United States v. Ensign

491 F.3d 1109, 2007 WL 1932813
CourtCourt of Appeals for the Ninth Circuit
DecidedJuly 5, 2007
Docket06-10447, 06-10457
StatusPublished
Cited by17 cases

This text of 491 F.3d 1109 (United States v. Ensign) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ensign, 491 F.3d 1109, 2007 WL 1932813 (9th Cir. 2007).

Opinion

CALLAHAN, Circuit Judge:

Patricia Ann Ensign appeals from her conviction on four counts of willful failure to file tax returns, and Oscar Stilley seeks review of the district court’s refusal to allow him to proceed pro hac vice as Ensign’s attorney. We determine that the district court acted within its discretion in declining to allow Stilley to represent Ensign pro hac vice and that Stilley lacks standing to appeal the district court’s orders.

I.

Ensign, along with eight other individuals, was charged in a 27-count indictment with one count of conspiring to defraud the government for the purposes of impeding and impairing the Internal Revenue Service (“IRS”) in violation of 18 U.S.C. § 371, and a number of counts of willful failure to file tax returns. Ensign and four co-defendants were eventually tried before a jury. Ensign was acquitted on the conspiracy charge, but convicted on four counts of willful failure to file tax returns. Following her conviction, Ensign filed a timely notice of appeal claiming inter alia that her Sixth Amendment right to counsel of her choice was violated by the district court’s orders declining to allow Stilley to represent her. 1 In addition, Stilley filed a notice of appeal on his own behalf.

Stilley first became involved in this case in the fall of 2004, when Ensign, through her appointed counsel, Alex Gonzalez, sought to have Stilley appointed as co-counsel or advisory counsel. Stilley was admitted to the practice of law in Arkansas, but was not admitted to the district court’s bar or the Arizona bar. On November 19, 2004, the district court appointed Stilley as legal advisor/consultant for the co-defendants with compensation under the Criminal Justice Act (“CJA”) at $150 per hour for up to 75 hours.

On January 25, 2005, Ensign moved to associate Stilley as a CJA attorney, pro hac vice. The motion was accompanied by Stilley’s affidavit stating that he was admitted to the practice of law in Arkansas, was not presently suspended or disbarred, but had “one disciplinary proceeding that has yet to be resolved and has been pending since 2002 (no hearing has been set on such proceeding as of yet).” That same day, the district court appointed Stilley as lead counsel for Ensign with a compensation rate of $90 per hour under the CJA.

On February 16, 2005, the government submitted under seal evidence concerning disciplinary actions against Stilley in Arkansas. At a pre-trial hearing on March 18, 2005, after excusing all defendants and counsel except Stilley and Ensign, the dis *1112 trict judge asked Stilley whether he had been subjected to disciplinary proceedings in Arkansas and directed him to respond in writing.

On April 19, 2005, after having considered Stilley’s written response, the district court entered an order under seal terminating Stilley’s representation of Ensign as lead counsel, legal advisor, and/or consultant under the CJA. The court explained that usually the Federal Public Defender’s Office screened attorneys for the CJA Defense Panel and required disclosure of all pending disciplinary proceedings, but because Stilley was appointed through “means other than the typical application process,” the Court was obligated to conduct its own review of Stilley.

The court proceeded to exercise its discretion by withdrawing Stilley’s conditional appointment. The court noted that it had been unaware of the disciplinary matters concerning Stilley pending in Arkansas, and concluded that Stilley presented “issues which would preclude his appointment or qualification to the district’s CJA panel in the ordinary course of panel selection.” The court set forth several reasons for its decision. First, it noted that during the lengthy trial in this case, Stilley might be required to serve a 30-day sentence imposed by the Arkansas Circuit Court. Second, the court observed that Stilley had not been forthcoming regarding the various matters pending in Arkansas. Third, the court commented that the present proceedings in Arkansas concerning Stilley did not appear to be isolated or infrequent as Stilley seemed to have been “subject to sanctions and discipline proceedings in Arkansas on several occasions.” Finally, the court observed that “instead of responding to the Coui't’s specific questions, Mr. Stil-ley submitted a brief devoting more than twenty pages to collaterally attacking the various proceedings in Arkansas” and concluded that the fact that Stilley “was either unable or unwilling to focus on the key issue, further lends credence to this Court’s concerns regarding his representation.”

The April 15, 2005 order also addressed its impact on Ensign. The order indicated that it did not prejudice Ensign because during the two-month period that Stilley acted as Ensign’s lead counsel, Ensign had been concurrently represented by Mr. Gonzalez, who had been her attorney of record since March 2004. In addition, the order concluded that Ensign’s Sixth Amendment right to counsel of her choice was not implicated because Ensign “all along has had capable and competent counsel, and it is well settled indigent defendants do not have the right to have a particular counsel appointed. United States v. Mack, 362 F.3d 597, 599 (9th Cir.2004).”

On April 22, 2005, the district court denied Ensign’s motion for reconsideration, and on May 3, 2005, it denied Ensign’s objection to the removal of Stilley as a defense consultant. Ensign’s and Stilley’s requests for interlocutory relief from this court were unsuccessful. On May 20, 2005, we indicated that the order revoking Stilley’s pro hac vice status was not ap-pealable, and on June 6, 2005, we denied Ensign’s and Stilley’s petition for a writ of mandamus.

Jury selection for the trial of Ensign and her co-defendants commenced on May 19, 2005. On June 7, 2005, Ensign informed the court that she had retained Stilley as her attorney and requested that he be allowed to appear as her counsel, pro hac vice. The district court declined to interrupt proceedings to consider the request, but later that day the court considered the request during a break in the trial.

After limited argument on the request, the district court declined to allow Stilley to appear pro hac vice. The court opined *1113 that regardless of whether Stilley sought appointment under the CJA or pro hac vice, it still had an obligation to ensure that he was qualified to proceed and that Stilley had not satisfied the court’s previously expressed concerns regarding his ethical fitness. The court further noted that (1) there were disciplinary proceedings pending against Stilley in Arkansas, (2) some of the pleadings that he had filed during the time that he was admitted pro hac vice were of dubious merit and possibly submitted for improper purposes such as delay, and (3) the timing of the request was significant.

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Cite This Page — Counsel Stack

Bluebook (online)
491 F.3d 1109, 2007 WL 1932813, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ensign-ca9-2007.