United States v. Gerena

667 F. Supp. 911, 1987 U.S. Dist. LEXIS 13732
District Court, D. Connecticut·Decided July 7, 1987·No. Crim. H-85-50 (TEC)·Published·Cited by 17 cases

Opinion

RULING ON THE DEFENDANTS’ JOINT MOTION FOR CLARIFICATION ON THE ISSUE OF THE APPLICABILITY OF FIRST CIRCUIT LAW TO THE DEFENDANTS’ TITLE III CLAIMS, OR IN THE ALTERNATIVE, FOR RECONSIDERATION

CLARIE, Senior District Judge.

On February 4, 1987, this Court ruled that “the law of the First Circuit governs with regard to the defendants’ motions concerning the legality of the Government’s electronic surveillance operations conducted in Massachusetts and Puerto Rico.” Ruling, p. 15. 1 The defendants have moved for reconsideration of this determination. The Court has carefully considered the defendants’ arguments, but finds that there is no sound basis for the claim that the Court’s ruling was in error.

The defendants also press for a clarification of the Court’s decision, and specifically seek a determination that the ruling does not apply to certain categories of Title III claims, more particularly, those involving issues of sealing. The defendants’ motion for clarification is granted. The Court herein elaborates on the findings in its earlier opinion. The Court concludes, however, that the defendants are not entitled to their request that post-interpection procedures be governed exclusively by the law of the forum, or that the forum apply its own exclusionary standards in the event of a finding that, under nonforum law, the evidence is tainted by illegality.

Facts

Following the October 30, 1983 rocket attack on the United States Courthouse and Federal Building at Hato Rey, Puerto Rico, federal law enforcement officials sought authorization to electronically monitor the conversations and activities of several of the defendants in this case. The Government sought authorization believing that the targeted individuals were involved in the attack. On April 27, 1984, Chief Judge Perez-Gimenez signed an order authorizing federal agents to electronically intercept oral and wire communications at three separate locations: 3384 Levittown Boulevard, Levittown, Puerto Rico; the three public telephones located across the street from the Levittown location; and apartment Ilk, Condominium Los Frailes, located on Road # 833, at the intersection of Paz Gránela, Guaynabo, Puerto Rico. Following these initial electronic interceptions, the Government expanded its surveillance activities to include other locations in Puerto Rico and elsewhere. As a result of these efforts, the Government gathered a large quantity of information about the defendants’ criminal activities, and it is now the Government’s claim, as set forth in the pending superceding criminal indictment, that each of the defendants participated in various illegal activities associated with the September 12, 1983 robbery of the Wells Fargo Depot in West Hartford, Connecticut.

*913 Since the bank robbery occurred in Connecticut, the Government has chosen to prosecute the defendants in this jurisdiction. The surveillance operations themselves, however, (with one exception) were conducted at various locations within the jurisdiction of the First Circuit. The defendants have filed a number of motions challenging the legality of the Government’s surveillance activities on several grounds. Specifically, they challenge, among other things, 1) the applications submitted by the Government to obtain authorization for the surveillance, 2) the procedures used by the supervising court in reviewing the surveillance requests, 3) the Government’s methods of conducting the surveillance, and 4) the Government’s methods of handling and preserving various items of evidence obtained in the course of the surveillance.

The defendants claim that the issues they have raised are governed by the precedent law of the Second Circuit, since Connecticut is the forum jurisdiction in which the trial is scheduled to take place. The Government, on the other hand, argues that the law of the First Circuit should control, since the electronic surveillance at issue occurred in Puerto Rico and Massachusetts under the supervision of the federal courts located there. The Court adheres to its prior finding that questions relating to electronic surveillance operations conducted within the First Circuit and supervised by its courts are governed by the laws of that jurisdiction. The Court reaffirms its previous ruling that if it should find that any material difference exists between the case law of the First Circuit and the case law of the Second Circuit with regard to the Title III issues raised, the Court will defer to First Circuit law.

Discussion

The precise choice-of-law issue raised here has not been ruled upon in this or any other circuit. Nevertheless, general language from the Court of Appeals for this circuit suggests that the governing law should be that of the place where the electronic surveillance occurred. United States v. Romano, 706 F.2d 370, 376 (2d Cir.1983); United States v. Cotroni, 527 F.2d 708, 711 (2d Cir.1975), cert. denied, 426 U.S. 906, 96 S.Ct. 2226, 48 L.Ed.2d 830 (1976). The only relevant First Circuit decision adopts the same position, stating that “the law that controls the legality of an interception is the law of the place wherein the interception takes place.” United States v. Bennett, 538 F.Supp. 1045, 1047 (D.Puerto Rico 1982) (emphasis in original). See United States v. Tirinkian, 502 F.Supp. 620, 627 (D.N.Dakota 1980), aff'd. United States v. Wentz, 686 F.2d 653 (8th Cir.1982) (the law of the point of interception governs the legality of the surveillance). But while these cases might appear to settle the question raised by the Government, a review of the facts of each demonstrates that they do not address the precise issue raised in the present controversy. Each involves the interception of international communications and a choice between the application of U.S. or foreign law in determining the legality of the surveillance. None discuss the precise issue of whether to apply the law of the forum jurisdiction over the law of the jurisdiction where the surveillance occurred when the two are different circuits within the United States. Accordingly, the lack of direct precedent renders this a case of first impression. Nevertheless, having carefully considered the fundamental policies embodied in the provisions of Title III; the realities of electronic surveillance litigation; the applicability of choice of law principles and their ability to shed some light on the present dilemma; and the relative benefits and disadvantages of various available alternatives, the Court finds that the lex loci approach applied in United States v. Romano, 706 F.2d at 376; United States v. Cotroni, 527 F.2d at 711; and United States v. Bennett, 538 F.Supp. at 1047, has application here, and furthermore, that it is the most logical and legally appropriate choice.

The defendants’ objections to the Court’s selection of the lex loci standard may be logically divided into three categories. First, the defendants deny that any legitimate conflict of law exists. They make *914

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