Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 1 FILED United States Court of Appeals PUBLISH Tenth Circuit
UNITED STATES COURT OF APPEALS June 7, 2024
Christopher M. Wolpert FOR THE TENTH CIRCUIT Clerk of Court ____________________________________________
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 23-7024
JOSEPH ALLEN HERNANDEZ,
Defendant - Appellant. ___________________________________________
APPEAL FROM THE UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF OKLAHOMA (D.C. No. 6:21-CR-00096-CBG-1) ____________________________________________
Stuart W. Southerland, Assistant Federal Public Defender (Scott A. Graham, Interim Federal Public Defender, and Robert Ridenour, Assistant Federal Public Defender, with him on the briefs), of the Office of the Federal Public Defender, Eastern District of Oklahoma, Muskogee, Oklahoma, for Defendant-Appellant.
Jarrod Leaman, Assistant United States Attorney (Christopher J. Wilson, United States Attorney, and Linda A. Epperley, Assistant United States Attorney, with him on the briefs), of the Office of the United States Attorney, Eastern District of Oklahoma, Muskogee, Oklahoma, for Plaintiff-Appellee. _______________________________________________
Before BACHARACH, BALDOCK, and KELLY, Circuit Judges. ________________________________________________
BACHARACH, Circuit Judge. ________________________________________________ Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 2
This case arises from an investigation into a mobile home fire that
led to two deaths. The government accused Mr. Joseph Allen Hernandez of
intentionally setting the fire and supported the accusations with expert
testimony by a fire investigator. For that expert testimony, the investigator
entered the scene and examined it, took photographs, and interviewed
witnesses.
During this investigation, Mr. Hernandez said that he had
accidentally started the fire. At trial, the fire investigator was asked about
this explanation; he expressed disbelief.
The trial resulted in convictions on
two counts of second-degree murder in Indian Country and
one count of arson in Indian Country.
We consider three issues:
1. Whether the district court abused its discretion in allowing the fire investigator to give expert testimony?
2. Whether the district court erred by allowing the fire investigator to testify that he hadn’t believed Mr. Hernandez’s explanation?
3. Whether the fire investigator’s entry onto the scene intruded on a reasonable expectation of privacy?
We answer no to each question.
1. The fire kills Mr. Hernandez’s mother and grandmother.
The case began with the arrival of emergency responders as a fire
engulfed a mobile home. Mr. Hernandez’s mother and grandmother were in
2 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 3
the mobile home and suffered severe burns. Mr. Hernandez’s mother told
emergency responders that her son, Mr. Hernandez, had doused her with
gasoline and lit her on fire. Mr. Hernandez’s grandmother similarly told
emergency responders that her grandson had poured gasoline on her and lit
both women on fire. Both women later died from their injuries.
Mr. Hernandez was burned, too, and told an emergency responder: “I
was mad, and I shouldn’t have done it. Just help me.” R. vol. 3, at 403–04.
But he then gave a different explanation to the police, saying that he had
been smoking and “messing” with a gasoline can when it exploded. Id. at
385.
2. A fire investigator studies the fire’s cause and origin.
A fire investigator (Mr. Gene Wheat) soon arrived and talked to
police and Mr. Hernandez, who said “that he had been cleaning with some
gasoline and smoking a cigarette and it had ignited.” R. vol. 3, at 522.
Mr. Wheat then
spoke to other eyewitnesses,
diagrammed the locations of Mr. Hernandez’s mother and grandmother, and
spotted other potential ignition sources, including the grandmother’s wheelchair and a lawn mower.
But Mr. Wheat couldn’t enter the mobile home because of the fire. So
he returned the next morning, photographing the scene and analyzing it for
evidence of the fire’s origin. 3 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 4
3. The district court didn’t err in allowing the fire investigator’s expert testimony.
Before trial, the government presented Mr. Wheat as an expert
witness to testify about the fire’s “cause and origin.” Mr. Hernandez
moved to exclude this testimony as unreliable. The district court ultimately
allowed Mr. Wheat to testify as an expert witness, and Mr. Hernandez
challenges this ruling.
3.1 We apply the abuse-of-discretion standard to the district court’s decision to allow Mr. Wheat’s expert testimony.
The district court has wide discretion to admit or exclude expert
testimony. Hall v. Conoco Inc., 886 F.3d 1308, 1311 (10th Cir. 2018). In
exercising this discretion, the court must determine whether the proposed
testimony is reliable. Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579,
589 (1993). This determination includes the scientific validity of “the
reasoning and methodology underlying the expert’s opinion.” Goebel v.
