United States v. Francisco Nolasco

926 F.2d 869, 91 Daily Journal DAR 1969, 91 Cal. Daily Op. Serv. 1182, 1991 U.S. App. LEXIS 2242, 1991 WL 17288
CourtCourt of Appeals for the Ninth Circuit
DecidedFebruary 15, 1991
Docket88-1156
StatusPublished
Cited by35 cases

This text of 926 F.2d 869 (United States v. Francisco Nolasco) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Francisco Nolasco, 926 F.2d 869, 91 Daily Journal DAR 1969, 91 Cal. Daily Op. Serv. 1182, 1991 U.S. App. LEXIS 2242, 1991 WL 17288 (9th Cir. 1991).

Opinions

FARRIS, Circuit Judge:

This en banc appeal calls for reconsideration of our rule establishing the circumstances under which it is reversible error for a district court to refuse to define “reasonable doubt” to the jury.

I. BACKGROUND

Francisco Nolasco, an illegal alien, was convicted on 19 counts of harboring illegal aliens in violation of 8 U.S.C. § 1324(a)(1)(C). Nolasco appealed the district court’s refusal to define the term “reasonable doubt” to the jury. In United States v. Witt, 648 F.2d 608 (9th Cir.1981), we held that the decision whether to give a supplemental instruction defining “reasonable doubt” was within the sound discretion of the district court. We subsequently qualified that discretion in United States v. Wosepka, 757 F.2d 1006 (9th Cir.), modified, 787 F.2d 1294 (1985), where we held that a trial judge committed reversible error by incorrectly defining reasonable doubt in a case involving complicated issues. The panel that initially considered the appeal in this case interpreted Wosepka to require a reasonable doubt definition in [871]*871every case of “any complexity. United States v. Nolasco, 881 F.2d 678, 679 (9th Cir.1989). Finding this case to be relatively simple and uncomplicated, the panel held that the district court did not abuse its discretion. We accepted the matter for en banc review because of our concern that Wosepka imposed a rule that is difficult of application. Although Wosepka reached what we believe to be a correct result, we overrule so much of the rationale of that decision as distinguishes simple from complex cases. In so doing, we return the circuit to the rule set forth in Witt.

II. DISCUSSION

The requirement that a criminal charge must be proven beyond a reasonable doubt is “indispensable, for it ‘impresses on the trier of fact the necessity of reaching a subjective state of certitude of the facts in issue.’ ” In re Winship, 397 U.S. 358, 364, 90 S.Ct. 1068, 1072, 25 L.Ed.2d 368 (1970). The reasonable doubt standard gives substance to the presumption of innocence and instills confidence in the community that the innocent will not be condemned. Id. at 363-64, 90 S.Ct. at 1072-73. A defendant in a criminal case therefore has a constitutional right to have the jury instructed that guilt must be established beyond a reasonable doubt. United States v. Rhodes, 713 F.2d 463, 471 (9th Cir.), cert. denied, 464 U.S. 1012, 104 S.Ct. 535, 78 L.Ed.2d 715 (1983).

Because of the importance of understanding precisely what the words “reasonable doubt” mean as a legal standard, counsel for criminal defendants frequently request a further definition of those terms. At a minimum, the instructions to the jury must “as a whole, fairly and accurately convey the meaning of reasonable doubt.” United States v. Clabaugh, 589 F.2d 1019, 1022 (9th Cir.1979). Courts have struggled to articulate a clear and unambiguous definition of the term “reasonable doubt.” Several circuits have held that the phrase is one of common usage and acceptance, requiring no definition beyond the language itself. See United States v. Olmstead, 832 F.2d 642, 646 (1st Cir.1987), cert. denied, 486 U.S. 1009, 108 S.Ct. 1739, 100 L.Ed.2d 202 (1988); United States v. Lawson, 507 F.2d 433, 442-43 (7th Cir.1974), cert. denied, 420 U.S. 1004, 95 S.Ct. 1446, 43 L.Ed.2d 762 (1975); Murphy v. Holland, 776 F.2d 470, 475 (4th Cir.1985) (term has “self-evident meaning comprehensible to the lay juror”), vacated on other grounds, 475 U.S. 1138, 106 S.Ct. 1787, 90 L.Ed.2d 334 (1986). The Supreme Court has noted that “[attempts to explain the term ‘reasonable doubt’ do not usually result in making it any clearer to the minds of the jury.” Holland v. United States, 348 U.S. 121, 140, 75 S.Ct. 127, 138, 99 L.Ed. 150 (1954) (quoting Miles v. United States, 103 U.S. 304, 312, 26 L.Ed. 481 (1880)). The Holland Court nevertheless suggested that an acceptable definition would define reasonable doubt as “the kind of doubt that would make a person hesitate to act.” Id.

The challenge confronting a court that would define reasonable doubt is to avoid language that may “mislead the jury into finding no reasonable doubt when in fact there was some.” Id. Numerous attempts to define reasonable doubt have resulted in reversible error or otherwise unacceptable deviations from the “hesitate to act” language. See Cage v. Louisiana, — U.S. -, 111 S.Ct. 328, 112 L.Ed.2d 339 (1990) (reversing conviction equating reasonable doubt with “grave uncertainty” and “actual substantial doubt”); Monk v. Zelez, 901 F.2d 885, 889-90 (10th Cir.1990) (reversing conviction where reasonable doubt defined as “a substantial honest, conscientious doubt”); United States v. Campbell, 874 F.2d 838, 843 (1st Cir.1989) (warning that defining reasonable doubt as “ ‘a fair doubt’ could impose a lesser burden on the prosecution”). We have generally warned against significant departure from the “hesitate to act” language, see United States v. Robinson, 546 F.2d 309, 313-14 (9th Cir.1976), cert. denied, 430 U.S. 918, 97 S.Ct. 1333, 51 L.Ed.2d 597 (1977), although we have upheld the use of other definitions. E.g., id. (not reversible error to define burden as evidence upon which juror would be “willing to act” on vital matters); United States v. Bustillo, 789 F.2d 1364, 1368 (9th Cir.1986) (“firmly con[872]*872vinced” and “real possibility” language did not constitute plain error). Cf. Ninth Circuit Model Criminal Jury Instructions No. 3.03 (1989) (adopting “firmly convinced” language).

We recognized the difficulty of defining reasonable doubt in United States v. Witt, 648 F.2d 608 (9th Cir.1981), where we held that a district court’s refusal to define reasonable doubt was not reversible error. We stated that “[although a proper definition is always appropriate, the decision whether to define reasonable doubt should be left to the court’s discretion.” Id. at 610-11 (footnote omitted).

In United States v. Wosepka,

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926 F.2d 869, 91 Daily Journal DAR 1969, 91 Cal. Daily Op. Serv. 1182, 1991 U.S. App. LEXIS 2242, 1991 WL 17288, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-francisco-nolasco-ca9-1991.