United States v. James Collins

122 F.3d 1297, 1997 WL 437152
CourtCourt of Appeals for the Tenth Circuit
DecidedAugust 5, 1997
Docket96-5039
StatusPublished
Cited by130 cases

This text of 122 F.3d 1297 (United States v. James Collins) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. James Collins, 122 F.3d 1297, 1997 WL 437152 (10th Cir. 1997).

Opinion

TACHA, Circuit Judge.

Defendant James Collins pleaded guilty to one count of knowingly and intentionally distributing cocaine in violation of 21 U.S.C. § 841(a)(1) and was sentenced to 42 months imprisonment. On appeal, the government challenges the district court’s downward departure from the career offender guideline range. We exercise jurisdiction pursuant to 28 U.S.C. § 1291 and 18 U.S.C. § 3742. We affirm.

BACKGROUND

On September 19, 1995, at age 64, James Collins pleaded guilty to one count of knowingly and intentionally distributing 279.7 grams of cocaine in violation of 21 U.S.C. § 841(a)(1). The Presentence Investigation Report (PSR) concluded that Collins’s base offense level was 20, U.S.S.G. § 2Dl.l(e)(10) (at least 200 but less than 300 grams of cocaine), and recommended a three-level reduction for acceptance of responsibility, U.S.S.G. § 3E1.1. The PSR calculated that Collins had a criminal history category of IV. *1300 U.S.S.G. § 4A1.1. Under the Guidelines, an adjusted offense level of 17 and a criminal-history category of IV would have resulted in a range of 37-46 months.

The PSR also concluded, however, that Collins qualified as a career offender under U.S.S.G. § 4B1.1. He was over 18; the instant offense was a controlled substance offense; and Collins had two prior felony convictions for controlled substance offenses. In 1984, at age 53, Collins was arrested in Okmulgee County, Oklahoma, for possession of marijuana with intent to distribute. In 1986, fifteen months later, he pleaded guilty to that offense and received a five-year sentence with the balance suspended after nine months served. In 1991, at age 59, he was arrested in Phoenix, Arizona, for conspiring to sell and transport cocaine. He pleaded guilty and received six months imprisonment and seven years probation. 1 As a career offender, Collins’s adjusted offense level was 29 and his criminal-history category was VI, which resulted in a range of 151-188 months.

Prior to sentencing, Collins filed a motion for a downward departure on the basis that his career offender status “significantly over-represents the seriousness of [his] criminal history or the likelihood that the defendant will commit further crimes.” U.S.S.G. § 4A1.3, p.s. Collins set forth three grounds supporting a downward departure: (1) his age, (2) his ill health, and (3) a predicate conviction close to ten years prior to the instant offense resulting in a relatively lenient sentence. The government opposed the departure, arguing that Collins’s status as a career offender properly reflected the seriousness of his criminal history and that his age and health problems were not so extraordinary as to warrant a downward departure.

At the sentencing hearing, the district court granted Collins’s motion for downward departure, explaining its reasoning as follows:

The Court finds that Mr. Collins’[s] age in addition to his various infirmities including heart disease, high blood pressure, ulcers, arthritis, and prostatitis warrant a downward departure from the career offender category. Further it’s significant that the application of the career offender category effectively would change his sentence from a little more than three years ... to possibly life imprisonment....
The departure is based on two prongs under [U.S.S.G. §§ ] 4A1.3 and 5H1.1. Due to defendant’s age and infirmity the Court believes [a departure is] warranted because ... the categorization significantly over represents the likelihood that the defendant will commit future crimes. And secondly, because the resulting increase likely from three years ... to over 12 and a half years ... will likely have an effect of a degree not adequately taken into consideration by the sentencing commission.

App’t.App. at 71-72. The court also noted that Collins’s 1986 conviction was almost ten years old, adding that if “there had been a timely preliminary hearing and progress in the case, this matter may have resulted in a conviction prior to February 3, 1985, and thus would not have constituted a predicate offense under [U.S.S.G. § 4B1.1].” Id. at 72. In addition, the court found that Collins’s previous narcotics convictions were “minor offenses” for which his sentences were “relatively lenient.” Id.

In the Judgment entered on January 17, 1996, the district court clarified its reasons for granting Collins a downward departure:

The Court adopts the factual findings and guideline application in the presentenee report, except: The court finds that the defendant is not a career offender pursuant to U.S.S.G. § 4B1.1, as recommended in the presentence report.... The Court departs from the career offender category because it significantly over-represents the seriousness of defendant’s criminal history and the likelihood that the defendant will commit further crimes. U.S.S.G. §§ 4A1.3, 5K2.0. This finding is based on the following factual findings: the defendant is elderly and infirm, id. § 5H1.1, and one of the predicate offenses for the career offender categorization oc *1301 curred close to ten years prior to the instant offense, id. § 4A1.3. 2

App’t App. at 18. After departing from the career offender guideline range (151-188 months), the court imposed a sentence within the range that would have applied without the career offender enhancement (37-46 months).

On appeal, the government contends that the district court erred in departing downward from the career offender guideline because: (1) all of the factors upon which the district court relied were adequately taken into account by the Sentencing Commission, (2) the record does not support the district court’s finding that Collins’s career offender status overstates his criminal history and the likelihood that he will engage in further criminal activity, and (3) the departure of 109 months is unreasonable.

DISCUSSION

I.Departure Analysis After Koon

Because the Supreme Court’s recent decision in Koon v. United States, — U.S. -, 116 S.Ct. 2035, 135 L.Ed.2d 392 (1996), has altered our multi-step approach in reviewing departures, we begin by setting forth the general framework under which a district court may consider a departure and the role of appellate courts in reviewing a decision to depart. We then briefly discuss the respective roles of the district and appellate courts in the particular context of departures under U.S.S.G. § 4A1.3 from the career offender category. Finally, we apply this post-Aoora departure analysis to the case at hand.

A. Overview of Koon

1. The District Court’s Decision to Depart

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Bluebook (online)
122 F.3d 1297, 1997 WL 437152, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-james-collins-ca10-1997.