United States v. Henderson

646 F.3d 223
Procedural entryThis page is a short order in United States v. Henderson. Read the opinion of the Court — 636 F.3d 713
Court of Appeals for the Fifth Circuit·Decided December 15, 2011·No. 10-30571·Published

Opinion

665 F.3d 160 (2011)

UNITED STATES of America, Plaintiff-Appellee,
v.
Armarcion D. HENDERSON, Defendant-Appellant.

No. 10-30571.

United States Court of Appeals, Fifth Circuit.

December 15, 2011.

Cristina Walker, Robert Watts Gillespie, Asst. U.S. Attys., Shreveport, LA, for Plaintiff-Appellee.

Patricia Ann Gilley, Gilley & Gilley, Shreveport, LA, for Defendant-Appellant.

Before SMITH, SOUTHWICK and GRAVES, Circuit Judges.

PER CURIAM:

The court having been polled at the request of one of the members of the court, and a majority of the judges who are in regular active service and not disqualified not having voted in favor (FED. R.APP. P. 35 and 5TH CIR. R. 35), the petition for rehearing en banc is DENIED.

In the en banc poll, 7 judges voted in favor of rehearing (Stewart, Dennis, Elrod, Southwick, Haynes, Graves, and Higginson), and 10 judges voted against rehearing (Jones, King, Jolly, Davis, Smith, Garza, Benavides, Clement, Prado, and Owen).

HAYNES, Circuit Judge, joined by DENNIS, Circuit Judge, dissenting:

I respectfully dissent from the court's decision to deny rehearing en banc. Two issues raised by the panel's opinion merit the full court's attention: (1) the nature of the error that can be corrected under Federal Rule of Criminal Procedure 35(a); and (2) the timing of when the "obviousness" of plain error is judged—at the time of the error or at the time of the appellate decision.

I.

On the first issue, while the panel cites the appropriate standard—"errors which *161 would almost certainly result in a remand of the case to the trial court for further action"—it applies this standard in a way that puts the opinion at odds with our own precedent, Watkins, and that of other circuits. Federal Rule of Criminal Procedure 35(a) provides that "[w]ithin 14 days after sentencing, the court may correct a sentence that resulted from arithmetical, technical, or other clear error." FED.R.CRIM.P. 35(a). The Advisory Committee's notes provide that "[t]he authority to correct a sentence under this subdivision is intended to be very narrow and to extend only to those cases in which an obvious error or mistake has occurred in the sentence, that is, errors which would almost certainly result in a remand of the case to the trial court ...." FED.R.CRIM.P. 35 advisory committee's note.[1]

The Advisory Committee's notes also explain that Rule 35(a) was intended to codify the results in United States v. Cook, 890 F.2d 672 (4th Cir.1989), and United States v. Rico, 902 F.2d 1065 (2d Cir.1990), subject to a more stringent time requirement (now 14 days) for correcting sentencing errors. FED.R.CRIM.P. 35 advisory committee's note; see also United States v. Ross, 557 F.3d 237, 239-41 (5th Cir.2009). In Cook, the appellate court upheld the district court's decision to amend a sentence that was not authorized under the sentencing guidelines as they existed at the time. 890 F.2d at 675. Similarly, in Rico, the Second Circuit upheld the district court's decision to correct a sentence that mistakenly applied a plea agreement. 902 F.2d at 1068. Thus, Rule 35(a) is intended to allow a district court to correct a sentence that was unlawful. See Cook, 890 F.2d at 675; Rico, 902 F.2d at 1068; FED.R.CRIM.P. 35 advisory committee's note. However, "[t]he subdivision is not intended to afford the court the opportunity to reconsider the application or interpretation of the sentencing guidelines or for the court simply to change its mind about the appropriateness of the sentence." FED.R.CRIM.P. 35 advisory committee's note.

Other than the panel's opinion, only one published Fifth Circuit case has addressed whether a Rule 35(a) motion can preserve error. See United States v. Watkins, 450 F.3d 184 (5th Cir.2006) (per curiam). In that case, the defendants filed a timely Rule 35(a) motion to raise their claim that application of a firearm adjustment to their sentences would violate their Sixth Amendment rights. Id. at 185. They had not raised that point of error before the district court announced their sentences. Id. Our court concluded that their Rule 35(a) motion was sufficient to preserve the error. Id.

