United States v. James R. Lord, Jr., Gerald J. Yagy, and Gerhardt J. Schwartz

565 F.2d 831, 1977 U.S. App. LEXIS 6033
CourtCourt of Appeals for the Second Circuit
DecidedNovember 15, 1977
Docket124, 125, 126, Dockets 77-1157, 77-1158, 77-1159
StatusPublished
Cited by79 cases

This text of 565 F.2d 831 (United States v. James R. Lord, Jr., Gerald J. Yagy, and Gerhardt J. Schwartz) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James R. Lord, Jr., Gerald J. Yagy, and Gerhardt J. Schwartz, 565 F.2d 831, 1977 U.S. App. LEXIS 6033 (2d Cir. 1977).

Opinion

MANSFIELD, Circuit Judge:

After a four-day trial in the Western District of New York before Judge John T. Elfvin and a jury, appellants Lord, Yagy and Schwartz were convicted of bank robbery, 18 U.S.C. § 2113(a), and conspiracy to commit bank robbery, 18 U.S.C. § 371. Lord and Schwartz were also convicted of armed bank robbery, 18 U.S.C. § 2113(d). We reverse because of two errors that seriously jeopardized the defendants’ right to a fair trial: (1) the Government’s disclosure to the entire venire during jury selection of highly prejudicial information that was later excluded from evidence, and (2) the district court’s refusal during the course of the trial to inquire whether members of the jury had seen or read newspaper articles containing prejudicial information not in evidence.

On April 9, 1976, the Columbia Banking Savings and Loan Association in Rochester, New York, was robbed of approximately $43,365 by two armed men wearing stocking masks, coveralls and gloves.

The evidence adduced at trial showed that Lord and Schwartz entered the bank and carried out the robbery. Yagy’s role was that of mastermind and planner, who did not participate in the execution of the crime but conferred in advance with the others and recruited 17-year old Ronald Hook, a delivery boy in his Rochester, New York, pizzeria, to drive the getaway car. All four shared in the proceeds. Three months after the robbery Lord and Schwartz, for reasons that are not entirely disclosed in the record, assaulted Hook, stabbing him with an ice pick approximately 45 times. Hook, who was not indicted, survived and became the Government’s principal witness.

At trial Hook incriminated the defendants, describing the planning and execution of the crime and thé part played by each of the defendants in it. 1 He further indicated that the stabbing incident was not connected with the bank robbery. However, the reason or reasons for the stabbing remained undisclosed. In addition, the Government relied upon a confession given by Schwartz to agents of the Federal Bureau of Investigation admitting his involvement, which was received against him only. The Government also offered the testimony of an FBI agent that when interviewed less than seven hours after the robbery Lord had $1,300 in his possession, even though he had been unemployed for several months. Lord told the agent that he had been at the hospital visiting his mother at the time of the robbery. Testimony of a hospital nurse, however, would permit a jury to infer that *835 Lord’s alibi was false. Another witness, Dennis Wakefield, testified that one-week prior to the Columbia Savings and Loan robbery Lord and Schwartz disclosed to him their plan to rob a bank.

In March 1977 Schwartz was sentenced to 25 years imprisonment on the bank robbery counts and five years on the conspiracy charge, to run consecutively. Yagy was sentenced to 10 years imprisonment on the bank robbery count and five years on the conspiracy count, to run consecutively, and Lord was sentenced to 20 years on the bank robbery counts and five years on the conspiracy count, to run consecutively. Upon this appeal from the judgments of conviction numerous errors are claimed by the appellants, only a few of which warrant discussion.

DISCUSSION

The Stabbing Incident

At a pretrial conference approximately one month before trial, defense counsel moved to preclude any evidence of the stabbing incident from the trial on the ground that it was unrelated to the bank robbery and unfairly prejudicial. The Government opposed the motion, contending that “one of the reasons” for the assault was “Hook’s threat to disclose their [appellants’] involvement in the Columbia bank robbery” and that evidence of the assault was admissible as proof of “the guilty minds of the defendants.” 2 The court denied the motion without prejudice to its renewal but prophetically observed that “great prejudice . . . attends that evidence.”