Denver & Rio Grande W. R.R. Co., 346 F.3d 987, 991 (10th Cir. 2003).
And on the ultimate question of admissibility, the district court must
consider the requirements of Federal Rule of Evidence 702. This rule
allows expert testimony only if it
would help the fact-finder understand the evidence,
is “based on sufficient facts or data,”
results from reliable principles and methods, and
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rests on a reasonable application of principles and methods to the facts of the case.
Fed. R. Evid. 702.
In considering the district court’s application of these requirements,
we apply the abuse-of-discretion standard. Hall, 886 F.3d at 1311; Goebel,
346 F.3d at 990. We reverse only if the district court’s assessment of
reliability or admissibility
was arbitrary, capricious, whimsical, or manifestly unreasonable or
showed a clear error of judgment or exceeded the bounds of permissible choice in the circumstances.
United States v. Foust, 989 F.3d 842, 845 (10th Cir. 2021).
3.2 Mr. Hernandez doesn’t dispute Mr. Wheat’s three opinions allowed into evidence.
The district court permitted Mr. Wheat to testify about three
opinions:
1. The fire had originated in the mobile home near the breezeway.
2. The fire had likely been caused by the ignition of an accelerant (ignitable liquid).
3. It is difficult to light gasoline with a cigarette.
R. vol. 1, at 221–26. 1
1 Mr. Wheat also opined that
the fire had originated from the bodies of both the mother and grandmother and
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In his briefs, Mr. Hernandez doesn’t say which opinions should have
been excluded. When questioned at oral argument, Mr. Hernandez
conceded that he didn’t dispute any of the three opinions. Oral Argument
at 13:12–16:12. Given this concession, Mr. Hernandez has apparently
waived his challenge to the district court’s rulings on reliability and
admissibility.
3.3 The district court could reasonably find adequate compliance with the NFPA 921 guidelines.
Even if this concession hadn’t waived Mr. Hernandez’s evidentiary
challenge, we would reject it.
Mr. Hernandez argues that the district court should have excluded
Mr. Wheat’s testimony because it had deviated from the National Fire
Protection Association’s 921 guidelines. These guidelines set professional
standards for fire investigations. Nat’l Fire Prot. Ass’n, NFPA 921: Guide
the separate points of origin had indicated that the fire was likely not accidental.
The district court excluded testimony about these opinions, and their admissibility is not at issue.
But Mr. Hernandez argues that these opinions conflicted with Mr. Wheat’s opinion that the fire had only a single point of origin. For this argument, the district court concluded that irrespective of a potential inconsistency, Mr. Wheat could reliably opine that the fire had a single point of origin. We discuss the reliability of that testimony in Part 3.3. In any event, Mr. Hernandez’s explanation for the fire also involved a single point of origin. See p. 10 n.4, below.
6 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 7
for Fire and Explosion Investigations (2017 ed.). 2 Other courts have
“consistently accepted [the NFPA 921 guidelines] as a suitable foundation
for fire investigation testimony.” Elosu v. Middlefork Ranch Inc., 26 F.4th
1017, 1029 (9th Cir. 2022).
These guidelines provide flexible recommendations, not strict
requirements. See Nat’l Fire Prot. Ass’n, NFPA 921: Guide for Fire &
Explosion Investigations §§ 18.1, 19.1 (2017 ed.) (“recommend[ing] a
methodology to follow in determining the origin [and cause] of a fire”); id.
§ 18.2.5 (“This recommended methodology serves to inform the
investigator but is not meant to limit the origin determination to only this
procedure.”). That flexibility is apparent throughout the guidelines. See,
e.g., id. § 18.1.2 (stating that the origin should be determined based on
“one or more” of four mechanisms); id. §§ 18.2.2, 19.2.2 (stating that
investigators can simultaneously perform various tasks); id. § 18.3.2.4.4
(allowing investigators to remove items from the scene or leave them
where they are).
The district court could reasonably conclude that Mr. Wheat had
followed the guidelines because he
had appropriately relied on witness statements,
had sought evidence bearing on those statements, and
2 Mr. Wheat testified that when the fire took place, the 2017 edition had been in effect. R. vol. 3, at 138.
7 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 8
hadn’t ignored important facts.
