United States v. ETTINGER

344 F.3d 1149, 16 Fla. L. Weekly Fed. C 1061
CourtCourt of Appeals for the Eleventh Circuit
DecidedSeptember 4, 2003
Docket02-12871
StatusPublished
Cited by65 cases

This text of 344 F.3d 1149 (United States v. ETTINGER) is published on Counsel Stack Legal Research, covering Court of Appeals for the Eleventh Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. ETTINGER, 344 F.3d 1149, 16 Fla. L. Weekly Fed. C 1061 (11th Cir. 2003).

Opinion

BRUNETTI, Circuit Judge:

Jason Ettinger appeals his conviction for assaulting, resisting, or impeding a federal officer and inflicting bodily injury, in violation of 18 U.S.C. § 111(a) and (b). Ettinger argues that the district court erred in (1) ruling that § 111 is a general intent crime, (2) by allowing the government to introduce testimony of a prior consistent statement of a witness pursuant to Fed. R.Evid. 801(d)(1)(B), and (3) in denying his motion for a mistrial. We have jurisdiction pursuant to 28 U.S.C. § 1291, and we AFFIRM.

*1152 I.

BACKGROUND

While being detained at a pretrial detention center in Miami, Florida, Ettinger was involved in an altercation with a Federal Correctional Officer. As Officers Stephen Barnes and Donald Ferguson escorted Et-tinger from the Special Housing Unit (“SHU”) to the visiting room, Ettinger punched Officer Reginald Turner in the back of his head. Thereafter, the government charged Ettinger with assaulting, resisting, or impeding a federal officer and inflicting bodily injury, in violation of 18 U.S.C. § 111(a) and (b). He pleaded not guilty and a jury trial followed.

Prior to trial, Ettinger filed a notice of his intent to raise a “diminished capacity” defense and to offer expert testimony at trial regarding his mental condition. The district court first ruled that an offense charged under § 111 is a “specific intent” crime and therefore, Ettinger had a right to introduce psychological evidence to negate the mens rea element of the offense. After hearing the government’s motion for reconsideration, the district court ruled that § 111 is a “general intent” statute. Accordingly, Ettinger was denied the use of a diminished capacity defense.

During trial, Officer Barnes testified that after Ettinger struck Officer Turner, Ettinger stated that he had told Turner he was “going to get him.” On cross-examination, Barnes admitted that he had not included Ettinger’s statement in his official report made on the day of the incident. Ettinger’s counsel asked Barnes if he had read any other officers’ reports and stated his concern regarding where Barnes’s statement suddenly came from. Barnes stated that he had spoke with other correction officers regarding the incident immediately after it occurred, but that he had not read any other officers’ reports regarding the incident. Following a sidebar, the district court allowed the government to introduce an FBI report of Barnes’s statement to an FBI agent. The government used this statement to show that Barnes had previously mentioned Et-tinger’s statement that he was going to get Turner, and to dispute Ettinger’s argument that Barnes had fabricated the statement. The district court allowed introduction of the statement pursuant to Fed. R.Evid. 801(d)(1)(B).

Later, during a brief recess when the jury was not present, Ettinger physically attacked one of the deputy marshals in the courtroom. After the altercation, the court and the parties discussed the incident and how the court could regain order. The district court then recessed the trial in order to allow Ettinger time to calm down. After recess, outside the presence of the jury, defense counsel moved for a mistrial on the basis of a conflict of interest. Defense counsel contended that he was involved in the altercation between Ettinger and the deputy marshal. Further, defense counsel argued that the attorney-client relationship was compromised because it was likely that he would be called to testify regarding Ettinger’s demeanor following the incident, he would likely be called as an adverse witness in a future criminal proceeding against Ettinger, he was inhibited from presenting an argument to the jury regarding Ettinger’s non-violent temperament, he may be called as a defendant by Ettinger in a subsequent civil suit, and statements that he made to marshals during the incident could be construed by Ettinger as lacking trust.

The district court determined that the conflict of interest was merely a potential conflict that would occur at a time when defense counsel would no longer be representing Ettinger. Nonetheless, the court ruled that if, during the course of the trial, *1153 an actual conflict arose that prohibited defense counsel from zealously representing Ettinger, it would take that into account after the trial and act accordingly. [R4 at 41-42], The district court proceeded with the trial, and the jury found Ettinger guilty of assaulting a federal officer.

After the trial, defense counsel filed a motion to withdraw as counsel because the government advised him that it was going to pursue a federal prosecution based on the incident between Ettinger and the deputy marshal during the trial. He contended that it was inevitable that he would be called as a witness in the new criminal prosecution against Ettinger. The district court granted the motion to withdraw and appointed new counsel to represent Et-tinger.

II.

DISCUSSION

A. 18 U.S.C. § 111

The statute in question in this case, 18 U.S.C. § 111, provides as follows:

(a) In general. — Whoever—
(1) forcibly assaults, resists, opposes, impedes, intimidates, or interferes with any person designated in section 11H of this title while engaged in or on account of the performance of official duties; or
(2) forcibly assaults or intimidates any person who formerly served as a person designated in section 1114 on account of the performance of official duties during such person’s term of service,
shall, where the acts in violation of this section constitute only simple assault, be fined under this title or imprisoned not more than one year, or both, and in all other cases, be fined under this title or imprisoned not more than three years, or both.
(b) Enhanced penalty. — Whoever, in the commission of any acts described in subsection (a), uses a deadly or dangerous weapon (including a weapon intended to cause death or danger but that fails to do so by reason of a defective component) or inflicts bodily injury, shall be fined under this title or imprisoned not more than ten years or both.

Persons designated in § 1114 are officers or employees of the United States or of any agency in any branch of the United States Government.

We review the district court’s interpretation of 18 U.S.C. § 111, de novo.

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Bluebook (online)
344 F.3d 1149, 16 Fla. L. Weekly Fed. C 1061, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ettinger-ca11-2003.