United States v. Ferguson

560 F.3d 1060, 2009 U.S. App. LEXIS 6860, 2009 WL 792485
CourtCourt of Appeals for the Ninth Circuit
DecidedMarch 27, 2009
Docket07-50096
StatusPublished
Cited by53 cases

This text of 560 F.3d 1060 (United States v. Ferguson) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ferguson, 560 F.3d 1060, 2009 U.S. App. LEXIS 6860, 2009 WL 792485 (9th Cir. 2009).

Opinion

GRABER, Circuit Judge:

Defendant Shane Robert Ferguson videotaped himself sexually molesting his four-year-old neighbor. The government indicted Defendant on one count of possession of child pornography and one count of production of child pornography. Defendant pleaded not guilty and insisted on representing himself at trial and sentencing. Throughout the pre-trial proceedings, Defendant exhibited bizarre behavior that befuddled everyone involved, including the district court. The district court several times expressed its desire to deny Defendant’s request to represent himself. But binding law at the time required the district court to allow self-representation because Defendant was mentally competent to stand trial. Noting that its hands were tied, the district court acquiesced. Other than making a small number of nonsensical motions at sentencing, Defendant did nothing at trial or sentencing. A jury convicted Defendant, and the district court sentenced him to the statutory maximum of 480 months’ imprisonment.

Today, we address the effect of the Supreme Court’s intervening decision in Indiana v. Edwards, — U.S. —, 128 S.Ct. 2379, 171 L.Ed.2d 345 (2008). In Edwards, the Court held that a different standard of mental competency applies when considering a defendant’s request for self-representation than when considering whether a defendant may be tried at all. Id. at 2386. We remand to the district court to determine whether, in light of Edwards, it would have made a different *1062 mental competency decision. On all other issues, we affirm.

FACTUAL AND PROCEDURAL HISTORY

In 2005, the grandparents of a four-year-old girl became concerned that Defendant was sexually molesting their grand-daughter. Defendant, who was in his early 30s, was a neighbor and close friend of the victim’s family. Acting on credible information, the police executed a search warrant at Defendant’s house.

The search uncovered numerous incriminating items of child pornography, including known images and videos of child pornography, as well as a home-made video of Defendant molesting the victim. Defendant confessed that he had filmed the assault using a hidden pin-hole camera in his bedroom, that he had lured the victim into participating by showing her images of child pornography, and that he had molested the victim. The government indicted Defendant on one count of production of child pornography, in violation of 18 U.S.C. § 2251(a), and one count of possession of child pornography, in violation of 18 U.S.C. § 2252A(a)(5)(B).

As we detail below, Defendant’s odd pretrial conduct caused the district court much consternation. In a series of hearings and conferences, the court, Defendant’s various lawyers, the government’s lawyers, and Defendant himself engaged in lengthy discussions about self-representation and about Defendant’s competency to stand trial.

The court originally appointed two defense lawyers to represent Defendant. At a pre-trial hearing, Defendant’s lawyers requested a competency hearing because of their difficulties in communicating with Defendant. The court was initially skeptical and decided to question Defendant. Defendant addressed the court as follows, requesting six “duties,” which would become a theme of Defendant’s pre-trial conversations with the court:

I’ve requested these following six duties:
One, request that the judge issue me the appearance bond so that I may enter a plea; two, not to argue the facts; three, request the judge close all accounts; four, request the judge waive all public charges by the exemption in accordance to public policy; and, five, request the judge present me with the order of the court; and, six, request the judge release me.

When asked whether he wanted to plead guilty, Defendant responded, “Well, your honor; I fully accept the charges for value and for consideration. And I ask that these charges, these accounts be closed out and settled by the exemption in accordance to public policy.” The court responded that it “ha[d] no idea what he’s talking about.” When Defendant explained his answers by reference to “House Joint Resolution 192, public law 73-10, and UCC 3-419,” the court ordered a competency hearing. Defendant’s reliance on the Uniform Commercial Code (“UCC”) as a defense to his actions would also be a consistent theme of Defendant’s.

Several weeks later, the district court conducted a competency hearing. The court-appointed psychologist had submitted a report on Defendant’s mental competency to stand trial. The report concluded that Defendant “is presently mentally competent to stand trial,” because he “is presently malingering mental illness and is consciously attempting to feign a disorder to delay or avoid prosecution.” Neither party objected to the report’s conclusions, and the district court ruled that Defendant was competent “to stand trialf ] and ... to assist counsel in the process of trial preparation and dealing with the trial matters.”

Defendant again asked to address the court. He stated that he was “here by *1063 special appearance” (yet another theme) and that he wanted to “put these legal matters to peace.... [H]ow may I do that? How may we handle this in the private today?” After a discussion of why that was not possible, Defendant asked for “[o]ne last thing”: “I’d like the record to reflect that I have presented [my lawyer] a notice of dishonor for not completing the six duties I have requested her to complete.” The court told Defendant that it “[didn’t] know where that stuff comes from,” but that the only thing that the court could do is remove his current lawyers as counsel. Defendant did not so request, and the court adjourned the hearing.

One week later, the court conducted a change-of-plea hearing on the belief that Defendant wished to plead guilty. After a confusing exchange with the judge, Defendant stated: “I wish not to enter a plea at this time. I wish to be peace [sic], Your Honor.” The court proceeded anyway but, when Defendant was given the chance to speak, he reiterated: “I do not -wish to change my plea to a guilt guilty [sic] plea, Your Honor.” The court tried again and, after a few responsive answers, Defendant responded: “I do not wish to testify at this time.” The court then concluded that the case would go to trial and adjourned the hearing.

Eight days later, the court conducted a status conference to discuss a motion filed by Defendant’s lawyers concerning jurisdiction. As the parties discussed various matters, Defendant indicated a desire to speak and informed the court that he had fired his current lawyers. The court instructed Defendant at length that, although he did “have the option to represent [him]self ’ because the right to represent oneself is “an absolute legal right,” the court strongly advised against it. The court then gave a lengthy warning about the dangers of self-representation. Defendant was unpersuaded and still sought to fire his lawyers and withdraw the pending motions that those lawyers had filed.

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Cite This Page — Counsel Stack

Bluebook (online)
560 F.3d 1060, 2009 U.S. App. LEXIS 6860, 2009 WL 792485, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ferguson-ca9-2009.