United States v. Vincent Meo

15 F.3d 1093, 1994 U.S. App. LEXIS 6717, 1994 WL 12340
CourtCourt of Appeals for the Ninth Circuit
DecidedJanuary 18, 1994
Docket92-10197
StatusPublished
Cited by1 cases

This text of 15 F.3d 1093 (United States v. Vincent Meo) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Vincent Meo, 15 F.3d 1093, 1994 U.S. App. LEXIS 6717, 1994 WL 12340 (9th Cir. 1994).

Opinion

15 F.3d 1093
NOTICE: Ninth Circuit Rule 36-3 provides that dispositions other than opinions or orders designated for publication are not precedential and should not be cited except when relevant under the doctrines of law of the case, res judicata, or collateral estoppel.

UNITED STATES of America Plaintiff-Appellee,
v.
Vincent MEO Defendant-Appellant.

No. 92-10197.

United States Court of Appeals, Ninth Circuit.

Submitted Nov. 5, 1993.*
Decided Jan. 18, 1994.

Before: KOZINSKI, O'SCANNLAIN, Circuit Judges, and THOMAS S. ZILLY, District Judge.**

MEMORANDUM***

Vincent Meo timely appealed his conviction and sentence for bankruptcy fraud, and moved for correction of the record on appeal. We deny the motion to correct the record and AFFIRM the district court's conviction and sentence.

FACTS

In early 1984, appeallant Vincent Meo established All American Recreational Vehicles (AARV), a dealership engaged in renting and selling recreational vehicles and motorhomes (RVs). Mr. Meo served as president of the corporation. Two RV companies, Winnebago and Fleetwood, had financing agreements with Mr. Meo and AARV under which those companies would provide RVs to AARV and would then be paid the wholesale invoice price of the RVs when AARV sold the vehicles.

By late 1985, AARV began experiencing financial problems, and sold several RVs without making payment to Winnebago or Fleetwood. In early December, 1985, Mr. Meo, on behalf of AARV, filed for Chapter 11 bankruptcy. From December, 1985 until mid-May, 1986, Mr. Meo and AARV continued to make payments to Winnebago and ITT, Fleetwood's finance company, pursuant to the security agreements and the requirements of the bankruptcy court.

On May 27, 1986, John Hannah, Winnebago operations manager, ordered Robert Wilkie, a field auditor, to conduct an emergency audit of AARV. Wilkie determined that of the fifty RVs that were supposed to be at the lot, only nineteen vehicles remained. He was told that no one was available to speak about the missing RVs, and that there were no records available for the RVs. Reporter's Transcript ("RT") 236-242. Winnebago then obtained an order from the bankruptcy court, restraining AARV from selling or otherwise disposing of any of the proceeds of the sales of those vehicles. RT 135, 243. Mr. Wilkie returned to AARV on May 28, 1986, and found that two additional vehicles had been removed from the lot.

John Funk, an auditor for ITT, conducted an audit of the Fleetwood inventory at AARV on May 15, 1986, at which time all vehicles were there except one, for which ITT received payment shortly thereafter. However, when he returned to AARV on June 2, 1986, there were six vehicles missing that had not been paid for. RT 297-298. Mr. Funk testified that on June 2, 1986, there was no one at the lot or offices, and that the business appeared to be closed down.

On March 1, 1991, Vincent Meo was charged in an indictment with twenty-eight counts of bankruptcy fraud in violation of 18 U.S.C. Sec. 152. Each count charged that Mr. Meo, as agent of AARV and individually, intended to defeat the provisions of Title 11 of the bankruptcy laws by knowingly and fraudulently transferring and concealing from creditors the proceeds of sales of certain RVs. Each count of the indictment related to a separate RV.

Mr. Meo was tried before a jury. Lewis Evans, Mr. Meo's business partner and secretary-treasurer of AARV, testified that Mr. Meo told him just before the Memorial Day weekend in May of 1986 to "go home and not answer the phone--just trust me." RT 705. Evans further testified that he was unaware of the sales of RVs over the Memorial Day weekend and that, upon returning to AARV after the weekend, he determined that all of the records had been removed from the offices and that he was unable to "pull up" any financial information from the office computers. RT 706-707.

Wayne Hayes testified that he purchased eight new Winnebago RVs from AARV on May 23, 1986 and testified that Mr. Meo was the "closer" on the sales. RT 440. The RVs, with a total value of $196,000, were sold to Hayes for 60,000 shares of "Diogenes" stock and $3,302 in cash. Hayes testified that Mr. Meo had put a value of $3 per share on the stock. RT 442.

Albin Danell, an attorney for Diogenes, testified that he had sold Diogenes stock given to him to pay his legal fees for thirty-five cents per share. Michael Zink, an expert in "over-the-counter" stocks, testified that in May, 1986, the Diogenes stock certificates had a value of three to five cents per share. RT 564-65. Zink also testified that the conditions of sale and transfer of the stock had not been satisfied, so the stock certificates were of no value to AARV. RT 562-63.

Ralph Posey testified that he purchased six RVs from AARV on May 24, 1986, with a total value of $162,973.27, for 50,000 shares of Diogenes stock and $2,690 in cash. RT 480-484; Excerpt of Record ("ER") 7, Exhs. 20-25. Richard Hoemberg testified that he purchased three RVs for 30,000 shares of Diogenes stock and $1,722 cash. RT 538; ER 7, Exhs. 27-29.

Dale Peterson bought a new Winnebago RV on May 23, 1986, for $25,958.65, for which he traded in a 1983 Isuzu for a trade-in value of $19,900, and paid $6,000 in cash. Mr. Peterson testified that the Isuzu was not worth $19,900 and that he "got a very good deal." RT 614-616. Robert Forster purchased a Winnebago with a contract price of $41,096.53 from AARV on May 26, 1986. Mr. Forster testified that he received $36,500 on the trade-in of a 1983 Oldsmobile, paid $4,600 in cash, and got the "best deal he ever got." RT 631. Other witnesses testified about similar RV purchases using trade-ins of inflated value.

The jury returned a guilty verdict on Counts One through Twenty-One, Twenty-Three, and Twenty-Five through Twenty-Seven. On March 6, 1992, the defendant was sentenced to five years in prison on Count One and five years concurrent probation on the remaining counts.

Appellant Meo has challenged his conviction and sentencing on numerous grounds, none of which have merit.

ANALYSIS

1. Adequacy of jury instructions

A district court's formulation of jury instructions is reviewed for an abuse of discretion. United States v. Linn, 880 F.2d 209, 217 (9th Cir.1989). "Jury instructions are considered as a whole to determine if they are misleading or inadequate. However, whether a jury instruction misstated elements of a statutory crime is a question of law and is reviewed de novo." United States v. Spillone, 879 F.2d 514, 525 (9th Cir.1989), cert. denied, 498 U.S. 864, 116 L.Ed.2d 80, 112 S.Ct. 111 (1991).

In its preliminary instructions, the trial court instructed the jury that:

The indictment is simply a description of the charges against the defendant. The indictment is not proof of guilt or innocence.

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