Bond v. United States

180 L. Ed. 2d 269, 131 S. Ct. 2355, 564 U.S. 211, 22 Fla. L. Weekly Fed. S 1156, 2011 U.S. LEXIS 4558, 79 U.S.L.W. 4490
Supreme Court of the United States·Decided June 16, 2011·No. No. 09-1227·Published·Cited by 323 cases

Opinions

OPINION OF THE COURT

[564 U.S. 214]

Justice Kennedy

delivered the opinion of the Court.

This case presents the question whether a person indicted for violating a federal statute has standing to challenge its validity on grounds that, by enacting it, Congress exceeded its powers under the Constitution, thus intruding upon the sovereignty and authority of the States.

The indicted defendant, petitioner here, sought to argue the invalidity of the statute. She relied on the Tenth Amendment, and, by extension, on the premise that Congress exceeded its powers by enacting it in contravention of basic federalism principles. The statute, 18 U.S.C. § 229, was enacted to comply with a treaty; but petitioner contends that, at least in the present instance, the treaty cannot be the source of congressional power to regulate or prohibit her conduct.

The Court of Appeals held that because a State was not a party to the federal criminal proceeding, petitioner had no standing to challenge the statute as an infringement upon the powers reserved to the States. Having concluded that petitioner does have standing to challenge the federal statute on these grounds, this Court now reverses that determination. The merits of petitioner’s challenge to the statute’s validity are to be considered, in the first instance, by the Court of Appeals on remand and are not addressed in this opinion.

I

This case arises from a bitter personal dispute, leading to the criminal acts charged here. Petitioner Carol Anne Bond lived outside Philadelphia, Pennsylvania. After discovering that her close friend was pregnant and that the father was Bond’s husband, Bond sought revenge. Bond subjected the woman to a campaign of harassing telephone calls and letters, acts that resulted in a criminal con[276]*276viction on a minor state charge. Bond persisted in her hostile acts, placing caustic substances on objects the woman was likely to touch, including her mailbox, car door handle, and front

[564 U.S. 215]

doorknob. Bond’s victim suffered a minor burn on her hand and contacted federal investigators, who identified Bond as the perpetrator.

Bond was indicted in the United States District Court for the Eastern District of Pennsylvania for, among other offenses, two counts of violating § 229. Section 229 forbids knowing possession or use of any chemical that “can cause death, temporary incapacitation or permanent harm to humans or animals” where not intended for a “peaceful purpose.” §§ 229(a); 229F(1); (7); (8). The statute was enacted as part of the Chemical Weapons Convention Implementation Act of 1998, 112 Stat. 2681-856, 22 U.S.C. § 6701 et seq.; 18 U.S.C. § 229 et seq. The Act implements provisions of the Convention on the Prohibition of the Development, Production, Stockpiling and Use of Chemical Weapons and on their Destruction, a treaty the United States ratified in 1997.

In the District Court, Bond moved to dismiss the § 229 charges, contending the statute was beyond Congress’ constitutional authority to enact. The District Court denied the motion. Bond entered a conditional plea of guilty, reserving the right to appeal the ruling on the validity of the statute. She was sentenced to six years in prison.

In the Court of Appeals for the Third Circuit, Bond renewed her challenge to the statute, citing, among other authorities, the Tenth Amendment to the Constitution. The Court of Appeals asked for supplemental briefs on the question whether Bond had standing to raise the Tenth Amendment as a ground for invalidating a federal statute in the absence of a State’s participation in the proceedings.

In its supplemental brief in the Court of Appeals, the Government took the position that Bond did not have standing. The Court of Appeals agreed. 581 F.3d 128 (2009).

When Bond sought certiorari, the Government advised this Court that it had changed its position and that, in its view, Bond does have standing to challenge the constitutionality of § 229 on Tenth Amendment grounds. See Brief for

[564 U.S. 216]

United States (filed July 9, 2010). The Court granted certiorari, 562 U.S. 960, 131 S. Ct. 455, 178 L. Ed. 2d 285 (2010), and appointed an amicus curiae to defend the judgment of the Court of Appeals. Stephen McAllister, a member of the bar of this Court, filed an amicus brief and presented an oral argument that have been of considerable assistance to the Court.

II

To conclude that petitioner lacks standing to challenge a federal statute on grounds that the measure interferes with the powers reserved to States, the Court of Appeals relied on a single sentence from this Court’s opinion in Tennessee Elec. Power Co. v. TVA, 306 U.S. 118, 59 S. Ct. 366, 83 L. Ed. 543 (1939). See 581 F.3d, at 136-138. As the Court of Appeals noted here, other Courts of Appeals have taken a similar approach. E.g., United States v. Hacker, 565 F.3d 522, 525-527 (CA8 2009); Oregon v. Legal Servs. Corp., 552 F.3d 965, 971-972 (CA9 2009); Brooklyn Legal Servs. Corp. v. Legal Servs. Corp., 462 F.3d 219, 234-235 (CA2 2006); Medeiros v. [277]*277Vincent, 431 F.3d 25, 33-36 (CA1 2005); United States v. Parker, 362 F.3d 1279, 1284-1285 (CA10 2004). That approach is in tension, if not conflict, with decisions of some other Courts of Appeals. See Gillespie v. Indianapolis, 185 F.3d 693, 700-704 (CA7 1999); Metrolina Family Practice Group, P. A. v. Sullivan, 767 F.Supp. 1314 (WDNC 1989), aff'd, 929 F.2d 693 (CA4 1991); Atlanta Gas Light Co. v. United States Dept. of Energy, 666 F.2d 1359, 1368, n. 16 (CA11 1982); see also United States v. Johnson, 632 F.3d 912, 918-921 (CA5 2011) (reserving issue); Lomont v. O’Neill, 285 F.3d 9, 14, n. 5 (CADC 2002) (same); Nance v. EPA, 645 F.2d 701, 716 (CA9 1981) (same).

Tennessee Electric is the appropriate place to begin. It should be clear that Tennessee Electric does not cast doubt on Bond’s standing for purposes of Article Ill’s case-or-controversy requirement. This Court long ago disapproved of the case as authoritative respecting Article III limitations.

[564 U.S. 217]

Association of Data Processing Service Organizations, Inc. v. Camp, 397 U.S. 150, 152-154, 90 S. Ct. 827, 25 L. Ed. 2d 184 (1970). In the instant case, moreover, it is apparent—and in fact conceded not only by the Government but also by amicus—that Article III poses no barrier. One who seeks to initiate or continue proceedings in federal court must demonstrate, among other requirements, both standing to obtain the relief requested, see Lujan v. Defenders of Wildlife, 504 U.S. 555, 560-561, 112 S. Ct. 2130, 119 L. Ed.

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Bond v. United States, 180 L. Ed. 2d 269, 131 S. Ct. 2355, 564 U.S. 211, 22 Fla. L. Weekly Fed. S 1156, 2011 U.S. LEXIS 4558, 79 U.S.L.W. 4490 (U.S. 2011).

180 L. Ed. 2d 269 (Bond v. United States) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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