Mr. Wheat began investigating by interviewing witnesses, including
the victims and Mr. Hernandez himself. Both victims stated that
Mr. Hernandez had doused them with gasoline and lit them on fire.
Mr. Hernandez faults Mr. Wheat for starting with witness statements,
arguing that he strayed from the scientific method. For this argument,
Mr. Hernandez points to the guideline’s admonition to avoid expectation
bias, described as a fire investigator’s arrival at a conclusion before
considering all the relevant data. Nat’l Fire Prot. Ass’n, NFPA 921: Guide
for Fire and Explosion Investigations § 4.3.8–9 (2017 ed.).
In addressing this argument of expectation bias, the district court had
to exercise its discretion based on the contentions and information
presented. See United States v. Herrera, 51 F.4th 1226, 1277 (10th Cir.
2022) (stating that “we evaluate the district court’s exercise of discretion
based on the information presented at the time of the ruling”). That
information included Mr. Hernandez’s motion to exclude the testimony,
which contained no mention of expectation bias.
In the hearing itself, the defense’s expert witness did testify that
investigators risk expectation bias when they start by talking to witnesses and
Mr. Wheat had apparently “relied totally” on Mr. Hernandez’s criminal history.
8 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 9
R. vol. 3, at 241–42. Ultimately, however, the defense expert said only that
Mr. Wheat “may” have harbored an expectation bias by talking to
witnesses and considering Mr. Hernandez’s criminal history. Id. at 242,
244. 3 The defense expert didn’t testify that Mr. Wheat had actually
harbored expectation bias.
Given what had been presented, the district court could reasonably
exercise its discretion to allow Mr. Wheat’s opinion testimony. After all,
Mr. Hernandez didn’t even allege expectation bias in his motion. Granted,
his expert witness expressed an opinion that fire investigators shouldn’t
start with witness statements. But the guidelines themselves don’t prohibit
investigators from starting with witness statements; the guidelines say only
that fire investigators should wait until after they have reviewed all the
data before reaching conclusions. See Parisa Dehghani-Taffi & Paul
Bieber, Folklore and Forensics: The Challenges of Arson Investigation and
Innocence Claims, 119 W. Va. L. Rev. 549, 586 (2016) (“Although NFPA
921 mentions . . . expectation . . . bias and warns the investigator to avoid
presumption, nothing is said to assist the investigator in recognizing the
factors that contribute to the bias or the safeguards designed to prevent
3 In a reply brief, Mr. Hernandez also suggests that questioning Mr. Wheat about his reliance on criminal history would create unfair prejudice. But this suggestion didn’t appear in Mr. Hernandez’s opening brief. Making this suggestion in the reply brief was too late. United States v. Hunter, 739 F.3d 492, 495 (10th Cir. 2013).
9 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 10
it.”). And there’s no evidence that Mr. Wheat reached any conclusions
before he finished analyzing the data. 4
Mr. Wheat did start by talking to witnesses, including Mr. Hernandez
himself. But the NFPA 921 guidelines highlight the importance of witness
statements:
“Witness statements, the investigator’s expertise, and fire- fighting procedures play important roles in the determination of the fire origin.” Nat’l Fire Prot. Ass’n, NFPA 921: Guide for Fire and Explosion Investigations § 18.2.5 (2017 ed.).
“Observations by witnesses are data that can be used in the context of determining the origin. Such witnesses can provide knowledge of conditions prior to, during, and after the fire event.” Id. § 18.3.3.15.
“Information should be sought from persons having knowledge (such as occupants) about recent activities in the area of origin and what fuel items should or should not have been present.” Id. § 19.3.1.6.
The NFPA 921 guidelines thus don’t prohibit fire investigators from
starting with witness statements. See, e.g., id. §§ 18.2.2, 19.2.2 (stating
that a fire investigator can interview witnesses while conducting other
analyses). So the district court could reasonably reject criticism of
Mr. Wheat’s decision to start with witness interviews.
4 In the district court’s oral argument, Mr. Hernandez asserted only that Mr. Wheat had concluded on the first day that the fire started in one place. Mr. Hernandez’s explanation for the fire would also have involved a single point of origin.
