United States v. Guy Willard Tooker, Bao Tran, Roy John Scott and Robert C. Debrophy

957 F.2d 1209
CourtCourt of Appeals for the Fifth Circuit
DecidedMay 8, 1992
Docket91-2148
StatusPublished
Cited by8 cases

This text of 957 F.2d 1209 (United States v. Guy Willard Tooker, Bao Tran, Roy John Scott and Robert C. Debrophy) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Guy Willard Tooker, Bao Tran, Roy John Scott and Robert C. Debrophy, 957 F.2d 1209 (5th Cir. 1992).

Opinions

PATRICK E. HIGGINBOTHAM, Circuit Judge:

Guy Tooker, John Scott, Bao Tran, and Robert DeBrophy appeal convictions for conspiracy to violate the Trading with the Enemy Act, contending that there was insufficient evidence. We affirm.

I.

This case arises out of the Customs Service’s investigation of an alleged conspiracy of appellants and others to purchase rice from Vietnamese nationals in violation [1211]*1211of the Trading With the Enemy Act, 18 U.S.C. § 371 and implementing federal regulations. Bao Tran, Khanh Cong Tang, Binh Yinh Tran, Tooker, DeBrophy, and Scott, were charged in a two-count indictment with conspiring to violate the TWEA and its substantive violation. All the defendants moved for and received a judgment of acquittal on the substantive count at the end of the government’s case in chief.

During deliberation, at the jury’s request the judge gave additional instruction on the relevance of ignorance of the law to the verdict. The jury reached a partial verdict as to Tang, DeBrophy, Scott, and Tooker. The jury then requested further instruction on the definition of “willful” action under TWEA. The court again instructed the jury that the defendant “must know what the law forbids” in order to have the intent necessary for conviction under TWEA. Following this instruction, the jury convicted Tran. The jury acquitted Binh Vinh Tran on all counts.

Tran was sentenced to 90 days followed by two years of supervised release. Took-er received one year in prison, two years of supervised release, and a $100,000.00 fine. Scott and DeBrophy each received three years probation.

II.

Bao Tran and Khanh Cong Tang ran a trading company called Intercontinental Trading. The Customs Service began an undercover investigation of Intercontinental Trading in October, 1989. As part of this investigation, the Customs Service set up an office purporting to be a commodity trading company called “Charter Trading” and assigned an agent, Greg Gessner, to hold himself out as Charter Trading’s “representative.” Through an informant, Charter Trading began negotiations with Intercontinental Trading, purportedly for purchasing products from Vietnam.

The investigation produced 24 tape-recorded or videotaped interviews between the agent and defendants from a five-month period between December 11, 1989 and April 20,1990. The first recorded conversation was on December 11, 1989, when Gessner first telephoned Intercontinental Trading, and the last on April 17, 1990. Gessner and Tang met on December 13, 1989, to discuss Gessner’s proposed transaction in more detail. Tang proposed to sell rice to Gessner through a company run by DeBrophy called “MEAMCO.” Gessner expressed interest in this transaction. On December 14, DeBrophy sent Gessner a memorandum describing Vietnamese rice and proposing to ship such rice to Gessner beginning in December, 1989. DeBrophy stated in the memorandum that “our man is in Saigon” to arrange the transaction. At a later telephone interview, when Gess-ner asked whether the country of the rice’s origin would be reflected on the shipments, DeBrophy explained that the Vietnamese rice was mixed with Thai rice and was shipped to the United States as “Thai rice.”

On January 4, 1990, Gessner met at Charter Trading’s “office” with Tang and with Tooker, the owner of Bob’s Pawn Shop. Tooker was described as the “financier” of the transaction. Tooker stated that he would not go to Vietnam because he believed that “it was against the law for an American to go to Vietnam.” In response, Gessner stated:

“To be technically accurate here, I think that it’s against federal law to ... be negotiating this kind of deal. That’s why I want to be very careful about this.”

Later in the meeting, Tooker stated that Gessner could pay for the goods with gold, and gold could be sent to and sold in Hong Kong, so that the “gold would not have to go to Vietnam.”

Gessner telephoned Tooker on January 18. Tooker then complained that he had not yet turned a profit on the deal, despite his investment of $65,000.00.

Gessner met again with Tang and Tooker at Charter Trading on January 24. Gess-ner expressed for a second time the danger of being detected while dealing with the government of Vietnam. Tooker stated that they were “protected” because they were not actually selling anything but rather were simply middlemen arranging a sale. Moreover, he stated that they were not dealing with the government of Vietnam, because all the planes “have been [1212]*1212going to Hong Kong.” Tang again reassured Gessner that his visit to Vietnam would not show up on his passport. At the close of the meeting, Tooker warned the other participants not to discuss the transaction around strangers.

Tang, Tooker, and Gessner met for a third time on January 25. At this meeting, Tooker asked Gessner if he was actually working for the C.I.A. When Gessner replied that he was not an undercover agent and was not trying to “set them up”, Tang stated that, even if Gessner was working with the C.I.A., Tang was “glad to deal with [him].”

Gessner began negotiations with Tran on January 26 by telephoning him in Vietnam where he remained until March 13. Gess-ner faxed Tran a list of questions to which he responded in writing by stating that the transactions would involve high Vietnamese government officials and that Gessner need not get his passport stamped when visiting Vietnam.

During telephone conversations with Gessner in February, Tooker and DeBro-phy discussed arrangements to prevent Gessner from having contact with Vietnam. Tooker stated that Gessner would not be going to Vietnam, but rather to Thailand. Gessner replied that he understood Toolcer’s statement to mean that “I won’t show anything else on my passport.” DeBrophy also stated that “If the U.S. government don’t [sic] like ... Royal Columbia doing any business with the Vietnamese, we can get Royal Columbia registered in Columbia to do business. No problem.” Royal Columbia was the name of a business with which DeBrophy and Scott were affiliated.

Soon after these conversations, Gessner received a letter of intent from DeBrophy that referred to the purchase of “Basmati rice.” The letter was signed by DeBrophy and Scott, DeBrophy’s partner. On February 23, Gessner met with Scott, DeBrophy, and Tooker at DeBrophy’s office to discuss the proposed contract. This is the only meeting at which Scott and Gessner were both present. During this meeting, Gess-ner mentioned the TWEA by name for the first time, stating that “technically we are in violation of [TWEA]” simply by negotiating the transaction.

In response, the three defendants present stated that they believed that U.S. relations with Vietnam would soon be normalized such that it would soon be legal to transact business with Vietnam nationals. All three expressed some reluctance to go forward with the transaction until relations with Vietnam were “normalized.” Scott expressed his desire to wait until business with Vietnam was “legitimate.” DeBrophy stated that he would not sell rice until normalization, because he did not wish to get involved in “sub rosa stuff.” Tooker stated that “he would not want to do anything if I thought I’d get in trouble.”

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Cite This Page — Counsel Stack

Bluebook (online)
957 F.2d 1209, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-guy-willard-tooker-bao-tran-roy-john-scott-and-robert-c-ca5-1992.