United States v. Francisco Alvarez-Pineda

258 F.3d 1230, 2001 Colo. J. C.A.R. 3990, 2001 U.S. App. LEXIS 17350, 2001 WL 876784
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 3, 2001
Docket99-2313
StatusPublished
Cited by21 cases

This text of 258 F.3d 1230 (United States v. Francisco Alvarez-Pineda) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Francisco Alvarez-Pineda, 258 F.3d 1230, 2001 Colo. J. C.A.R. 3990, 2001 U.S. App. LEXIS 17350, 2001 WL 876784 (10th Cir. 2001).

Opinion

EBEL, Circuit Judge.

When sentencing Defendant Appellee Francisco Alvarez-Pineda (“Alvarez”) for various drug charges related to his being a “backpacker,” 1 the district court departed downward under United States Sentencing Guideline § 5K2.0 on the ground that Alvarez’s conduct was “aberrant behavior.” 2 *1233 The Government appeals the departure, arguing that the district court abused its discretion by departing without a sufficient basis in law or fact. We agree with the Government, and thus we REVERSE and REMAND for re-sentencing consistent with this opinion at such time as Alvarez’s presence is secured.

BACKGROUND

On January 15, 1999, drug smugglers recruited Francisco Alvarez-Pineda and eleven or twelve other Mexican citizens to carry marijuana in backpacks across the border from Mexico to the United States. After he was caught, Alvarez related that the smugglers offered to pay him between $400 and $700 for the trip. This is approximately four times Alvarez’s monthly income of $120, which he earned as a construction worker in Mexico.

At about 1 p.m. on January 17, 1999, United States Border Patrol agents noticed two individuals walking near the Mexico United States border in Hidalgo County, New Mexico. When the agents approached, the hikers attempted to hide in the brush. Assisted by a drug detection dog, the agents located the two individuals, one of whom was Alvarez, and discovered thirty-two bundles holding 443.49 kilograms of marijuana.

Both Alvarez and his co-defendant, Guillermo Nieblas Nava, told the agents that they and about ten to twelve others had been carrying the thirty-two bundles of marijuana, but the others fled when they were spotted by the Border Patrol agents. These statements are corroborated by the fact that two people would not be physically capable of carrying 443.49 kilograms (about 978 pounds) 3 of marijuana.

The Government charged Alvarez and his co-defendant with four counts of possessing and importing more than one hundred kilograms of marijuana. 4 ' Alvarez and his co-defendant offered to plead guilty, but Chief Judge John E. Conway of the District of New Mexico refused to accept their pleas on the ground that the Government was holding them responsible for the entire quantity of drugs found (443.49 kg) rather than merely the amount each man carried individually. The Government responded that it had offered Alvarez the maximum reductions available under the Sentencing Guidelines but that the Guidelines require that Alvarez be held responsible for the entire amount. See United States Sentencing Guidelines (“USSG”) § lB1.3(a)(l) & cmt. n. 2. Judge Conway replied, “[T]o stick these people with 975 pounds of marijuana is ridiculous .... Backpackers are simply different, and the sentencing-guideline people just don’t understand backpackers.”

After a two-day trial, Alvarez and his co-defendant were found guilty on all four counts. Judge Conway held a colloquy with the jurors after they returned their verdict, at which time he expressed his frustration at having to sentence back *1234 packers under the Sentencing Guidelines, and he asked the jurors for their reactions. When asked about his discretion in sentencing, Judge Conway responded, “[T]he government always takes me up [on appeal], and I’ve been reversed every time when I depart downward on these fellows, and the last time the circuit reversed me, they did it in no uncertain terms and said, Tou follow the law or else.’ ” Later in the discussion, Judge Conway continued in the same vein, “I don’t have any discretion. I’ve got to find unusual circumstances to depart either downward or upward, and they’re pretty hard to come by. I mean, first time, that’s taken into consideration. Remorseful, that’s all taken into consideration .... I can tell you I’m going to go down as far as I can, because I just feel that way.”

Subsequently, a federal probation officer prepared a Pre Sentence Report which included the following facts and conclusions:

(1) Alvarez had completed six years of formal education in Mexico;
(2) from 1991 to 1995, he worked at a Japanese seatbelt factory in Mexico, and from 1995 until his arrest in January 1999, he worked as a construction laborer for various contractors in Mexico;
(3) he had no prior criminal history, and thus his criminal history category was I;
(4) USSG § 131.3(a)(1) dictated that Alvarez was responsible for the entire quantity of 443.49 kg of marijuana (see also USSG § 1B1.3, cmt. n. 2 (“With respect to offenses involving contraband (including controlled substances), the defendant is accountable for all quantities of contraband with which he was directly involved and, in the case of a jointly undertaken criminal activity, all reasonably foreseeable quantities of contraband that were within the scope of the criminal activity that he jointly undertook.”));
(5) according to the Drug Quantity Table, USSG § 2D1.1(c)(6), Alvarez’s base offense level was 28, because he was accountable for between 400 and 700 kg of marijuana;
(6) Alvarez qualified for the two-level “safety-valve” reduction under USSG § 2Dl.l(b)(6) (cross-referencing § 5C1.2);
(7) he qualified for a four-level'reduction as a minimal participant under USSG § 3B1.2(a);
(8) he qualified for a three-level reduction for acceptance of responsibility under USSG § 3E1.1;
(9) the statutory minimum of five years under 21 U.S.C. § 841(b)(1)(B) did not apply because Alvarez met the criteria under 18 U.S.C. § 3553(f)(1)-(5);
(10) consequently, given Alvarez’s criminal history category of I and his offense level of 19, the sentencing range was from 30 to 37 months;
(11) Alvarez did not qualify for a downward departure under USSG § 5K2.0 because “the probation officer finds that based on the information available, there does not exist ... [a] mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines.”

Judge Conway, however, instructed the probation officer to file an addendum to the PSR stating that the court “intends to consider a downward departure pursuant to Section 5K2.0 of the Sentencing Guidelines.” The addendum noted “some of the factors which the Court may consider as a basis for downward departure: (1) This is a case of aberrant behavior as the defen *1235 dant has no prior history of transporting marijuana; (2) The defendant has no prior criminal record; (3) The defendant has a history of previously stable employment.”

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Bluebook (online)
258 F.3d 1230, 2001 Colo. J. C.A.R. 3990, 2001 U.S. App. LEXIS 17350, 2001 WL 876784, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-francisco-alvarez-pineda-ca10-2001.