10 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 11
Mr. Hernandez claims that even apart from the timing, Mr. Wheat
relied too heavily on witness interviews. For example, Mr. Hernandez
points to Mr. Wheat’s admission that he relied in part on where the
witnesses had been when they saw one of the victims. But the guidelines
say that “[i]n some instances, a single item, such as . . . a credible
eyewitness to the ignition, . . . may be the basis for a determination of
origin [or cause].” Nat’l Fire Prot. Ass’n, NFPA 921: Guide for Fire and
Explosion Investigations §§ 18.2.1.2, 19.2.1 (2017 ed.); see also id.
§ 18.8.3 (stating that when “determination of the fire’s cause [is] very
difficult, or impossible . . . a witness may be found who saw the fire in its
incipient stage and can provide the investigator with an area of fire
origin”). The guidelines thus underscore the importance of witness
interviews, “instruct[ing] fire investigators to rely on the observations of
witnesses and property owners when determining the origin and cause of a
fire.” Elosu v. Middlefork Ranch Inc., 26 F.4th 1017, 1028 (9th Cir. 2022).
Given this instruction in the guidelines themselves, the district court didn’t
exceed its discretion by allowing Mr. Wheat to rely in part on the witness
statements.
Moreover, Mr. Wheat didn’t rely on witness statements alone. The
guidelines require fire investigators to “conduct as thorough an
investigation as possible to collect data that can support or refute the
witness statements.” Nat’l Fire Prot. Ass’n, NFPA 921: Guide for Fire and
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Explosion Investigations § 18.3.3.15 (2017 ed.). For this investigation, the
NFPA 921 guidelines also recommend consideration of
fire patterns,
fire dynamics,
arc mapping,
fire damage,
fuel systems, and
electrical systems.
Id. § 18.1.2 (2017 ed.) (fire patterns, fire dynamics, and arc mapping); id.
§ 18.3.1.5.2 (fire damage); id. § 18.3.3.4 (fuel systems and electrical
systems); id. § 18.3.3.6 (electrical systems).
Mr. Wheat examined all these sources of information except arc
mapping. 5 Mr. Hernandez’s expert witness criticized that omission,
testifying that arc mapping is “industry standard.” R. vol. 3, at 248. But
Mr. Wheat explained that fire investigators don’t usually use arc mapping
for fires in Eastern Oklahoma. And Mr. Hernandez didn’t tell the district
court how arc mapping could have affected Mr. Wheat’s three opinions
allowed into evidence. Cf. Parisa Dehgani-Taffi & Paul Bieber, Folklore
5 “Arc mapping is a technique in which the investigator uses the identification of locations of electrical arcing to help determine the area of origin.” Int’l Ass’n of Fire Chiefs, Fire Investigator: Principles and Practice to NFPA 921 and 1033 263 (4th ed. 2016).
12 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 13
and Forensics: The Challenges of Arson Investigation and Innocence
Claims, 119 W. Va. L. Rev. 549, 560 (2016) (stating that no published
research exists on the ability to identify a fire’s point of origin based on
arc mapping).
In similar cases, the Eighth Circuit has upheld characterization of
expert testimony as sufficiently reliable when based on witness interviews,
examination of the scene, and identification of areas of origin. See Manuel
v. MDOW Ins. Co., 791 F.3d 838, 846 (8th Cir. 2015) (fire investigator
examined the site and spoke with witnesses); Russell v. Whirlpool Corp.,
702 F.3d 450, 457–58 (8th Cir. 2012) (fire investigator didn’t conduct arc-
mapping but did interview the homeowner, document the scene, examine
burn patterns, and identify the area of origin); Hickerson v. Pride Mobility
Prods. Corp., 470 F.3d 1252, 1257 (8th Cir. 2006) (fire investigator
considered burn patterns and identified a point of origin). The district
court could reasonably rely on Mr. Wheat’s investigation as reliable, too.
Despite Mr. Wheat’s consideration of fire patterns, fire dynamics,
fire damage, fuel systems, and electrical systems, Mr. Hernandez alleges a
failure to
investigate a witness’s description of a loud noise,
examine Mr. Hernandez’s burns,
diagram all potential ignition sources,
collect a gasoline can at the scene, 13 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 14
create a log for photographs or take measurements,
consider the possibility of gasoline vapor as a cause,
locate an ignition source that might fit Mr. Wheat’s explanation, and
preserve the scene.
