United States v. Saenz

429 F. Supp. 2d 1081, 2006 U.S. Dist. LEXIS 13002, 2006 WL 740085
District Court, N.D. Iowa·Decided March 23, 2006·No. CR03-4089-MWB·Published·Cited by 5 cases

Opinion

MEMORANDUM OPINION AND ORDER REGARDING RESENTENCING

BENNETT, Chief Judge.

*1083 TABLE OF CONTENTS

I. THE CONTEXT OF SUBSTANTIAL ASSISTANCE DEPARTURES.1084

A. Sentencing In The Northern District Of Iowa.1084

1. The defendants.1084

2. The sentences.1084

B. Legal Standards For Substantial Assistance Departures.1087

1. Points of agreement .1088

2. The point of disagreement.1090

a. The legal flaw.1090

b. The factual flaw.1091

C. The Lessons From The Sentencing Report.1092

1. The range of “ordinary” substantial assistance departures.1092

2. The “reasonableness” of “starting in the middle”.1093

3. Reorientation of perceptions.1096

II. SAENZ’S RESENTENCING.1098

A. Background And Original Sentence.1099

B. The Decision On Appeal .1099

C. Proceedings On Remand.1100

1. Additional evidence.1100

2. Arguments of the parties.1102

D. Determination Of Sentence.1104

1. The appropriate procedure.1104

2. Determination of the Guidelines sentence.1105

3. “Reasonableness” of the Guidelines sentence.1107

4. Consideration of a non-Guidelines sentence.1108

III. CONCLUSION .1108

With some notable exceptions, the Eighth Circuit Court of Appeals has recently reversed and remanded several of my sentencing decisions on the ground that my downward departures in excess of 50 percent for “substantial assistance” pursuant to U.S.S.G. § 5K1.1 and 18 U.S.C. § 3553(e) were “unreasonable” and “excessive.” 1 This case represents one such reversal and is now before me on remand for resentencing. With all due respect, I write to express my profound disagreement with the Circuit Court’s rationale for this string of reversals. As a United States District Court Judge, I do recognize that I must faithfully and unflinchingly follow Circuit law, even when I disagree with it — as I do here. This is equally true whether the Circuit Court’s rationale is newly-minted, as I believe it is here, or based on long-standing, rock solid precedent, as it sometimes is in other contexts. I write this opinion expressing my specific disagreement with the Circuit Court’s position concerning the proper extent of substantial assistance downward departures on legal grounds as well as on the factual basis of data recently compiled by the United States Sentencing Commission to which the Circuit Court did not have access at the time that it reversed and re *1084 manded this and other cases in this string of reversals.

I. THE CONTEXT OF SUBSTANTIAL ASSISTANCE DEPARTURES

My major point of contention with this string of reversals is the notion expressed by the Circuit Court in some of its decisions that a 50 percent reduction for substantial assistance is “extraordinary.” There is, in my view, no basis for such a benchmark in federal statutory law, federal common law, the United States Sentencing Guidelines themselves, the realities of federal sentencing, or basic concepts of fairness, mercy, and justice. Indeed, recent data compiled by the United States Sentencing Commission demonstrate that labeling a 50 percent reduction for substantial assistance “extraordinary” is at odds with the facts and so deeply troubling that the Circuit Court should reevaluate its position. I will return to this point, in detail, below. However, I must first address some critical issues of context for sentencing generally and substantial assistance downward departures in particular.

A. Sentencing In The Northern District Of Iowa

1. The defendants.

First, I wish to point out the simple truth that most of the individuals I sentence in drug cases are drug addicts. More specifically, most are methamphetamine addicts-they are users and low level dealers who deal solely to support then-severe addiction. I can go a year sentencing only methamphetamine addicts with court-appointed C.J.A. lawyers rather than privately retained lawyers, because virtually all of the methamphetamine defendants that I have sentenced are impecunious as a result of their addiction. They are almost never drug “kingpins.” In my eleven-plus years of sentencing drug defendants, I have sentenced very few “kingpins.” The two most recent “kingpins” to appear in

my court received the death penalty for murders related to their drug trafficking. See, e.g., United States v. Johnson, 403 F.Supp.2d 721 (N.D.Iowa 2005); United States v. Honken, 381 F.Supp.2d 936 (N.D.Iowa 2005). As distinguished from the few “kingpins” to appear in my court, many “addict” defendants provide some assistance to the government in the prosecution of others. When the government moves for substantial assistance reductions, I try to provide reasonable reductions in light of the degree of substantial assistance actually provided.

2. The sentences

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United States v. Saenz, 429 F. Supp. 2d 1081, 2006 U.S. Dist. LEXIS 13002, 2006 WL 740085 (N.D. Iowa 2006).

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500 F.3d 756 (Eighth Circuit, 2007)
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429 F. Supp. 2d 1109 (N.D. Iowa, 2006)