On February 8, 1977, jury selection commenced. During voir dire of the jury panel, the prosecutor, without advance notice to the court or parties, stated in the presence of the entire venire:

“One of the Government witnesses in this case is a young man named Ronald Hook, and there was some publicity concerning Mr. Hook at one time as to the fact that he was stabbed some 45 times. . . . ”

All defense counsel immediately moved for a mistrial, arguing that the jury panel had been irreparably exposed to unfairly prejudicial information that would make impossible the jurors’ impartial evaluation of the evidence in the case. The court denied the motions, but repeatedly warned the prosecutor that a mistrial would be declared if the Government failed to establish the admissibility of the evidence concerning the assault.

When the voir dire resumed, a member of the panel responded to the prosecutor’s comment by stating within the presence and hearing of all other prospective jurors, “I do recall the case now about this fellow by the name of Hook. I think he was stabbed because he didn’t get his share of the money.” Motions for a mistrial were renewed and denied. Another member of the panel then offered the candid opinion that knowledge of the stabbing would lend credence to Hook’s testimony. Again motions for a mistrial were made and denied. The jury was then selected from the panel that had heard the references to the assault. 3

Three days later, when the Government in its examination of Hook as its witness sought to establish the relevance of the assault to the Columbia bank robbery conspiracy through Hook’s testimony, Hook denied that he had been attacked because of appellants’ fear that he would inform the *836 police about the bank robbery. 4 The court immediately prohibited any further questioning about the meeting that culminated in the assault and ruled, out of the jury’s presence, that “Mr. Hook has taken away all relevancy to the stabbing episode by his answer that it had nothing to do with the bank robbery.” Defense counsel once again renewed their motions for a mistrial, which were once more denied.

In view of the serious inflammatory impact which disclosure of the stabbing incident might have upon the jury, it was obviously improper for the prosecutor unilaterally to inform the panel of the matter, even if he believed that proof of it would later be admitted as evidence of guilty consciousness on the part of the defendants, United States v. Cirillo, 468 F.2d 1233,1240 (2d Cir. 1972), cert. denied, 410 U.S. 989, 93 S.Ct. 1501, 36 L.Ed.2d 188 (1973).

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Commonwealth v. Rawls, J., Aplt.
Supreme Court of Pennsylvania, 2021
Turley v. Graham
W.D. New York, 2021
Allen v. Graham
E.D. New York, 2020
State of Iowa v. Theodore Ray Gathercole II
877 N.W.2d 421 (Supreme Court of Iowa, 2016)
United States v. Morgan
Second Circuit, 2015
People v. Jacobson
425 P.3d 1132 (Colorado Court of Appeals, 2014)
State v. Mucha
47 A.3d 931 (Connecticut Appellate Court, 2012)
United States v. Gonzalez
272 F. App'x 117 (Second Circuit, 2008)
United States v. Aref Elfgeeh
515 F.3d 100 (Second Circuit, 2008)
United States v. Elfgeeh
515 F.3d 100 (Second Circuit, 2008)
Feliz v. Conway
378 F. Supp. 2d 425 (S.D. New York, 2005)
United States v. Rezaq, Omar Mohammed
134 F.3d 1121 (D.C. Circuit, 1998)
Wright v. United States
570 A.2d 731 (District of Columbia Court of Appeals, 1990)
United States v. Carrozza
728 F. Supp. 266 (S.D. New York, 1990)
State v. Bey
548 A.2d 846 (Supreme Court of New Jersey, 1988)
United States v. Chang An-Lo
851 F.2d 547 (Second Circuit, 1988)
United States v. Gaggi
632 F. Supp. 1019 (S.D. New York, 1986)
United States v. Kalevas
622 F. Supp. 1523 (S.D. New York, 1985)
United States v. Irving August and Kathleen Bogoff
745 F.2d 400 (Sixth Circuit, 1984)
David Jarrell v. Charles Balkcom, Warden
735 F.2d 1242 (Eleventh Circuit, 1984)

Cite This Page — Counsel Stack

Bluebook (online)
565 F.2d 831, 1977 U.S. App. LEXIS 6033, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-r-lord-jr-gerald-j-yagy-and-gerhardt-j-ca2-1977.