Mr. Hernandez never mentioned these alleged deficiencies in his
motion to exclude the testimony. Granted, he did question Mr. Wheat about
the failure to collect a gasoline can, the failure to diagram other ignition
sources, the possibility of gasoline vapor as a cause, and the lack of an
ignition source for the accelerant. E.g., R. vol. 3, at 194 (failure to collect
gasoline can); id. at 205 (failure to diagram other heat sources); id. at 207–
08 (failure to collect weather data in connection with the potential of
gasoline vapor as a cause); id. at 174 (failure to find an ignition source for
the accelerant). Mr. Hernandez’s expert witness also testified about some
of these matters. Id. at 243–44 (testifying that expectation bias may have
“blinded” Mr. Wheat to the potential impact of gasoline vapor in the air);
id. at 247 (testifying that Mr. Wheat had violated the guidelines by failing
to evaluate other sources of ignition); id. at 249 (testifying that Mr. Wheat
had neglected to preserve the scene). And Mr. Hernandez mentioned some
of the alleged deficiencies in his argument to the district court. Id. at 274
(failure to preserve the scene); id. at 275 (failure to make a photo log or
take measurements); id. at 276 (failure to diagram other ignition sources). 14 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 15
But Mr. Wheat explained several of these alleged lapses. For
example, he explained that he had photographed the gasoline can and left it
at the scene. The district court could credit this explanation because the
guidelines allow investigators to decide whether to remove items from the
scene. Nat’l Fire Prot. Ass’n, NFPA 921: Guide for Fire and Explosion
Investigations § 18.3.2.4.4 (2017 ed.).
Mr. Hernandez also criticized Mr. Wheat for failing to find an
ignition source for his theory involving an accelerant. But Mr. Hernandez
doesn’t explain how the failure to find an ignition source would have
violated the guidelines.
Granted, Mr. Wheat didn’t diagram other ignition sources and
Mr. Hernandez criticizes this omission. The guidelines do recommend
identification of fuels present in the building or the area of interest. Nat’l
Fire Prot. Ass’n, NFPA 921: Guide for Fire and Explosion Investigations
§ 18.3.3.2 (2017 ed.). But Mr. Wheat explained that these sources had been
too far from the point of origin to serve as a realistic ignition source. R.
vol. 3, at 204–05. So the district court could reasonably conclude that
Mr. Wheat hadn’t violated the guidelines by failing to diagram other
ignition sources. See Hickerson v. Pride Mobility Prods. Corp., 470 F.3d
1252, 1257 (8th Cir. 2006) (upholding introduction of testimony by an
expert witness who had failed to note other appliances outside “the area of
origin”).
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Mr. Hernandez also criticizes Mr. Wheat for failing to consider the
weather conditions and the possible vaporizing effect on gasoline. But the
guidelines recommend consideration of weather factors only if they could
have influenced the fire. Nat’l Fire Prot. Ass’n, NFPA 921: Guide for Fire
and Explosion Investigations § 18.3.3.5 (2017 ed.). And Mr. Wheat
explained that there was no reason to think that the weather had
contributed to the fire.
Mr. Wheat acknowledged some deviations from the guidelines.
R. vol. 3, at 183 (acknowledging a failure to maintain the fire scene); id. at
184–85 (acknowledging the lack of a photo log); id. at 189 (acknowledging
a lack of measurements recommended in the guidelines). But
Mr. Hernandez doesn’t explain how these deviations could have affected
Mr. Wheat’s three opinions allowed into evidence.
Finally, Mr. Hernandez presented his own expert witness to testify
about these alleged deviations from the guidelines. But he conceded that
he had never heard of a cigarette igniting gasoline,
he didn’t know of any evidence refuting the victims’ statements about the fire’s origin, and
Mr. Hernandez’s explanation for the fire wouldn’t explain the accelerant found on the mother’s body.
These concessions support the reliability of Mr. Wheat’s investigation.
Despite his own expert witness’s concessions, Mr. Hernandez relies
on 16 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 17
Philmar Dairy, LLC v. Armstrong Farms, No. 18-cv-0530 SMV/KRS, 2019 WL 3070588 (D.N.M. July 12, 2019),
Bryte ex rel. Bryte v. American Household, Inc., 429 F.3d 469 (4th Cir. 2005), and
Pride v. BIC Corp., 218 F.3d 566 (6th Cir. 2000).
These cases don’t suggest an abuse of discretion here.
In Philmar Dairy, the district court excluded the fire investigator’s
testimony. 2019 WL 3070588, at *10. But this ruling doesn’t mean that the
court would have erred if it had allowed the expert testimony. Melton v.
