United States v. Dante Edward Gori

282 F.2d 43
CourtCourt of Appeals for the Second Circuit
DecidedAugust 18, 1960
Docket262, Docket 26048
StatusPublished
Cited by36 cases

This text of 282 F.2d 43 (United States v. Dante Edward Gori) is published on Counsel Stack Legal Research, covering Court of Appeals for the Second Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Dante Edward Gori, 282 F.2d 43 (2d Cir. 1960).

Opinions

CLARK, Circuit Judge.

This appeal, based upon the defendant-appellant’s plea of former jeopardy to avoid a criminal conviction, came for hearing before a panel of this court consisting of Judge Waterman and the writer from this Circuit and Judge Lewis of the Tenth Circuit, sitting with us pursuant to statutory designation. In conference the court was in disagreement, Judges Waterman and Lewis voting to reverse and the writer voting to affirm. Draft opinions reflecting this disagreement, together with the briefs, record, transcript, and appendix, were then circulated among the active judges, a majority of whom, believing that the case presented a general problem important to the administration of justice in this circuit, thereupon voted for disposition of the appeal in banc, 28 U.S.C. § 46(c).1 Four active judges having then voted to affirm, the writer was assigned to prepare an opinion reflecting this prevailing view.

The defendant was charged with having knowingly received and possessed goods stolen in interstate commerce in violation of 18 U.S.C. § 659. The trial got under way before Judge Abruzzo on February 4, 1959, after the declaration of a mistrial on the previous day.2 From [45]*45the opening by counsel it appeared that the defendant would not contest his receipt and possession of stolen goods on February 11, 1958, with the codefendant Corbett — who pleaded guilty — but would claim that he acted without knowledge of their character and only as Corbett’s hired employee. The Assistant United States Attorney attempted to prove this fairly simple case first by the testimony of the shipper’s traffic manager, second by the truckman from whose truck the goods w'ere stolen, and third by two FBI Special Agents investigating the theft. He ran into repeated difficulty, however, in part because of continuous formal objections by the defense, but even more by interference on the part of the trial judge, who repeatedly ordered the re-framing of questions and otherwise took the conduct of the case away from him. The trial continued its rocky course throughout the morning and early afternoon until upon the examination of the fourth witness, Special Agent Deery, there occurred the colloquy set forth in the margin resulting in the declaration of a mistrial by the judge.3 Later Judge Kayfiel in a reasoned opinion denied defendant’s motion to dismiss the information on plea of former jeopardy, and he was convicted and sentenced to imprison[46]*46ment after a jury trial before Chief Judge Bruchhausen. He now appeals from both these actions of the district court, but relies only on the claim of former jeopardy and assigns no error as to his trial before Judge Bruchhausen.

The colloquy set forth in the margin demonstrates that the prosecutor did nothing to instigate the declaration of a mistrial and that he was only performing his assigned duty under trying conditions. This is borne out by the entire transcript, including also that covering the morning session. Nor does it make entirely clear the reasons which led the judge to act, though the parties appear agreed that he intended to prevent the prosecutor from bringing out evidence of other crimes by the accused. Even so, the judge should have awaited a definite question which would have permitted a clear-cut ruling. But if he was thus overassiduous, pursuing the command role which he had assumed for himself, it seems clear that he was acting according to his convictions in protecting the rights of the accused. The defense now urges that the judge was endeavoring to punish counsel’s disobedience, but such a characterization, even if apt, adds nothing significant to his over-all purpose; and as to this the defense elsewhere states, “It is undeniable that the trial court was concerned with protecting the rights of the appellant.” It is to be noted that the defendant made the original objections leading to the order of mistrial and that he made or attempted no protest to the order itself, but accepted the benefit of the new trial. We have the issue, therefore, whether active and express consent — something beyond acquiescence — is required to prevent this defendant, now convicted after a concededly fair trial, from receiving absolution for his crime by reason of the over-zealousness of the trial judge on his behalf. A majority of this court concludes that the federal law does not so command.

The mandate of the Fifth Amendment to the United States Constitution is “ * * * nor shall any person be subject for the same offense to be twice put in jeopardy of life or limb * * In considering whether the declaration of a mistrial precludes a subsequent prosecution for the same offense the Supreme Court has rejected any rigid formularization of the constitutional requirement in favor of a flexible application of the prohibition. Wade v. Hunter, 336 U.S. 684, 690, 69 S.Ct. 834, 93 L.Ed. 974. This approach originated in United States v. Perez, 9 Wheat. 579, 580, 22 U.S. 579, 580, 6 L.Ed. 165, where Justice Story stated: “We think, that in all cases of this nature, the law has invested courts of justice with the authority to discharge a jury from giving any verdict, whenever, in their opinion, taking all the circumstances into consideration, there is a manifest necessity for the act, or the ends of public justice would otherwise be defeated. They are to exercise a sound discretion on the subject; and it is impossible to define all the circumstances which would render it proper to interfere.” This controlling principle was succinctly reiterated in Brock v. State of North Carolina, 344 U.S. 424, 427, 73 S.Ct. 349, 350, 97 L.Ed. 456:

“This Court has long favored the rule of discretion in the trial judge to declare a mistrial and to require another panel to try the defendant if the ends of justice will be best served. Wade v. Hunter, 336 U.S. 684 [69 S.Ct. 834, 93 L.Ed. 974]; Thompson v. United States, 155 U.S. 271, 273-274 [15 S.Ct. 73, 74, 39 L.Ed. 146]. As was said in Wade v. Hunter, supra, [336 U.S.] p. 690 [69 S.Ct. at page 638, 93 L.Ed. 974], ‘a trial can be discontinued when particular circumstances manifest a necessity for so doing, and when failure to discontinue would defeat the ends of justice.’ ”

To the same effect are Lovato v. State of New Mexico, 242 U.S. 199, 37 S.Ct. 107, 61 L.Ed. 244; Simmons v. United States, 142 U.S. 148, 12 S.Ct. 171, 35 L.Ed. 968 ; United States v. Cimino, 2 Cir., 224 F.2d 274; United States v. Potash, 2 Cir., 118 F.2d 54, certiorari denied Potash v. Unit[47]*47ed States, 313 U.S. 584, 61 S.Ct. 1103, 85 L.Ed. 1540; Scott v. United States, 91 U.S.App.D.C. 232, 202 F.2d 354, certiorari denied 344 U.S. 879, 73 S.Ct. 176, 97 L.Ed. 681; United States v. Giles, D.C. W.D.Okl., 19 F.Supp. 1009.

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Bluebook (online)
282 F.2d 43, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-dante-edward-gori-ca2-1960.