United States v. Doe

18 F.3d 41, 1994 U.S. App. LEXIS 4867, 1994 WL 74255
Court of Appeals for the First Circuit·Decided March 18, 1994·No. 92-2331·Published·Cited by 35 cases

Opinion

*43 BREYER, Chief Judge.

This appeal focuses upon the decision of the district court, when sentencing Arthur Doe, to depart from the Sentencing Guidelines. A jury found Doe guilty of possessing a gun after a previous felony conviction. 18 U.S.C. § 922(g)(1). The Sentencing Guidelines specified an imprisonment range of about two years (21 to 27 months). The district court, believing that the Guideline range did not adequately reflect Doe’s prior criminal record, departed and imposed a sentence of six years imprisonment instead. Doe now appeals. We find the departure lawful, and we affirm his sentence.

I

Background

This is Doe’s second sentencing appeal. The first time, the district court had found applicable a special “mandatory minimum” sentencing statute requiring the court to impose at least a fifteen year prison term upon “felons in possession” of a gun with three (or more) previous convictions for “violent felonies.” 18 U.S.C. § 924(e)(1) (emphasis added). In that earlier appeal, we focused upon one of Doe’s three earlier felony convictions, namely a 1984 conviction for being a “felon in possession” of a gun (a different and earlier instance of the present crime). We held that this particular felony — the “felon in possession” crime — is not itself a violent felony; hence the “mandatory minimum” statute did not apply. See United States v. Doe, 960 F.2d 221 (1st Cir.1992).

On remand, the district court properly referred to the 1989 Sentencing Guidelines (in effect in March, 1990, when Doe committed the crime) instead of the stricter (1991) version in effect at the time of Doe’s resentenc-ing. See United States v. Cousens, 942 F.2d 800, 801 n. 1 (1st Cir.1991). Under the 1989 Guidelines, the base offense level for the “felon in possession” crime was 12. U.S.S.G. § 2K2.1(a)(2). The Guidelines assigned a total of eight criminal history points for Doe’s earlier convictions. The result, offense level 12 at Criminal History Category TV, produced a Guideline sentencing range of 21 to 27 months. See U.S.S.G. ch. 5, pt. A (Table).

The court, after review of the presentence report and after argument at the sentencing hearing, decided that Doe’s ease was an unusual, rather than ordinary, case, in four respects:

1) At least one of Doe’s prior convictions, for armed bank robbery, was a particularly dangerous crime involving use of a gun.
2) Doe’s record revealed a history of serious, aggravated assaults.
3) Doe’s record revealed a history of committing crimes while he was free on bail awaiting trial (or the like).
4) At the time of his arrest for the present crime, Doe led the police on a high speed chase, endangering the fives of others.

In fight of these special features of the case, the court departed from the applicable guideline range (approximately two years) and instead imposed a prison term of six years. Doe now appeals this sentencing departure. 18 U.S.C. § 3742(a).

II

Standard of Review

The legal issues before us are typical of the kinds of issues raised in sentencing departure appeals. They concern (1) the grounds for departure, i.e., whether or not the circumstances are of a “kind or degree” upon which a district court “may appropriately” rely “to justify departure,” United States v. Diaz-Villafane, 874 F.2d 43, 49 (1st Cir.), cert. denied, 493 U.S. 862, 110 S.Ct. 177, 107 L.Ed.2d 133 (1989); and (2) whether the extent of the district court’s departure (from about two years to six) was “reasonable.” Id.; 18 U.S.C. § 3742(e)(3).

We explained our reviewing approach to these kinds of issues in Diaz-Villafane, 874 F.2d at 49, and in United States v. Rivera, 994 F.2d 942 (1st Cir.1993). Some district court decisions that a particular ease is unusual enough to warrant departure reflect sentencing experience of a sort one typically finds in district, not appellate, courts; in our view, the law provides the district court a degree of “leeway” in making those “kind or degree” judgments. Rivera, 994 F.2d at 951. Other departure decisions reflect a determi *44 nation of the purpose of, or an interpretation of the language in, a guideline or statute; in such cases, where a district court has no comparative expertise in resolving the “quintessentially legal” issue, an appellate court will review the district court’s determination independently. Id.

In this case, when we decide whether the district court gave proper legal reasons for departing, we shall apply one or the other of these standards of review, as appropriate. When we review the degree of departure for its “reasonableness,” we shall apply a “deferential” standard of review. Rivera, 994 F.2d at 950; Diaz-Villafane, 874 F.2d at 49-50.

Ill

Grounds for Departure

A

The Bank Robbery

The district court’s first reason for departing consisted of the nature of one of Doe’s earlier crimes. That crime was a bank robbery in daylight, committed with guns, that put employees and bystanders at risk of serious harm. The Guidelines assigned three criminal history points for this crime. But the district court, noting, among other things, Doe’s repeated use of guns, thought that it warranted more.

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United States v. Doe, 18 F.3d 41, 1994 U.S. App. LEXIS 4867, 1994 WL 74255 (1st Cir. 1994).

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