United States v. Gerena

677 F. Supp. 1266, 1987 U.S. Dist. LEXIS 13515, 1987 WL 33262
District Court, D. Connecticut·Decided November 16, 1987·No. Crim. H-85-50 (TEC)·Published·Cited by 11 cases

Opinion

MEMORANDUM OF DECISION ON CHALLENGE TO JURY SELECTION SYSTEM

CLARIE, District Judge.

The defendant, Jorge A. Farinacci-Gar-cia, on behalf of all defendants in this action, has moved to dismiss the indictment and stay the proceedings because the jury selection system presently utilized in two divisions of the District of Connecticut violates the Jury Selection and Service Act of 1968, 28 U.S.C. Sec. 1861 et seq., and the Fifth and Sixth Amendments to the United States Constitution. The gravamen of his complaint is that Hispanics and Puerto Ri-cans are underrepresented in the federal court on District of Connecticut grand and petit jury venires. He asks the Court to dismiss the superseding indictment handed down in the New Haven Division of the Court and to stay the proceedings presently in progress in the Hartford Division. For the reasons set forth below, the defendant’s motion to dismiss the indictment and stay said proceedings is DENIED.

I. BACKGROUND

A.

On March 21, 1986, a federal grand jury in the New Haven Division of the Court filed a superseding indictment, which charged Farinacci and fifteen of his original co-defendants with the same crimes as those set out in the prior indictment together with several additional offenses and included three additional defendants.

On November 8, 1985, defendant Fari-nacci-Garcia, on behalf of all the defendants, moved to dismiss the original indictment and stay these proceedings pursuant to 28 U.S.C. Sec. 1861, et seq. He also moved for discovery concerning jury selection procedures in the New Haven and Hartford Divisions pursuant to 28 U.S.C. Sec. 1867(f). The Court granted the defendant’s motion for discovery, thus giving him the opportunity to assemble and present such evidence which would tend to demonstrate that the jury selection system utilized in this District resulted in under-representation of Hispanics and Puerto Ri-cans in violation of relevant constitutional and statutory provisions.

On January 9,1987, the defendant moved for an evidentiary hearing on the still pending motion to dismiss the indictment and stay the proceedings. In support of said motion, the defendant initially relied upon the affidavit of Harvard University Professor Richard Levins. Prior to the hearing scheduled on his motion, however, the defendant conceded that the Levins affidavit did not set forth facts which would demonstrate a prima facie case of illegal under-representation on New Haven and Hartford Division juries. Accordingly, he requested a continuance to assemble corrected data. He now presents a new report by Dr. Alan E. Gelfand, a statistician from the University of Connecticut, which he claims demonstrates a prima facie case of unconstitutional discrimination with respect to the selection of petit and grand juries in the New Haven and Hartford Divisions of the United States District Court for the District of Connecticut.

*1268 On July 16, 1987, the Court held a hearing on the defendant’s challenge. See Transcript of Proceedings for July 16, 1987 (filed July 22,1987) (hereinafter referred to as “Transcript”). Prior to the defendant’s actual presentation of testimony in support of his motion, the Government argued that the defendant’s submissions did not demonstrate a prima facie case which would entitle him to an evidentiary hearing. Nevertheless, the Court allowed both parties to present testimony and evidence, with the express understanding that it would reserve its decision on the issue of whether the defendant had demonstrated a prima facie case which would, in fact, entitle him to a full evidentiary hearing. As discussed infra, the Court now finds that the defendant has not met his burden of presenting facts which, if accepted as true, demonstrate a prima facie case of impermissible discrimination or underrepresentation of Hispanics and Puerto Ricans on New Haven and Hartford Division grand and petit juries.

B.

According to the Jury Selection and Service Act of 1968,

[i]t is the policy of the United States that all litigants in Federal courts entitled to trial by jury shall have the right to grand and petit juries selected at random from a fair cross section of the community in the district or division wherein the court convenes. It is further the policy of the United States that all citizens shall have the opportunity to be considered for service on grand and petit juries in the district courts of the United States, and shall have an obligation to serve as jurors when summoned for that purpose.

28 U.S.C. Sec. 1861. To promote this policy, the judges of the District of Connecticut adopted the “Plan for Random Selection of Grand and Petit Jurors” (hereinafter referred to as the “Plan”). The Plan was originally adopted on June 21, 1968 and approved by the Reviewing Panel of the United States Court of Appeals for the Second Circuit on September 23, 1968. See Government’s Response in Opposition to Motion to Dismiss the Indictment (filed April 14, 1987) (incorporating the Plan as Exhibit B). Since 1968, the selection of grand and petit jurors in the District of Connecticut has been governed by this Plan. Subsequent amendments to the Plan have not materially altered its essential features. United States v. Ayala, Criminal No. H-84-16, Ruling on Defendant’s Motion to Quash the Indictment, slip op. at 2 (D.Conn. December 7, 1984) (Blumenfeld, J.).

Under the Plan, the District of Connecticut is divided into three geographic divisions, Hartford, New Haven and Bridgeport, for the purpose of jury selection. The Hartford Division consists of Hartford, Litchfield, Windham, and Tolland Counties. The New Haven Division consists of New Haven, New London, and Middlesex Counties. The only county in the Bridgeport Division is Fairfield County.

Title 28 U.S.C. Sec. 1863(b)(2) provides that any jury selection plan must “specify whether the names of prospective jurors shall be selected from the voter registration lists” and “shall prescribe some other source or sources of names in addition to voter lists where necessary to foster the policy and protect the rights secured by sections of 1861 and 1862 of this title.” When adopting the Plan, the Court found that “voter registration lists represent a fair cross-section of the populace of the District of Connecticut, and that it is not necessary to prescribe any other source or sources of names of prospective jurors...” Plan at sec. VI.

In each Division, potential jurors are selected at random. The random selection procedure is accomplished by selecting substantially one per cent of the names appearing on voter registration lists. To begin the selection, a starting number from 1 to 100 is drawn by lot in open court and that name is selected from each voter registration list. Thereafter, each 100th name is draw. Thus, if the starting number drawn is 8, the 8th, 108th, 208th, etc. names are picked from each voter registration list.

*1269 The selected names are then placed in the Master Jury Wheel. The Master Jury Wheel is compiled every four years; the current Master Jury Wheels for all three divisions were compiled in 1985. See Transcript at 157; Plan at sec. X.

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United States v. Gerena, 677 F. Supp. 1266, 1987 U.S. Dist. LEXIS 13515, 1987 WL 33262 (D. Conn. 1987).

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