United States v. Howard Tucker

552 F.2d 202, 1977 U.S. App. LEXIS 13996
CourtCourt of Appeals for the Seventh Circuit
DecidedApril 4, 1977
Docket76-1329
StatusPublished
Cited by57 cases

This text of 552 F.2d 202 (United States v. Howard Tucker) is published on Counsel Stack Legal Research, covering Court of Appeals for the Seventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Howard Tucker, 552 F.2d 202, 1977 U.S. App. LEXIS 13996 (7th Cir. 1977).

Opinions

PELL, Circuit Judge.

Appellant Howard Tucker was indicted for knowingly and intentionally distributing heroin on October 4,1974, in violation of 21 U.S.C. § 841(a)(1), and was convicted in a bench trial in the district court. His post-trial motion for acquittal was denied and he was placed on probation for a period of five years. Tucker’s appeal attacks the judgment of conviction and the “sentence” imposed 1 as well as the denial of his post-trial motion. At issue are the applicability, extent, and consequences of a constitutional right of a criminal defendant to disclosure of the identity of a confidential informer of the Government, and the evidentiary rule that if a party has it peculiarly within his power to produce a witness whose testimony would materially elucidate a transaction in question, the failure to produce the witness at trial permits an inference that the witness would testify unfavorably to the party.

For the purposes of this appeal, there is ample evidence in the record to support the trial judge's conclusion that at or about 5:00 p. m. on October 4, 1974, Yvonne Williams, Tucker’s co-defendant, sold approximately one ounce of heroin to Special Agent Kenneth Adams of the Drug Enforcement Administration for $1400. Tucker did not contest this evidence at trial, and he does not attack its sufficiency here.

Tucker’s theory of defense was and is that he was not involved with this drug transaction. With reference thereto, he points out the uncontested facts that he was not at the scene of the transaction, and that there is no evidence that he received any of the proceeds of the sale. There was, in fact, some evidence that he did not receive any proceeds.2 The Government’s theory of criminality is that Tucker knowingly set up the sale by introducing Adams, whom he knew to be a desirous buyer, to Williams, whom he knew to be a willing source, for the purpose of facilitating a transaction between the two. Tucker denies this. If proven, this theory would sustain the conviction, because of 18 U.S.C. § 2(a), which provides that “[wjhoever commits an offense against the United States or aids, abets, counsels, commands, induces or procures its commission, is punishable as a principal.” Section 2(a) need not be specifically pleaded, and a defendant indicted for the substantive offense may be convicted as an aider and abettor, upon proper proof, so long as no unfair surprise results from conviction on the latter theory. United States v. Adams, 454 F.2d 1357, 1358-59 (7th Cir. 1972), cert. denied, 405 U.S. 1072, 92 S.Ct. 1523, 31 L.Ed.2d 805; Levine v. United States, 430 F.2d 641, 642 — 43 (7th Cir. 1970), cert. denied, 401 U.S. 949, 91 S.Ct. 962, 28 L.Ed.2d 232 (1971). No such unfairness was present here, and Tucker asserts no objections on this point.

The critical factual issue at trial was the precise nature of the interactions of Adams and Tucker on October 4 between approximately 2:00 p. m., when they first met, and shortly after 5:00 p. m., by which time the sale in question had been completed. The testimony on this point clashed sharply. Adams testified that he arrived at 2:00 p. m. at an apartment at 6920 South Crandon, in Chicago, by pre-arrangement with a confidential informer, to meet the informer and be introduced to a heroin source. When he arrived, the informer, Tucker, and one Seville Yearby were present. Adams further stated that his informer indicated Tucker as the person they had previously discussed and that he (Adams) and Tucker then discussed price and quality for the purchase of an ounce of heroin. Tucker [205]*205then telephoned his source, addressing her as “Yvonne,” and stated that his people were with him and ready to buy an ounce of heroin. Soon thereafter, Tucker, Adams, the informer, and Yearby all left the apartment. Yearby went his own way, and it is undisputed that neither the Government nor the defense have since been able to locate him. Tucker, Adams, and the informer then proceeded to 6806 South Merrill, Chicago, where Tucker led the other two to a third-floor apartment and into a bedroom and introduced them to Yvonne Williams. She said she was still trying to reach her source and that it would be probably another twenty minutes before she could do so. Adams suggested that he would leave and tend to personal business for an hour or so, and would return then, and Williams agreed. According to Adams, Tucker was present throughout this conversation. Adams and the informer then left the apartment, made contact with surveillance units assigned to the investigation, and returned at about 3:55 p. m. Williams and Adams then left the apartment, consummated the sale, and returned shortly after 5:00 p. m. Williams had a short whispered conversation with Tucker, and then Adams, Tucker, and the informer left the apartment. Upon reaching the street, Tucker stated that he was going to see another friend who dealt in heroin and he went his own way.

Tucker’s testimonial version of the events of this period paints quite a different picture. October 4, 1974, was a day off for him from his job with the Department of Environmental Control for the City of Chicago, and he was engaged that day in duties for the Democratic Party, canvassing to encourage voter registration for the upcoming congressional elections. The apartment building at 6920 South Crandon was a part of his assigned territory, and he had been canvassing door-to-door there when he arrived at the sixth floor apartment in which he later met Adams. His knock at that door was answered by an old slight acquaintance known to him only as Gene, who, it develops, was the confidential informer to whom reference has previously been made. The two men chatted briefly, and Gene invited Tucker into the apartment. Thus, if Tucker’s testimony is true, he came to the apartment in the course of political duties and entered it at the invitation of an acquaintance coincidentally encountered, not by prearrangement to transact drug-related business.

Once inside the apartment, Tucker testified, he was introduced to Seville Yearby. Gene and Yearby were engaged in a drug-related conversation. Gene was interested in purchasing an ounce of heroin, and Year-by had a small sample of the drug he could obtain for Gene. During these negotiations, Tucker went to the telephone and called Ann Miles, a woman with whom he had lived previously, and by whom he had had a daughter out of wedlock. Miles was in the process of moving, and was staying temporarily with her friend, Yvonne Williams. Tucker had been given the phone number when he met Miles three days previously. He called to say he would shortly bring fifty dollars to Miles for their daughter. She told him the apartment was at 68th and Merrill Streets. Overhearing background noise, Tucker remarked that it sounded like a party was going on at the other end of the line. At this point, Gene asked to speak to Miles and took the phone. Tucker said Miles had previously met Gene through one Mildred Howard, who had also introduced him to Gene. Miles’ testimony confirmed this. Tucker heard Gene ask about how many young ladies were present at the apartment Miles was at, but did not hear the balance of the conversation, as he had returned to his seat.

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Cite This Page — Counsel Stack

Bluebook (online)
552 F.2d 202, 1977 U.S. App. LEXIS 13996, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-howard-tucker-ca7-1977.