United States v. Felix Severino

268 F.3d 850, 2001 Daily Journal DAR 10515, 2001 Cal. Daily Op. Serv. 8510, 2001 U.S. App. LEXIS 21169, 2001 WL 1142096
CourtCourt of Appeals for the Ninth Circuit
DecidedSeptember 28, 2001
Docket00-30161
StatusPublished
Cited by7 cases

This text of 268 F.3d 850 (United States v. Felix Severino) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Felix Severino, 268 F.3d 850, 2001 Daily Journal DAR 10515, 2001 Cal. Daily Op. Serv. 8510, 2001 U.S. App. LEXIS 21169, 2001 WL 1142096 (9th Cir. 2001).

Opinions

Opinion by Judge RYMER; Dissent by Judge THOMAS

RYMER, Circuit Judge:

Felix Severino appeals his sentence for one count of conspiracy to distribute a controlled substance in violation of 21 U.S.C. § 846, and seven counts of distributing a controlled substance in violation of 21 U.S.C. § 841(a)(1). The district court sentenced him to a mandatory minimum term of 120 months as a recidivist under 21 U.S.C. § 841(b)(1)(B). Severino argues that his sentence was improperly enhanced without the due process required by 21 U.S.C. § 851 because the information was defectively filed and served. We disagree, and affirm.

I

Severino and 17 others were charged in a Superseding Indictment filed December 13, 1995 with conspiracy to distribute cocaine and related charges of distribution and possession in violation of 21 U.S.C. §§ 846 and 841(a)(1). He and the United States entered into a written plea agreement under Fed.R.Crim.P. 11(e)(1)(C) on January 9, 1996. Severino admitted guilt on the eight drug counts for which he had been indicted. Among other things, the agreement provides that “[a]ny prior record including any drug convictions will be brought to the attention of the court”; and it acknowledges that “[i]f a defendant has a prior felony drug conviction the penalties are from 10 years to life imprisonment, a maximum fine of $4,000,000, and at least 8 years of supervised release.” The agreement also waives the right to appeal or collaterally attack Severino’s conviction or sentence on any ground “unless the court imposes a sentence in excess of the statutory maximum or a sentence that is contrary to the sentencing guidelines or a sentence that violates this plea agreement.”

A plea hearing was held on January 9. As it turned out, Severino, his counsel and the district judge were physically present in court in Anchorage; the Assistant United States Attorney (AUSA) was in Fairbanks, and participated by telephone. As the court was discussing possible guidelines calculations during the plea colloquy, Severino’s counsel stated: “... we may not know the extent of his criminal history, but we do know one thing.... He has a prior drug conviction back East ... So that — because of the amount, of course you’ll kick up to that mandatory 10 years.” The following dialogue then occurred:

THE COURT: Okay. So he is going into this with eyes open and facing a mandatory minimum of 10 years—
MR. DAYAN [Severino’s counsel]: Yes, Your Honor.
THE COURT: —120 months?
MR. DAYAN: Yes, Your Honor.
THE COURT: Is that correct, Mr. Severino? You were aware of that?
THE DEFENDANT: Yes, sir.
THE COURT: Okay.
MR. DAYAN: Of course, we’ll ask the Government be — you know, they’ll be put to the proof of the conviction, but I have—
THE COURT: Sure.
MR. DAYAN: — no doubt they can do it.
[853]*853THE COURT: Okay. And you’ve discussed that with Mr. Severino. He understands how you would go about challenging that and what the odds are.
MR. DAYAN: I think the odds are zero, Your Honor, but I—
THE COURT: Okay.
MR. DAYAN: — told him that they need to have a conviction. But as a practical matter, Your Honor, it’s really not an issue in this ease.

Later in the colloquy Severino again indicated that the fact that the penalties for a prior felony drug conviction anywhere in a state or federal court would be a mandatory minimum 10 years had been explained to him, and that he understood how the penalties applied to. him and his situation. In response to advice from the court about the importance of telling counsel everything about his past, Severino replied: “I told him everything, yes, sir.”

The AUSA explained that he was having difficulty with the requirement in 21 U.S.C. § 851 to file an information listing all of the prior convictions to be relied on in sentencing. He said that he was not confident that he had all the information that should be in that type of information, “[b]ut I have filed an information today, and I guess the shortness of getting these proceedings on has prevented me from getting this into the hands of the Court and counsel before this proceeding.” The AUSA expressed his belief that the conviction in the information is the same case that counsel talked about, possession of cocaine in Massachusetts in 1992 and 1993, to which Severino’s counsel agreed “that’s the one” and added: “This was set on in a hurry as an accommodation to me so I could go out on vacation, and so we would not object to the fact that we weren’t served in time or that it was filed perhaps a day later since this — the U.S. Attorney’s Office was accommodating me.” Further questioning from the court elicited from defense counsel that he was fully aware of the Massachusetts conviction and he reiterated that it was the same one he had mentioned before. The court also verified from Severino personally that he knew about it and knew that it might trigger a 10-year minimum sentence. All of this took place prior to entry of the guilty plea.

The information filed January 9 to which the AUSA referred alleges:

The prior conviction of the defendant herein, to be relied upon for purposes of sentencing in this case are as follows:
Possession of 1 ounce to 1 kilogram of cocaine, Massachusetts, 1992-1993.

The attached certificate of service represents that a copy of the information was served by deposit in the United States Post Office on Severino’s counsel.

On the same day, the government filed an amended information. It alleges:

The above defendant’s prior conviction to be relied upon for sentencing purposes is as follows:
Possession of 1 ounce to 1 kilogram of cocaine, Rhode Island, 1992-1993.

It, too, was served by mail January 9.

The presentence report, which had been translated into Spanish and given to Sev-erino, and which he reviewed several times with counsel, indicates that the minimum term of imprisonment was ten years, which included the enhanced penalty for Severi-no’s prior felony drug conviction in Rhode Island. The report states that Severino served approximately eight months of his term of imprisonment, then was deported from the United States to the Dominican Republic for being convicted of an aggravated felony.

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Bluebook (online)
268 F.3d 850, 2001 Daily Journal DAR 10515, 2001 Cal. Daily Op. Serv. 8510, 2001 U.S. App. LEXIS 21169, 2001 WL 1142096, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-felix-severino-ca9-2001.