In distinguishing Watkins, the panel looked beyond the facts set out in the Watkins opinion.[2] The underlying record in Watkins indicates that the defendants filed a Rule 35 motion because a Supreme Court case issued three days after their sentencing rendered their sentence unlawful. That Supreme Court opinion was issued during the period that the district court could have corrected its error under *162 Rule 35. The panel distinguished Watkins because here, the Supreme Court's opinion in Tapia v. United States, ___ U.S. ___, 131 S.Ct. 2382, 180 L.Ed.2d 357 (2011), was issued after the case had already been appealed and after the fourteen-day time period during which the district court could have corrected the error had expired. Watkins itself, however, made no such distinction, and I do not think it is appropriate to "go behind" the published opinion to introduce facts not therein expressly relied upon.

Several other circuits have indicated that Rule 35 permits a district judge to correct errors of law. See Cook, 890 F.2d at 675 (noting that the district court could correct a sentencing error because the original sentence "was not a lawful one"); Rico, 902 F.2d at 1068 (upholding a sentencing modification because the original sentence was an "illegal sentence"); United States v. Himsel, 951 F.2d 144, 147 (7th Cir.1991) (noting that "the district judge had authority to vacate [a defendant's] first sentence if that sentence was illegal"); United States v. Quijada, 146 Fed.Appx. 958, 971 (10th Cir.2005) (unpublished) (concluding that a mistake or violation of the law was clear error). The panel opinion represents a divergence (if not a split) from those cases, worthy of the full court's consideration.

Moreover, it would seem odd not to interpret "clear error" to mean "legal error." If the district court could not correct a legal error, Rule 35's "other clear error" would seem to have little meaning since "arithmetical" and "technical" are already listed. If this court concludes that "clear error" means "legal error," then the district court would have had the authority to correct Henderson's sentence at the time Henderson filed his Rule 35(a) motion. Even under the law as it existed at the time of Henderson's Rule 35(a) motion, Henderson's sentence would likely have been considered unlawful. Certainly, Tapia makes clear that it is. Additionally, this is not a situation where the district court would have simply "changed its mind" or made a different discretionary call about Henderson's sentence, as it could have found that the sentence originally imposed was unlawful under 18 U.S.C. § 3582(a).

Thus, practically speaking, it makes little sense not to construe Rule 35 to permit correction of legal errors within the 14 day period.

Free access — add to your briefcase to read the full text and ask questions with AI

United States v. Henderson, 646 F.3d 223 (5th Cir. 2011).

646 F.3d 223 (United States v. Henderson) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

Related

United States v. Hull
160 F.3d 265 (Fifth Circuit, 1998)
United States v. Wheeler
322 F.3d 823 (Fifth Circuit, 2003)
United States v. Garcia-Rodriguez
415 F.3d 452 (Fifth Circuit, 2005)
United States v. Watkins
450 F.3d 184 (Fifth Circuit, 2006)
United States v. Gonzalez-Terrazas
529 F.3d 293 (Fifth Circuit, 2008)
United States v. Jackson
549 F.3d 963 (Fifth Circuit, 2008)
United States v. Ross
557 F.3d 237 (Fifth Circuit, 2009)
United States v. Bishop
603 F.3d 279 (Fifth Circuit, 2010)
United States v. Darin Underwood
446 F.3d 1340 (Eleventh Circuit, 2006)
United States v. Olano
507 U.S. 725 (Supreme Court, 1993)
Johnson v. United States
520 U.S. 461 (Supreme Court, 1997)
Puckett v. United States
556 U.S. 129 (Supreme Court, 2009)
United States v. Quijada
146 F. App'x 958 (Tenth Circuit, 2005)
United States v. Oliver
630 F.3d 397 (Fifth Circuit, 2011)
United States v. Kim Graves
409 F. App'x 780 (Fifth Circuit, 2011)
United States v. Ziskind
491 F.3d 10 (First Circuit, 2007)
United States v. Crosgrove
637 F.3d 646 (Sixth Circuit, 2011)
United States v. Gonzalez-Aparicio
648 F.3d 749 (Ninth Circuit, 2011)
Tapia v. United States
131 S. Ct. 2382 (Supreme Court, 2011)
United States v. Henderson
646 F.3d 223 (Fifth Circuit, 2011)