerson testified that Nickerson had lent Rumler the money for the airplane, and they testified that the loan documents had been created contemporaneously with the events the documents purported to memorialize.

In an effort to establish the frue provenance of the loan documents, Mr. Janice arranged to have a “forthwith” grand jury subpoena served on Mr. Susskind. Pursuant to the subpoena, and without any search of his office having been conducted, Mr. Suss-kind directed his secretary to turn over a typewriter, printwheel and correction ribbon. These items were subsequently linked to the falsified documents.

The Rumler I trial, which ran from November 28 through December 5, 1988, ended with a verdict of guilty on the marijuana importation charge. Mr. Rumler appealed his conviction to this court, and the conviction was affirmed in an unpublished opinion written by Chief Judge Merritt. United States v. Rumler, No. 89-1341, 1990 WL 9864, 1990 U.S.App. LEXIS 1965 (6th Cir. Feb. 8, 1990).

In August of 1989, while the conviction in Rumler I was pending on appeal but some two months before the Rumler II indictment, Mr.

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Bluebook (online)
4 F.3d 1400, 1993 U.S. App. LEXIS 24726, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-jerome-susskind-91-1003-james-rumler-91-1004-and-scott-ca6-1993.