Deere & Co., 887 F.2d 1241, 1245 (5th Cir. 1989).
In Bryte, the Fourth Circuit upheld exclusion of expert testimony
under the abuse-of-discretion standard. Bryte, 429 F.3d at 478. But “the
idea of discretion necessarily means that the court has room to decide the
issue either way without committing error.” Melton, 887 F.2d at 1245.
And Pride involved an investigator’s methods for testing a
manufacturing defect where there weren’t any witnesses. Pride v. BIC
Corp., 218 F.3d at 578 (6th Cir. 2000). That case didn’t involve a fire
investigation or the NFPA 921 guidelines.
Given these differences, the three cases don’t affect the
reasonableness of the district court’s consideration of Mr. Wheat’s
investigation: He based his conclusions on witness statements and
examined the physical evidence bearing on the cause and origin of the fire.
Though he deviated in some respects from the guidelines, Mr. Hernandez 17 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 18
didn’t flag these deviations in the motion filed in district court. And even
now, Mr. Hernandez doesn’t explain how these deviations would have
affected the three opinions allowed into evidence. Based on what had been
presented, the district court acted within its discretion by allowing the
expert testimony despite some deviations from the NFPA 921 guidelines.
4. The alleged failure to sua sponte strike the response to a question didn’t affect Mr. Hernandez’s substantial rights.
Mr. Hernandez also lasers in on Mr. Wheat’s response to a question
from defense counsel. The question involved possible corroboration of
Mr. Hernandez’s explanation for the fire; Mr. Wheat responded that he
didn’t believe that explanation because he had never seen a cigarette ignite
gasoline:
Mr. Hernandez: So [Mr. Hernandez’s grandmother] might have been sitting right there alongside [Mr. Hernandez’s mother] whenever this gasoline exploded. True?
Mr. Wheat: That could be a possibility.
Mr. Hernandez: Thank you, sir. And wouldn’t that kind of corroborate what Mr. Hernandez said about he was working with gasoline, and it exploded while he had a cigarette?
Mr. Wheat: I didn’t believe Mr. Hernandez when he told me he had a—gasoline and a cigarette and had an explosion.
Mr. Hernandez: Okay. Because you’re a human lie detector; right?
18 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 19
Mr. Wheat: No sir. I—I’m aware that gasoline doesn’t start.
R. vol. 3, at 604 (emphasis added).
Mr. Hernandez argues that the district court should have sua sponte
stricken Mr. Wheat’s response (“I didn’t believe Mr. Hernandez when he
told me he had a—gasoline and a cigarette and had an explosion.”).
According to Mr. Hernandez, this response constituted improper testimony
about his credibility.
4.1 We review for plain error.
Mr. Hernandez acknowledges that he didn’t object to Mr. Wheat’s
response. Because Mr. Hernandez didn’t object, he must satisfy the plain-
error standard. United States v. Rosales-Miranda, 755 F.3d 1253, 1257
(10th Cir. 2014). 6 Under this standard, Mr. Hernandez must make four
showings:
1. The district court committed error.
2. The error is clear or obvious under current law.
3. The error affected a substantial right.
4. The error seriously affected the fairness, integrity, or public reputation of judicial proceedings.
6 The government argues that defense counsel invited the alleged error by asking Mr. Wheat if he believed that certain evidence could have corroborated Mr. Hernandez’s explanation for the fire. We assume for the sake of argument that Mr. Hernandez’s attorney didn’t invite the alleged error.
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United States v. Griffith, 65 F.4th 1216, 1218 (10th Cir. 2023), cert.
denied, No. 23-5105, 2024 WL 1143722 (U.S. Mar. 18, 2024).
At oral argument, the government conceded the first and fourth
showings (that the district court had erred and this error had seriously
affected the fairness, integrity, or public reputation of judicial
proceedings). We can assume for the sake of argument that Mr. Hernandez
also made the second showing (an obvious error). With that assumption, we
must determine whether Mr. Hernandez has shown an effect on a
substantial right. See id.
4.2 The response didn’t affect Mr. Hernandez’s substantial rights. 7
The required showing involves “a reasonable probability that but for
the error claimed, the result of the proceeding would have been different.”
