United States v. Horn

679 F.3d 397, 2012 WL 1592620, 2012 U.S. App. LEXIS 9292
CourtCourt of Appeals for the Sixth Circuit
DecidedMay 8, 2012
Docket11-5470
StatusPublished
Cited by21 cases

This text of 679 F.3d 397 (United States v. Horn) is published on Counsel Stack Legal Research, covering Court of Appeals for the Sixth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Horn, 679 F.3d 397, 2012 WL 1592620, 2012 U.S. App. LEXIS 9292 (6th Cir. 2012).

Opinion

OPINION

ROGERS, Circuit Judge.

Once again in this matter, the district court has declined to follow a non-retroactivity determination of the United States Sentencing Commission. In 2001, Defendant Gregory Horn was sentenced as a career offender under U.S.S.G. § 4B1.1 following his guilty plea to bank robbery. Six years later, in 2007, the Sentencing Commission promulgated Amendment 709, which changed the method by which a district court calculated prior offenses. After public comment, the Commission declined to give Amendment 709 retroactive application. Had Amendment 709 been in effect when Horn was originally sentenced, he would not have been deemed a career *399 offender. In 2008, Horn moved for a sentence reduction under 18 U.S.C. § 3582(c)(2), requesting that the district court retroactively apply Amendment 709. The district court granted the reduction, reasoning that the Commission’s retroactivity decision was not binding under United States v. Booker, 543 U.S. 220, 125 S.Ct. 738, 160 L.Ed.2d 621 (2005), and under the plain language of the Sentencing Reform Act (“SRA”), see 28 U.S.C. §§ 991-998. Before this court addressed Horn’s appeal, the Supreme Court rejected the Booker argument in Dillon v. United States, — U.S.-, 130 S.Ct. 2683, 177 L.Ed.2d 271 (2010). Subsequently, this court rejected the district court’s interpretation of the SRA, determined that the district court lacked the authority to resentence Horn, and remanded for further proceedings. United States v. Horn, 612 F.3d 524, 528 (6th Cir.2010) (“Horn II”). On remand, the district court again applied Amendment 709 retroactively. The district court found that the Commission’s retroactivity decision was arbitrary and capricious, that the SRA did not authorize the issuance of binding policy statements, and that the issuance of binding policy statements violated the doctrine of separation of powers. This was an error because the SRA authorizes the Commission to issue binding retroactivity decisions, these retroactivity decisions do not present separation-of-powers problems, and the Commission’s retroactivity decision was neither arbitrary nor capricious.

I.

The facts are undisputed. In 2001, Horn pled guilty to one count of bank robbery, in violation of 18 U.S.C. § 2113(d). At sentencing, the district court determined that Horn was a career offender under U.S.S.G. § 4B1.1 (2001), resulting in a then-mandatory Guidelines range of 188 to 235 months’ imprisonment. The district court sentenced Horn to 204 months’ imprisonment, which this court affirmed on direct appeal. See United States v. Horn, 355 F.3d 610, 611-12 (6th Cir.2004) (“Horn I”).

Effective November 1, 2007, the Sentencing Commission promulgated Amendment 709, which altered the method of determining whether a defendant qualified as a career offender. See U.S.S.GApp. C., Amend. 709. Under the amendment, multiple sentences are counted as a single sentence if they were not separated by an intervening arrest, and the sentences were imposed on the same day. See id.; U.S.S.G. § 4A1.2(a)(2) (2010). It is undisputed that if Amendment 709 were applied in Horn’s case, he would not qualify as a career offender and his Guidelines range would be 92 to 115 months’ imprisonment. The Sentencing Commission did not, however, designate Amendment 709 for retroactive application.

In 2008, Horn moved for a sentence reduction under 18 U.S.C. § 3582(c)(2) based on Amendment 709. Section 3582(c)(2) allows a district court to reduce a term of imprisonment already imposed if certain conditions are met:

[I]n the case of a defendant who has been sentenced to a term of imprisonment based on a sentencing range that has subsequently been lowered by the Sentencing Commission pursuant to 28 U.S.C. § 994(o), upon motion of the defendant or the Director of the Bureau of Prisons, or on its own motion, the court may reduce the term of imprisonment, after considering the factors set forth in section 3553(a) to the extent that they are applicable, if such a reduction is consistent with applicable policy statements issued by the Sentencing Commission.

*400 18 U.S.C. § 3582(c)(2) (emphasis added). The district court granted the motion, reasoning that (1) Guidelines policy statements cannot bind district courts, and (2) Booker rendered the entirety of the Guidelines advisory. The district court further determined that Amendment 709 should have been designated for retroactive application. The district court resentenced Horn to 108 months’ imprisonment.

We reversed and remanded because the district court lacked the authority to re-sentence Horn. Horn II, 612 F.3d at 527-28. We reasoned that “18 U.S.C. § 3582(c)(2) and U.S.S.G. § 1B1.10 provide that the Commission’s retroactivity determinations control whether district courts may resentence defendants, and the Commission has not designated Amendment 709 for retroactive application.” Id. at 527. We noted that under 28 U.S.C. § 994(o) & (u), the Commission has the responsibility to review and revise the Guidelines, and specify which amendments apply retroactively. Id. These provisions grant “ ‘the Commission the unusual explicit power to decide whether and to what extent its amendments reducing sentences will be given retroactive effect.’ ” Id. (quoting Braxton v. United States, 500 U.S. 344, 348, 111 S.Ct. 1854, 114 L.Ed.2d 385 (1991)). We noted that the Commission had exercised this power through U.S.S.G. § 1B1.10(a)(2)(A), which lists the amendments that apply retroactively. Finally, we rejected Horn’s argument that neither 18 U.S.C. § 3582(c)(2) nor 28 U.S.C. § 994(u) authorized the Commission to issue binding policy statements. Horn relied on a dissent by Justice Stevens in Dillon v. United States, 130 S.Ct. at 2701 (Stevens, J., dissenting), in which Justice Stevens stated that policy statements were intended to advise, not bind.

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Bluebook (online)
679 F.3d 397, 2012 WL 1592620, 2012 U.S. App. LEXIS 9292, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-horn-ca6-2012.