United States v. Hardy

99 F.3d 1242, 1996 U.S. App. LEXIS 29141, 1996 WL 637746
CourtCourt of Appeals for the First Circuit
DecidedNovember 8, 1996
Docket95-1841
StatusPublished
Cited by27 cases

This text of 99 F.3d 1242 (United States v. Hardy) is published on Counsel Stack Legal Research, covering Court of Appeals for the First Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Hardy, 99 F.3d 1242, 1996 U.S. App. LEXIS 29141, 1996 WL 637746 (1st Cir. 1996).

Opinion

CYR, Circuit Judge.

Frederick Hardy challenges two sentencing rulings by the district court which successively denied him a downward adjustment for acceptance of responsibility and imposed an upward departure following his trial and conviction on three felony charges. We affirm the district court judgment.

I

BACKGROUND

A.The Offense of Conviction

On the evening of April 18, Í991, multiple gunshots rang out on the grounds of the Lenox Street Housing Development in Boston. Five Boston police officers in plain clothes, members of the Anti-gang Violence Unit, were on routine patrol at the time, and saw Raymond Moreno, Stephen Fernandes, and appellant Hardy run from the area where the shots had been fired. The officers gave chase on foot.' Just before submitting to arrest, Moreno handed a long, dark, cylindrical object to Hardy, who kept on running through the residential neighborhood adjacent to the housing development. Shortly after the officers overtook Hardy, but before he could be subjected to arrest, he tossed a loaded Browning .32 caliber semi-automatic pistol onto the ground.

Following Hardy’s arrest, the officers retraced his likely route from the shooting scene to the arrest scene and found a fully-loaded, sawed-off, twelve-gauge, double-barrel shotgun planted barrel-up in the backyard garden of a residence occupied by a family with three young children. Nearby, Fernandes was arrested while in possession of an unloaded Helwan 9 millimeter semiautomatic pistol, later confirmed to be the firearm discharged at the Lenox Street Housing Development site where the police first observed Hardy and two associates. Later, Hardy falsely denied knowing either Moreno or Fernandes, claimed to be living with his mother, and gave a false home address.

B. The Trial and First Appeal

Hardy was charged with being a felon in unlawful possession of a firearm, 18 U.S.C. § 922(g)(1), as well as unlawful possession of ammunition, id., and with possession of an unregistered firearm, 26 U.S.C. § 5861(d). As Hardy’s extensive criminal record included three violent felonies and one serious drug offense since 1985, the government gave notice that it intended to seek the mandatory minimum fifteen-year prison sentence authorized under the Armed Career Criminal Act (ACCA), 18 U.S.C. § 924(e); see also U.S.S.G. § 4B1.4. Following trial, Hardy was convicted and sentenced to 262 months in prison.

While Hardy’s first appeal was pending, this court held that a criminal defendant exposed to an ACCA sentencing enhancement may challenge any predicate state court conviction during his federal sentencing proceeding even though his state court remedies have never been exhausted. United States v. Paleo, 967 F.2d 7, 11-12 (1st Cir.1992). We accordingly remanded Hardy’s case to the district court for reconsideration in light of Paleo.

C. The First Remand and Second Appeal

On remand, the district court again imposed a 262-month prison term, after rejecting Hardy’s claim that his predicate state court convictions were invalid. United States v. Hardy, 829 F.Supp. 478 (D.Mass.1993). Hardy again appealed. Without reaching the sentencing claims, this court vacated Hardy’s federal convictions on the ground that the prosecution had made improper comments during closing argument at trial. United States v. Hardy, 37 F.3d 753 (1st Cir.1994).

D. The Second Remand and Sentencing

During the second remand, Hardy obtained a continuance and successfully challenged two of the predicate state court convictions. As he was no longer subject to the ACCA mandatory minimum sentence, he then pled guilty to all three federal charges.

At the resentencing, the district court began its guideline calculation with a base of *1245 fense level (BOL) pf 18, see U.S.S.G. § 2K2.1(a)(1) (Unlawful Receipt, Possession, or Transportation of Firearms or Ammunition) (1990), then adopted a revised presen-tence report (PSR) recommendation that Hardy not receive a two-level downward adjustment for acceptance of responsibility, see id. § 3E1.1. 1 The court set Hardy’s criminal history category (CHC) at III (6'points), by counting four unvacated prior convictions at one point each, see id. § 4A1.1, 2 and adding two points because Hardy was on probation at the time the offense of conviction was committed. The resulting guideline sentencing range (GSR) for Level 18, CHC III, was 33 to 41 months.

The district court decided to make an upward departure due to Hardy’s “ten-year history of grievous antisocial conduct,” citing eight reasons: (1) CHC III did not adequately reflect either the seriousness of Hardy’s past criminal conduct or the likelihood of recidivism; (2) only one month before the offense of conviction, Hardy had been arrested and charged with another “very serious offense” — his and Moreno’s shooting and attempted murder of a fourteen-year-old boy, Kenneth Walker, at the same Lenox Street Housing Development; (3) Hardy was on bail in the Walker case at the time he committed the offense of conviction; (4) Hardy had been arrested and charged with four violent felonies between 1985 and 1990, including kidnapping and assault and battery, which were not taken into account in the CHC III calculation since the state court charges had been dismissed; (5) Hardy’s two prior state court convictions for assault and battery against his girlfriend and another woman had been vacated, not because Hardy was not responsible for the criminal conduct underlying the convictions but due to procedural infirmities at trial; 3 (6) “the [two] weapons used ... in this federal case [a sawed-off shotgun and semi-automatic pistol] were particularly dangerous weapons”; (7) officers of the Anti-gang Violence Unit attested that the offense of conviction was part of a long series of violent drug-related offenses in the same neighborhood, committed by street gangs like the Columbia Point Dogs, of which Hardy, Moreno, and Fernandes were known members; and (8) the offénse of conviction occurred in an economically depressed neighborhood “where very vulnerable people live.”

The district court determined that even a full “horizontal” departure from Level 18, CHC III (33-41 months), to Level 18, CHC VI (57-71 months), would be inadequate to reflect these eight factors. Accordingly, the court determined upon a “vertical” upward departure as well, from Level 18, CHC VI (57-71 months) to Level 24, CHC VI (100-125 months). The court gauged its vertical departure through reference to the 121-151 month (Level 32, CHC I) GSR which would have been applicable to Hardy under the then-current (ie.,

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Bluebook (online)
99 F.3d 1242, 1996 U.S. App. LEXIS 29141, 1996 WL 637746, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-hardy-ca1-1996.