United States v. Henry Floyd, Jr.

519 F.2d 1031, 1975 U.S. App. LEXIS 12718
CourtCourt of Appeals for the Fifth Circuit
DecidedSeptember 18, 1975
Docket74-3568
StatusPublished
Cited by27 cases

This text of 519 F.2d 1031 (United States v. Henry Floyd, Jr.) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Henry Floyd, Jr., 519 F.2d 1031, 1975 U.S. App. LEXIS 12718 (5th Cir. 1975).

Opinions

CLARK, Circuit Judge:

The question posed in this appeal is the applicability of North Carolina v. Pearce, 395 U.S. 711, 89 S.Ct. 2072, 23 L.Ed.2d 656 (1969) as it has been interpreted to date. Following Henry Floyd, Jr.’s successful collateral attack, he was reconvicted for the same offense by a jury. A second and different judge then ordered him imprisoned for a period longer than the sentence which had been initially imposed, and failed to specifically credit the time already served by Floyd on his first conviction. In imposing the more punitive sentence, the second judge specifically disavowed and affirmatively avoided any knowledge of the length of the earlier sentence. Notwithstanding this prophylactic action, the second sentencing judge has run afoul of Pearce’s rule. We remand for resentencing.

Following his plea of guilty to charges of two separate sales of heroin, Henry Floyd, Jr., was sentenced by United States District Judge J. Foy Guin to ten years imprisonment plus a special parole term of three years under 21 U.S.C. § 841(b)(1)(A).1 On Floyd’s 28 U.S.C. § 2255 petition, Judge Guin ordered Floyd’s sentence vacated since Floyd had not been advised of the special parole term prior to acceptance of the plea. After Judge Guin withdrew Floyd’s guilty plea and entered a plea of not guilty, Floyd was accorded a jury trial before United States District Judge Clarence W. Allgood. The jury found him guilty on both counts and Judge All-good sentenced him to fifteen years imprisonment and a special parole term of three years on each count, to run concurrently.2

Floyd and his attorneys 3 raise several issues on appeal which we find to be without merit.4 Only the application of North Carolina v. Pearce warrants discussion.

Floyd argues that his higher reconviction sentence violated both rules of [1033]*1033Pearce. First, the judge failed to base his action on objective information of identifiable conduct by Floyd occurring after the time of the original sentence in order to justify the stiffer sentence. Second, the judge failed to give him credit for the time he had already served on his first sentence.

Judge Allgood’s relevant comments at sentencing were as follows:

Well, I have, as I told you in chambers, in this particular case as I do in all cases in determining punishment I talked pretty freely with the defense counsel, District Attorney, Probation Officer. I read the pre-sentence report and need all the help I can get. It’s not a pleasant duty for a judge to have to sentence anybody to the penitentiary, however, it’s the duty that he does have.
In considering what sentence I was going to impose in this case, I have specifically asked and told everybody that I did not want to know anything about the circumstances in connection with his plea before another judge in this court. I understand and all I know about it is that he entered a plea of guilty and that it was later set aside. The fact that he has stood trial in no way influences my sentence and my thinking of what sentence he. should receive, because every man has a right to trial and I sure don’t ever get mad at anybody for going to trial.
I’m basing my decision as to the sentence in this case on what I have done in similar cases in the past, on the evidence that was presented to me here in this courtroom and on the offense, what it was, purely and simply.

Absent vindictiveness or the possibility of vindictiveness, more severe sentences imposed following reconviction are constitutionality valid. Chaffin v. Stynchcombe, 412 U.S. 17, 29, 93 S.Ct. 1977, 1984, 36 L.Ed.2d 714 (1973); Colten v. Kentucky, 407 U.S. 104, 116, 92 S.Ct. 1953, 1960, 32 L.Ed.2d 584 (1972); North Carolina v. Pearce, 395 U.S. 711, 723, 89 S.Ct. 2072, 2079, 23 L.Ed.2d 656 (1969).

Blackledge v. Perry, 417 U.S. 21, 27, 94 S.Ct. 2098, 2102, 40 L.Ed.2d 628 (1974), most recently reaffirmed this principle thus:

The lesson that emerges from Pearce, Colten and Chaffin is that the Due Process Clause is not offended by all possibilities of increased punishment upon retrial after appeal, but only by those that pose a realistic likelihood of “vindictiveness” . . . The question is whether the opportunities for vindictiveness in this situation are such as to impel the conclusion that due process of law requires a rule analogous to that of the Pearce case.

Blackledge reiterated the holding of Pearce as follows:

The rationale of our judgment in the Pearce case, however, was not grounded upon the proposition that actual retaliatory motivation must inevitably exist. Rather, we emphasized that “since the fear of such vindictiveness may unconstitutionally deter a defendant’s exercise of the right to appeal or collaterally attack his first conviction, due process also requires that a defendant be freed. of apprehension of such a retaliatory motivation on the part of the sentencing judge.” 395 U.S. at 725, 89 S.Ct. at 2080.

417 U.S. at 28, 94 S.Ct. at 2102. Where a realistic likelihood of vindictiveness exists, Pearce lays down this requirement:

In order to assure the absence of such a motivation, we have concluded that whenever a judge imposes a more severe sentence upon a defendant after a new trial, the reasons for his doing so must affirmatively appear. Those reasons must be based upon objective information concerning identifiable conduct on the part of the defendant occurring after the time of the original sentencing proceeding. And the factual data upon which the increased sentence is based must be made part of the record, so that the constitutional legitimacy of the increased sentence may be fully reviewed on appeal.

395 U.S. at 726, 89 S.Ct. at 2081.

[1034]*1034The meaning of Pearce for today’s case must take into account that the second sentencing judge in Pearce was a different judge from the first sentencing judge.5 But here, unlike Pearce, the record shows that the second sentencing judge affirmatively avoided knowledge of the original sentence. Such lack of knowledge is clearly probative of an absence of actual vindictiveness. However, the broader question we face is whether, in and of itself, such intentional insulation (together with the judge’s independent basis for his more severe sentence) so negates the possibility of vindictiveness as to render unnecessary Pearce’s prophylactic showing that subsequent conduct was the basis for the increase.

In Chaffin v. Stynchcombe,

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Bluebook (online)
519 F.2d 1031, 1975 U.S. App. LEXIS 12718, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-henry-floyd-jr-ca5-1975.