Id. (quoting United States v. Trujillo-Terrazas, 405 F.3d 814, 819 (10th
Cir. 2005)). To predict the probability of a different outcome, we consider
four factors:
1. The strength of the parties’ cases
2. Whether the improper evidence affected the parties’ theory of the case
7 Mr. Hernandez also challenges the admissibility of Mr. Wheat’s response on the ground that it was an “evidentiary harpoon.” We need not address this argument in light of the discussion in the text: Even if the response had constituted an “evidentiary harpoon,” the error wouldn’t have affected Mr. Hernandez’s substantial rights. See United States v. Hooks, 780 F.2d 1526, 1535 n.3 (10th Cir. 1986) (stating that “if no objection is interposed at trial [to an evidentiary harpoon], . . . reversal is only warranted upon a finding of plain error affecting substantial rights”). 20 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 21
3. The extent that the parties emphasized the improper opinion testimony
4. Whether the jurors had their own opportunity to assess the defendant’s credibility
Id.
4.2.1 The government’s case was strong, and the response did not undermine Mr. Hernandez’s theory of the case.
Unrelated to Mr. Wheat’s response were two strong pieces of
evidence:
1. The dying declarations of the two victims (Mr. Hernandez’s mother and grandmother), who told emergency responders that Mr. Hernandez had thrown gasoline on them and set them on fire.
2. Mr. Hernandez’s own statement to emergency responders that he had gotten mad and “shouldn’t have done it.”
R. vol. 3, at 404; see Part 1, above. Given the strong evidence of guilt,
Mr. Hernandez didn’t show a reasonable probability of a different outcome
without Mr. Wheat’s response to defense counsel’s question.
Mr. Hernandez suggests that without Mr. Wheat’s response, the jury
might have convicted on a lesser charge of involuntary manslaughter based
on a finding of reckless and wanton behavior. The different charges reflect
a difference in severity: Second-degree murder includes extreme reckless
and wanton behavior, and involuntary manslaughter involves non-extreme
reckless and wanton behavior. United States v. Wood, 207 F.3d 1222,
1228–29 (10th Cir. 2000). But Mr. Hernandez’s suggestion rests on
21 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 22
speculation, exaggerates the importance of a single sentence in a lengthy
cross-examination, and disregards other admissible evidence that had made
the same point in the disputed response.
First, Mr. Hernandez bases his argument on speculation about the
reasons for the verdict. We don’t know why the jury found second-degree
murder. See R. vol. 1, at 318 (instructing the jury that the “malice
aforethought” requirement for second-degree murder can mean “either to
kill another person deliberately and intentionally, or to act with callous
and wanton disregard for human life” (emphasis added)). And it’s unclear
how Mr. Wheat’s response would have affected the jury’s perception of his
reckless and wanton behavior.
Second, Mr. Wheat’s response constituted only a brief snippet in the
cross-examination and an even briefer snippet in the trial itself. See United
States v. McHorse, 179 F.3d 889, 902–03 (10th Cir. 1999).
Third, the substance of the response involved the improbability of
Mr. Hernandez’s explanation, which came in through other evidence. See
United States v. Rodriguez-Flores, 907 F.3d 1309, 1322 (10th Cir. 2018).
On direct examination, for example, Mr. Wheat said that he’d never been
aware of a fire that had started from a cigarette’s ignition of gasoline. And
after Mr. Wheat gave the response at issue, he explained that he didn’t
believe Mr. Hernandez because “gasoline doesn’t start.” R. vol. 3, at 604.
So even without the disputed response, the jury would have known why
22 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 23
Mr. Wheat didn’t believe Mr. Hernandez’s theory for the fire. See United
States v. Dazey, 403 F.3d 1147, 1171–72 (10th Cir. 2005) (determining that
an error in allowing testimony was harmless because the expert witness
“carefully explained the source of his extensive knowledge” and “did not
directly testify that [the] defendant actually violated the law”). With
Mr. Wheat’s explanation, the jury could independently assess
Mr. Hernandez’s theory.
4.2.2 The government didn’t emphasize Mr. Wheat’s response to the question.
We also consider whether the government’s closing argument took
advantage of Mr. Wheat’s response to the question. See United States v.
Griffith, 65 F.4th 1216, 1220 (10th Cir. 2023), cert. denied, No. 23-5105,
2024 WL 1143722 (U.S. Mar. 18, 2024). For example, when the
government’s closing argument emphasizes the disputed testimony, this
emphasis could suggest an impact on the jury. Id.
