United States v. James Martorano

620 F.2d 912, 29 Fed. R. Serv. 2d 1242, 1980 U.S. App. LEXIS 17615
Court of Appeals for the First Circuit·Decided May 12, 1980·No. 78-1445·Published·Cited by 60 cases

Opinions

LEVIN H. CAMPBELL, Circuit Judge.

James Martorano appeals from the judgment of the district court, 457 F.Supp. 803 (D.Mass.1978), denying his motion for new trial on the ground of ineffective assistance of counsel due to joint representation.1 His appeal was originally decided by a panel of this court, which reversed and remanded for a new trial after holding the government had not demonstrated that Martorano was not prejudiced by the failure of the trial court to conduct the inquiry required in United States v. Foster, 469 F.2d 1, 5 (1st Cir. 1972). Appellee then moved for rehearing en banc, and that motion having been allowed by vote of a majority of this court, the panel’s judgment was vacated and an en banc hearing held, resulting in the present opinion. See 28 U.S.C. § 46(c); Fed.R.App.P. 35(a); Part IV infra.

The facts are more fully set forth in the panel opinion, to which we shall refer, United States v. Martorano, 610 F.2d 36 (1st Cir. 1979). See also United States v. Martorano, 557 F.2d 1 (1st Cir.), reh. denied, No. 76-1372 (1st Cir. May 23, 1977) (unpub.) and 561 F.2d 406 (1st Cir. 1977), cert. denied, 435 U.S. 922, 98 S.Ct. 1484, 55 L.Ed.2d 515 (1978) (affirming appellant’s conviction on direct appeal). In the present opinion, we repeat the facts only as necessary to our analysis of the issues.

I.

Our decision in United States v. Foster, 469 F.2d 1 (1st Cir. 1972), requires the [915] district courts of this circuit to warn on the record every defendant who indicates that he contemplates being jointly represented at trial of the risks inherent in such representation, so that the court can be assured that his waiver of the right to separate counsel is knowing and voluntary. 469 F.2d at 5. In the present case, appellant Marto-rano received no direct warning by the court, although in response to instructions from the magistrate, his attorneys provided certain advice orally and in writing, and secured Martorano’s signature to a letter to the court, which they had prepared, stating that he was aware of the risks of joint representation but nonetheless wished to retain the same law firm which represented his co-defendant Brian Halloran.2 We agree with the panel opinion that this letter, and any advice preceding it, did not relieve the government from the consequences of the district court’s failure to comply materially (or indeed at all) with the Foster rule. We made no provision in Foster for an alternative to direct inquiry in open court, and are not inclined to establish one now. Letters prepared and signed outside the court’s purview are not a substitute for the in-court colloquy mandated by Foster.3

II.

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United States v. James Martorano, 620 F.2d 912, 29 Fed. R. Serv. 2d 1242, 1980 U.S. App. LEXIS 17615 (1st Cir. 1980).

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