United States v. James Joseph Owens

789 F.2d 750, 20 Fed. R. Serv. 807, 1986 U.S. App. LEXIS 25071
CourtCourt of Appeals for the Ninth Circuit
DecidedMay 12, 1986
Docket84-5015
StatusPublished
Cited by51 cases

This text of 789 F.2d 750 (United States v. James Joseph Owens) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James Joseph Owens, 789 F.2d 750, 20 Fed. R. Serv. 807, 1986 U.S. App. LEXIS 25071 (9th Cir. 1986).

Opinions

REINHARDT, Circuit Judge:

I. BACKGROUND

James Joseph Owens appeals his conviction under 18 U.S.C. § 113(a) for assault with intent to commit murder.

On April 12, 1982, Correctional Officer John Foster was brutally assaulted while on duty at the federal prison at Lompoc, California. The evidence at trial established that Foster’s attacker beat him repeatedly with a metal pipe. Foster sustained numerous injuries to his face, arms and hands as well as to his head. His injuries resulted in a profound loss of memory with respect to several events, including the attack itself.

On May 5, 1982, shortly before Foster left the hospital, he was questioned by FBI Agent Thomas G. Mansfield. Mansfield asked Foster who had assaulted him. Foster replied that it had been Owens, who was — and continues to be — a Lompoc inmate. Mansfield then displayed several photographs, including one of Owens, and Foster identified Owens’ picture.

At trial, Foster testified that he had little memory of the attack. He testified that he could only remember feeling an impact on his head and seeing blood on the floor, and that he had no memory of seeing his assailant. While the record indicates that Foster was visited in the hospital by many people, including his wife who visited daily, his only clear memory of any visit concerned the May 5th visit by Mansfield. Foster recounted Mansfield’s question as to who had attacked him and Mansfield’s request that he make the photospread identification, as well as his responses to Mansfield.

[753]*753On cross-examination, Foster reaffirmed his inability to recount the details of the attack. When asked if he remembered making any statements during his hospitalization, Foster testified that the only statements he remembered making were the statements of identification made to Mansfield. Defense counsel sought to refresh Foster’s recollection with certain hospital records indicating that while he was hospitalized Foster had alternately disclaimed knowledge of his attacker and attributed the assault to someone other than Owens. However, Foster was still unable to remember making any statements other than the ones to Mansfield. Similarly, Foster was unable to remember any visitors other than Mansfield, nor could he remember whether any of these visitors had suggested that Owens had been his assailant. Finally, Foster reaffirmed that he could “vivid[ly]” recall his statement to Mansfield and that at the time he made the statement, he knew why he had identified Owens. However, he was unable to remember any fact or reason that had caused him to state that Owens was the assailant.

On appeal, appellant’s principal challenge is to the district court’s admission of Foster’s out-of-court identifications of Owens, which he contends was erroneous on four separate grounds.1 First, Owens contends that since Foster had no recollection of his attacker, he lacked the personal knowledge required under Fed.R.Evid. 602 to testify to the identification. Second, Owens contends that Foster’s initial statement implicating Owens was not an identification of someone “made after perceiving him” within the meaning of Fed.R.Evid. 801(d)(1)(C), and was therefore improperly admitted. Third, appellant argues that Foster’s memory loss was such that he was not subject to cross-examination and therefore his testimony was inadmissible under Rule 801(d)(1)(C). Fourth, and related to his third contention, Owens argues that Foster’s near-complete memory loss resulted in a deprivation of Owens’ right to effective cross-examination in violation of the Sixth Amendment. Appellant would prevail under his challenge based on the Federal Rules of Evidence — the first three claims— if Foster’s testimony were held to be inadmissible under either Rule 602 or Rule 801(d)(1)(C).

II. THE CLAIMS UNDER THE FEDERAL RULES OF EVIDENCE

A. Standard of Review

The district court's construction of the Federal Rules of Evidence is a question of law subject to de novo review. United States v. McClintock, 748 F.2d 1278, 1287 (9th Cir.1984), cert. denied, — U.S. -, 106 S.Ct. 75, 88 L.Ed.2d 61 (1985). Questions of the admissibility of evidence which involve factual determinations, rather than questions of law, are reviewed for an abuse of discretion. Id. at 1291. When a mixed question of law and fact is presented, the standard of review turns on whether factual matters or legal matters predominate. If an “essentially factual” inquiry is present, or if the exercise of the district court’s discretion is determinative, then we give deference to the decision of the district court; otherwise, we conduct a de novo review. See United States v. McConney, 728 F.2d 1195, 1202-04 (9th Cir.) (en banc), cert. denied, — U.S. -, 105 S.Ct. 101, 83 L.Ed.2d 46 (1984).

B. Rule 602: “Personal Knowledge”

In relevant part, Fed.R.Evid. 602 provides that “[a] witness may not testify to a matter unless evidence is introduced sufficient to support a finding that he has personal knowledge of the matter.” Appellant contends that because Foster was incapable of remembering whether or not he saw his attacker he lacked the requisite personal knowledge to testify to the out-of-court identifications of Owens.

Before an out-of-court identification can satisfy the provisions of Rule 602, the [754]*754personal knowledge requirement must be applied twice. First, the witness, who testifies in the courtroom that a statement of identification was made out of court, must have personal knowledge as to the making of the out-of-court statement; he need not, however, have personal knowledge as to the events that were the subject of his statement. See Advisory Committee Note to Rule 602; 3 D. Louisell & C. Mueller, Federal Evidence § 260 at 40 (1979); 3 J. Weinstein & M. Berger, Evidence 1602[01] (1985); S. Saltzburg & K. Redden, Federal Rules of Evidence Manual 305 (3d ed. 1982). Second, the declarant who made the out-of-court statement must have had personal knowledge of the events that were the subject of his statement. 4 D. Louisell & C. Mueller, Federal Evidence § 415 at 95-96 (1980); McCormick on Evidence §§ 10, 18, 300 (3d ed. 1984); Advisory Committee Note to Rule 803; 2 J.H. Wigmore, Evidence § 670 (Chadbourn rev. ed. 1979); United States v. Lang, 589 F.2d 92, 98 (2d Cir.1978). In this case, unlike the normal situation, Foster is both the in-court witness and the out-of-court declarant.

Clearly, when Foster testified in court he had personal knowledge of the making of his statements of identification to Mansfield on May 5.

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Bluebook (online)
789 F.2d 750, 20 Fed. R. Serv. 807, 1986 U.S. App. LEXIS 25071, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-joseph-owens-ca9-1986.