The government’s closing arguments omitted any mention of
Mr. Wheat’s response to the question. This omission substantially reduced
the likelihood of prejudice. See United States v. Rodriguez-Flores, 907
F.3d 1309, 1323 (10th Cir. 2018) (concluding that opinion testimony on the
defendant’s credibility hadn’t affected a substantial right in part because
the government’s closing argument had contained no mention of the
disputed opinion on credibility); United States v. McHorse, 179 F.3d 889,
23 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 24
902–03 (10th Cir. 1999) (concluding that the lack of a reference to
improper testimony in closing argument would weigh against a finding of
an effect on substantial rights).
4.2.3 The jury could independently assess the scientific principles underlying Mr. Wheat’s response.
Finally, we must consider whether the jurors had their own
opportunity to assess the defendant’s credibility. This factor cuts both
ways. Mr. Hernandez didn’t testify at trial, and the jury didn’t see any
recordings of Mr. Hernandez.
But Mr. Wheat wasn’t testifying about whether Mr. Hernandez had
lied. Instead, Mr. Wheat was expressing skepticism that a cigarette could
ignite gasoline. The jurors could thus independently assess the scientific
principles underlying Mr. Hernandez’s explanation for the fire, and this
factor doesn’t suggest an effect on Mr. Hernandez’s substantial rights.
* * *
Three factors favor the government, and one factor cuts both ways.
So Mr. Hernandez hasn’t shown an effect on his substantial rights, and the
district court didn’t plainly err by declining to sua sponte strike
Mr. Wheat’s response to defense counsel’s question.
5. The district court didn’t err by allowing introduction of Mr. Wheat’s photographs of the damage.
The final issue involves the admissibility of Mr. Wheat’s
photographs of the fire damage. In district court, Mr. Hernandez moved to
24 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 25
exclude the photographs, arguing that Mr. Wheat had entered the property
in violation of the Fourth Amendment. The district court denied this
motion.
5.1 We conduct de novo review over the district court’s denial of the motion.
When we review this ruling, we
view the evidence in the light most favorable to the government,
accept the district court’s findings of fact unless they are clearly erroneous, and
consider de novo the ultimate question of reasonableness.
United States v. Malone, 10 F.4th 1120, 1123 (10th Cir. 2021). A finding
of fact is clearly erroneous only if
it lacks factual support or
we have a definite and firm conviction that the district court clearly erred.
5.2 Mr. Hernandez lacked a reasonable privacy interest in the remains of the mobile home.
Mr. Wheat entered without a warrant to photograph the mobile home
after the fire. Mr. Hernandez argues that Mr. Wheat needed a warrant
because there were no exigent circumstances. Absent exigent
circumstances, the warrant requirement applies to fire-damaged property if
a reasonable privacy interest remains. Michigan v. Clifford, 464 U.S. 287,
25 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 26
292–93 (1984). But we don’t need to decide the possibility of exigent
circumstances because Mr. Hernandez had no reasonable privacy interest in
the scene following the fire.
The Supreme Court has identified four factors to consider when
determining whether privacy interests remain in a fire-damaged home:
1. The type of property
2. The amount of fire damage
3. The prior and continued use of the premises
4. The owner’s efforts to secure it against intruders
Id. at 292. These factors suggest that no reasonable privacy interest
remained because the fire was “so devastating that no reasonable privacy
interests remain in the ash and ruin, regardless of the owner’s subjective
expectations.” Id.
26 Appellate Case: 23-7024 Document: 010111061975 Date Filed: 06/07/2024 Page: 27
The mobile home was a private dwelling. But the damage to the
mobile home was extensive. When Mr. Wheat came to take photographs,
the mobile home looked like this:
Appellee’s Supp. R. at 6, 9.
Given the appearance of the mobile home, the district court found
that it had “essentially burned to the ground.” R. vol. 1, at 211. Without
anything of value remaining, no one could continue to use the mobile home
for any purpose. See United States v. Metzger, 778 F.2d 1195, 1200 (6th
Cir. 1985) (rejecting the existence of a privacy interest in a vehicle that
had been “virtually demolished” by an explosion). Mr. Hernandez thus
lacked a reasonable privacy interest in the scene. So Mr. Wheat did not
violate the Fourth Amendment by entering without a warrant.
6. Disposition
We affirm the district court’s rulings and Mr. Hernandez’s
convictions.