United States v. Emmons

31 M.J. 108, 1990 CMA LEXIS 1054, 1990 WL 134817
CourtUnited States Court of Military Appeals
DecidedSeptember 20, 1990
DocketNo. 61,595; ACM 26727
StatusPublished
Cited by21 cases

This text of 31 M.J. 108 (United States v. Emmons) is published on Counsel Stack Legal Research, covering United States Court of Military Appeals primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Emmons, 31 M.J. 108, 1990 CMA LEXIS 1054, 1990 WL 134817 (cma 1990).

Opinions

Opinion of the Court

COX, Judge:

Appellant was tried by a general court-martial with members at Travis Air Force Base, California, on November 16-24, 1987. Contrary to his pleas, he was found guilty of aggravated assault, in violation of Article 128, Uniform Code of Military Justice, 10 USC § 928.1 His sentence to confinement for 14 years, total forfeitures, reduction to airman basic, and a dishonorable discharge was approved by the convening authority. The Court of Military Review, in an unpublished opinion, affirmed. This Court granted review of the following issue:

WHETHER THE MILITARY JUDGE ERRED, TO THE SUBSTANTIAL PREJUDICE OF APPELLANT, BY INSTRUCTING THE COURT MEMBERS THAT THEY COULD CONSIDER AGGRAVATED ASSAULT WITH A DANGEROUS WEAPON, IN VIOLATION OF ARTICLE 128, AS A LESSER INCLUDED OFFENSE OF ARTICLE 118, UNPREMEDITATED MURDER.

Appellant was originally charged, inter alia, with unpremeditated murder, to which he pleaded not guilty. At or about midnight on the evening of June 20, 1987, he left his barracks at Travis AFB with two Air Force friends, Airman First Class Douglas L. Lawrence and Airman Donald L. Burton, in Lawrence’s car. They drove to see a friend of appellant in the nearby town of Vacaville, where they intended to purchase and use cocaine. Also, before leaving the base, Airman Burton said he wanted to bring his gun, a “.38 special,” because he wanted to take it with him the next day to a nearby lake. Airman Lawrence and appellant also owned guns, and each decided to take his weapon on the trip to Vacaville. Lawrence owned a “.380 semi-automatic pistol,” and appellant had a 9-millimeter, semi-automatic pistol.

Once at the house in Vacaville, the three men bought and snorted cocaine, and drank several beers with appellant’s friends until about 6:00 a.m. At that time, they began their trip back to the base. Lawrence was driving, but all three were very intoxicated. During the ride, appellant took Lawrence’s pistol from the console and held it up towards Lawrence’s head. The gun discharged, fatally wounding Lawrence. The car careened off the road and crashed. The police arrived shortly thereafter.

The Government’s case rested primarily on appellant’s confession, wherein he stated that he believed Lawrence’s gun was loaded when he picked it up from the console, but that he did not “know how or why the gun went off.” The Government also relied on Airman Burton’s testimony, extensive forensic evidence, and a stipulation of fact in which appellant agreed that Lawrence died from a gunshot wound to the head.

The defense introduced testimony from police investigators to support appellant’s claim that he did not know Lawrence’s gun was loaded.

Before closing arguments, the military judge informed counsel that he was going to instruct the members on unpremeditated [110]*110murder under Article 118(2) and (3), UCMJ, 10 USC § 918(2) and (3); aggravated assault with a loaded firearm under Article 128, UCMJ, 10 USC § 928; involuntary manslaughter caused by culpable negligence under Article 119, UCMJ, 10 USC § 919; and negligent homicide under Article 134, UCMJ, 10 USC § 934.

Defense counsel did not object to the instruction on involuntary manslaughter caused by culpable negligence. He did object, however, to the instruction for aggravated assault, arguing that the only difference between Articles 118 and 128 was that Lawrence was dead. The military judge ruled that he would give the instruction, stating:

MJ: The entire anthem of 128 violations, involving assaults, are lesser included offenses of the 118.
* * * * * *
MJ: I am going to give the instruction. It is raised by the evidence and it is completely different and is not covered. I do not find that simple assault is applicable as there is no evidence that the victim was ever placed in fear of an [imjminent battery, therefore also assault and battery would not be applicable because we do not have the assault. ...

The maximum punishment for unpremeditated murder is life imprisonment — para. 43e(2), Part IV, Manual for Courts-Martial, United States, 1984; for aggravated assault committed with a firearm, it is confinement for 8 years — para. 54e(8)(a), Part IV, Manual, supra; for involuntary manslaughter caused by culpable negligence, it is 3 years — para. 44e(2), Part IV, Manual, supra; for negligent homicide, it is 1 year —para. 85e, Part IV, Manual, supra. The instructions were presented to the members according to the severity of the punishment for each crime, rather than the elements.2 Defense counsel did not object to this procedure. Although not articulated by defense counsel, if the aggravated-assault instruction had not been given, the members would have been presented with sentencing prerogatives ranging from life imprisonment, dropping next to 3 years for manslaughter, without the intermediate punishment of 8 years for aggravated assault.

Appellant claims before this Court, as he did before the Court of Military Review, only that the instruction on aggravated assault was improper because there was no factual dispute as to the cause of death. The Government has conceded that the instruction was prejudicial error. It has asked that the finding of guilty to aggravated assault be set aside, and that instead we enter a finding of guilty to another lesser-included offense, involuntary manslaughter.

I

We first hold that the Government’s concession is not determinative of this appeal. See United States v. McNamara, 7 USCMA 575, 578, 23 CMR 39, 42 (1957). Turning to the alleged error, the standard for deciding when an instruction on a lesser-included offense is warranted is simply to determine whether, on the facts of the case, “the lesser offense” is “included within, but not ... completely encompassed by the greater” one. Therefore, “[a] lesser-included-offense instruction is only proper where the charged greater offense requires” court members “to find a disputed factual element which is not required for conviction of the” lesser violation. Sansone v. United States, 380 U.S. 343, 350, 85 S.Ct. 1004, 1009, 13 L.Ed.2d 882 (1965).3

[111]*111The lesser-included-offense doctrine was developed at common law to assist the prosecution in cases where the evidence failed to establish some element of the offense originally charged. It was also recognized, however, that a “defendant is entitled to an instruction on a lesser-included offense if the evidence would permit a jury rationally to find him guilty of the lesser offense and acquit him of the greater.” Keeble v. United States, 412 U.S. 205, 208, 93 S.Ct.1993, 1995, 36 L.Ed.2d 844 (1973) (emphasis added); see Sansone v. United States, 380 U.S. at 350, 85 S.Ct. at 1009.

An instruction on a lesser-included offense, when warranted, serves both the defense and the prosecution. “[I]f the prosecution has not established beyond a reasonable doubt every element of the offense charged, and if no lesser offense instruction is offered, the jury must, as a theoretical matter, return a verdict of acquittal.” Keeble v. United States, 412 U.S. at 212, 93 S.Ct. at 1998.

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Cite This Page — Counsel Stack

Bluebook (online)
31 M.J. 108, 1990 CMA LEXIS 1054, 1990 WL 134817, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-emmons-cma-1990.